Opinion · Appellate Court of Illinois
People v. Buffer
2017 IL App (1st) 142931
- Type
- Opinion
- Court
- Appellate Court of Illinois
- Jurisdiction
- Illinois
- Date
- 2017-06-14
- Topic
- general
Digitally signed by Reporter of Decisions Illinois Official Reports Reason: I attest to the accuracy and integrity of this document Appellate Court Date: 2017.06.13 14:55:33 -05'00' People v. Buffer, 2017 IL App (1st) 142931 Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Respondent- Caption Appellee, v. DIMITRI BUFFER, Petitioner-Appellant. District & No. First District, Third Division Docket No. 1-14-2931 Filed March 29, 2017 Rehearing denied April 25, 2017 Decision Under Appeal from the Circuit Court of Cook County, No. 09-CR-10493; the Review Hon.
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Appellate Court Date: 2017.06.13
14:55:33 -05'00'
People v. Buffer, 2017 IL App (1st) 142931
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Respondent-
Caption Appellee, v. DIMITRI BUFFER, Petitioner-Appellant.
District & No. First District, Third Division
Docket No. 1-14-2931
Filed March 29, 2017
Rehearing denied April 25, 2017
Decision Under Appeal from the Circuit Court of Cook County, No. 09-CR-10493; the
Review Hon. Thaddeus Wilson, Judge, presiding.
Judgment Reversed and remanded.
Counsel on Michael J. Pelletier, Patricia Mysza, and Christopher L. Gehrke, of
Appeal State Appellate Defender’s Office, of Chicago, for appellant.
Anita M. Alvarez, State’s Attorney, of Chicago (Alan J. Spellberg,
Matthew Connors, Noah Montague, and Tasha-Marie Kelly, Assistant
State’s Attorneys, of counsel), for the People.
Panel PRESIDING JUSTICE FITZGERALD SMITH delivered the
judgment of the court, with opinion.
Justice Lavin concurred in the judgment and opinion.
Justice Pucinski specially concurred, with opinion.
OPINION
¶1 The petitioner, Dimitri Buffer, appeals from the circuit court’s summary dismissal of his
pro se postconviction petition filed pursuant to the Post-Conviction Hearing Act (725 ILCS
5/122-1 et seq. (West 2004)). On appeal, the petitioner contends that his 50-year adult
sentence, imposed for a crime he committed when he was 16 years old, is unconstitutional as
applied under the eighth amendment to the United States Constitution (U.S. Const., amend.
VIII) and under Illinois’s proportionate penalties clause (Ill. Const. 1970, art. I, § 11). For the
reasons that follow, we vacate the petitioner’s sentence and remand for resentencing.
¶2 I. BACKGROUND
¶3 For purposes of brevity we set forth only those facts and procedural history relevant to the
resolution of the issues in this appeal. In 2009, the 16-year-old petitioner was charged with
multiple counts of first degree murder (720 ILCS 5/9-1(a)(1), (a)(2) (West 2008)) in the
shooting of the victim, Jessica Bazan, including that he personally discharged the firearm that
caused her death. The petitioner was transferred to be tried as an adult under the mandatory
transfer provision of the Juvenile Court Act of 1987 (705 ILCS 405/5-120 (West 2008)).
¶4 A. Trial
¶5 The following evidence was adduced at the petitioner’s jury trial. Serena Ortiz and her
10-year-old son, Jai Cuevez, testified that on the evening of May 16, 2009, they were inside
their second-floor apartment at 8311 South Brandon Avenue. At about 10 p.m., Ortiz was
speaking on the telephone, while Cuevas was looking out the window and saw Bazan (who
was Ortiz’s uncle’s fiancée) pulling up in front of the building in her red Chevrolet Caprice.
Ortiz looked out the window, waved to Bazan, and told her “to hold on” while she finished her
conversation in another room. Cuevas continued to look out the window. When Ortiz returned,
both she and Cuevas saw a figure in a black hoodie approach Bazan’s car, fire two shots inside,
and run toward a white “cop” or “bubble” (Ford Crown Victoria) car, which they identified
from a photo at trial. Neither Ortiz nor Cuevas could see the offender’s face because it was too
dark.
¶6 The forensic pathologist who performed the autopsy on Bazan testified that Bazan was shot
twice in her right thigh and died as a result of those wounds.
¶7 Sammy Trice, age 23 and a former member of the Black P Stones gang, next testified that
at about 9:30 p.m., on May 16, 2009, he and Steven Ward drove Ward’s white Ford Crown
Victoria, previously identified by Ortiz and Cuevas as the vehicle used by the offender to flee
the scene of the shooting, to pick up four minors: (1) Trice’s 15-year-old cousin, Mark
Matthews, who remains a member of the Black P Stones; (2) 14-year-old Devon Brunt;
(3) 16-year-old Devaunte Johnson; and (4) the 16-year-old petitioner.
¶8 Trice averred that he drove the car to an alley on 83rd Street between Coles Avenue and
South Shore Drive because he wanted to purchase marijuana. Trice explained that the Black P
Stones had a “stash house” where they kept their drugs and “nation guns,” which were
available for use to all members. Once there, Trice and the petitioner exited the car, and the
petitioner went to the “stash house.” Upon his return, Trice proceeded to drive down Brandon
Avenue and stopped at a stop sign to “roll a blunt,” when he heard the petitioner say “There go
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them guys right there.” According to Trice, the petitioner then exited the vehicle, walked
toward the passenger side of a parked red vehicle and fired shots inside. Trice claimed that he
tried to flee in Ward’s car, but the petitioner ran after him and jumped inside. Trice “hollered
and cursed” at the petitioner to get out, and as he pulled into an alley, the petitioner jumped out
and fled. Soon thereafter Trice was pulled over by the police, and all five men were arrested
and taken into custody. Once there, Trice identified the petitioner as the shooter from a photo
array. He again identified the petitioner as the shooter in open court.
¶9 On cross-examination, Trice acknowledged that when he was brought to the police station,
he thought that he was being arrested for Bazan’s murder. Trice admitted that he initially lied
to police about what he saw. He explained that the police told him that both he and his cousin,
Matthews, would be charged with murder, and he did not want that to happen. Trice
acknowledged that he did not identify the petitioner from a photo array until 9:12 a.m. on the
following morning, after speaking to his mother and to the detectives, who told him that
Matthews’s story was “falling apart.”
¶ 10 Matthews, age 15, testified consistently with Trice. In addition, he provided testimony
regarding the motive for the shooting. Specifically, Matthews testified that two days prior to
the shooting, he was near a store on 83rd Street and Cottage Grove Avenue when he was
approached by a group of rival Latin King gang members, who asked him if he was a Black P
Stone. Matthews stated that when he answered in the affirmative, they “jumped him,” striking
him several times and causing multiple abrasions on his face. Matthews’s aunt filed a police
report in regard to this incident.
¶ 11 Matthews averred that at about 9 p.m. on the day of the shooting, he was playing basketball
with Brunt, Johnson, and the petitioner when a red car pulled up and several individuals inside,
whom Matthews identified as members of the Latin Kings, “threw their gang signs” at them.
Soon thereafter, Trice appeared in a white car with Ward and drove them all to a house where
the Black P Stones kept their drugs and weapons. Contrary to Trice’s testimony, Matthews
averred that the petitioner alone exited the car, went to the stash house, and returned several
minutes later. Matthews testified that later when Trice stopped the car at a stop sign on
Brandon Avenue, the petitioner exited the car and fired gunshots toward a red car that was
parked on the street and that looked like the car belonging to the Latin Kings who had flashed
their gang insignia at them earlier that day.
¶ 12 On cross-examination, Matthews admitted that he initially lied to the police about who had
committed the crime and implicated James Jones (James), who is a member of a rival gang, the
Apache Stones. He eventually identified the petitioner as the shooter and picked him out of a
photo array. Matthews explained that he did not identify the petitioner as the shooter until the
detectives returned and told him that his cousin, Trice, and Ward had not implicated James but
had instead identified the petitioner as the shooter.
¶ 13 The owner of the white Ford Crown Victoria, Ward, next testified that he uses this vehicle
to “taxi” locals around the neighborhood because regular taxi cab companies do not venture to
that area of Chicago. He explained that on May 16, 2009, he loaned his car to Trice and
together they picked up and drove three of Trice’s friends, whom Ward did not know. Ward
testified consistently with Trice and Matthews about what transpired that evening, including
his witnessing of the shooting. Ward, however, did not identify the petitioner as the shooter
(either when he was arrested by the police or at trial).
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¶ 14 Several police officers testified to their efforts in arresting the suspects after receiving a
flash message describing the getaway vehicle. The officers arrested all five individuals inside
the vehicle (Trice, Brunt, Johnson, Matthews, and Ward) and performed gunshot residue tests
on them. All of those tests were negative for gunshot residue.
¶ 15 Aisha Jones (Jones), age 17 and the petitioner’s brother’s girlfriend as well as the sister of
James Jones, next testified that the petitioner is “like a little brother to her.” She testified that in
2009, both the petitioner and his brother were members of the Black P Stones gang.
¶ 16 Jones testified that at about 10 p.m. on the night of the shooting, she was with the
petitioner’s brother when he received a telephone call and eventually proceeded to the corner
of 81st Street and Coles Avenue, where they picked up the petitioner. Jones testified that the
petitioner, who was wearing a navy blue hoodie, entered the car and said, “I just shot a [Latin]
King in his face.” Jones testified that everyone in the car asked the petitioner “if he be for real”
because the petitioner often joked around and was a playful person. The petitioner “swore to
God” and “on Jeff [Fort, the head of the Black P Stones gang]” that he was telling the truth.
¶ 17 Jones testified that on the following morning, she also heard the petitioner telling his
brother that “he shot a King in the face.” According to Jones, when the petitioner’s brother
mentioned a woman, the petitioner told him that he “shot a King” and “didn’t shoot no lady.”
¶ 18 On cross-examination, Jones explained that she was not concerned about what she had
heard from the petitioner because he “always play like this.” Jones also admitted that she did
not go to the police station to make a statement about what she had heard, until later that day
when she found out that her brother, James, had been arrested in connection with the shooting.
¶ 19 Chicago police detective Michele Moore-Grose also testified that in investigating the
instant case, she interviewed the responding officers and several witnesses, including Ortiz and
Cuevas. The detective afterward interrogated all five suspects (Trice, Ward, Matthews,
Johnson, and Brunt) that were arrested in the white Ford Crown Victoria near the scene of the
shooting. She acknowledged that after speaking to Matthews, her investigation first focused on
James, whom she arrested on May 17, 2009. She explained, however, that after further
interrogation of the witnesses and after speaking to Aisha Jones, her investigation changed
course and focused on the petitioner.
¶ 20 The defense offered no evidence at trial. After hearing closing arguments, the jury found
the petitioner guilty of four counts of first degree murder. The jury also specially found that the
petitioner had personally discharged the firearm that proximately caused Bazan’s death.
¶ 21 B. Sentencing
¶ 22 At the sentencing hearing, the court first heard the victim impact statement written by the
victim’s mother. Subsequently, in aggravation, the State called several police officers to testify
to incidents in which the petitioner had been arrested when he was just 14 and 15 years old.
Specifically, the officers testified to having previously arrested the petitioner for (1) a burglary
in progress, wherein the petitioner was found in the “back seat of a vehicle” where the ignition
was peeled and the vehicle was reported stolen; (2) attempted robbery, where the 15-year-old
petitioner tried to take money from an 18-year old victim’s pocket and hit the victim;
(3) resisting arrest, when the petitioner, together with several other members of the Black P
Stones gang, “interfered in the placing into custody of another narcotics related arrestee”;
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(4) robbery, wherein the victim identified several individuals who had battered him and taken
his wallet, including the petitioner; and (5) “flashing gang signs.”
¶ 23 In contrast to the officers’ testimony, the petitioner’s presentencing investigation report
(PSI), which was introduced at the sentencing hearing, reflected only a single finding of
delinquency for theft.
¶ 24 In mitigation, defense counsel argued that the petitioner was remorseful, that he was 16
years old at the time of the shooting, that his parents have been present in court and in his
“entire life,” that he has no history of mental illness, and that he struggled with school but had
completed two years of high school with special assistance classes. In addition, defense
counsel explained that the defendant’s previous arrests can be explained by the fact that he
“exists in a world where there is violence” and “senseless deaths.” Counsel also emphasized
that the petitioner was not alone and that he was very susceptible to the influence of others. In
allocution, the petitioner apologized for what had happened to the victim’s family and
expressed that he was “really sorry.”
¶ 25 The State argued that the petitioner’s arrests as a minor showed “the making of a gang
member” and contended that the petitioner “had choices at the age of 14 and yet continued
again and again to commit crimes.” The State claimed that the petitioner “chose to be a Black P
Stone” and that he “chose to have that life.” The State further argued for an extended sentence
in order “to deter others from committing the same crime” and “to send a message” to the
community and to gang members. As the State explained, “these sentences are necessary to
deter others from that conduct.”
¶ 26 After hearing arguments by both parties, the circuit court sentenced the petitioner to 50
years’ imprisonment with 3 years of mandatory supervised release. In doing so, the court stated
that it had “considered all of the relevant statutory requirements, including, but not limited to”
(1) the evidence at trial, (2) the gravity of the offense, (3) the PSI, (4) the financial impact of
incarceration to a limited extent given the petitioner’s age, his not having children or
dependents, (5) evidence in aggravation and mitigation, (6) potential substance abuse issues,
(7) treatment, (8) potential for rehabilitation, (9) the possibility of alternative sentencing,
(10) the petitioner’s statement in allocution, (11) the victim impact statement, and (12) “all
hearsay considered at the hearing deemed relevant and reliable.”
¶ 27 C. Direct Appeal
¶ 28 The petitioner filed a direct appeal with this court on June 27, 2011, arguing that (1) the
trial court had improperly admitted Trice’s prior consistent statements from his grand jury
testimony to bolster his and Matthews’s testimony at trial and (2) the State committed error in
its rebuttal remarks when it improperly bolstered Jones’s testimony. See People v. Buffer, 2012 IL App (1st) 102411-U
, ¶¶ 48, 70.
¶ 29 During the pendency of this appeal, on June 25, 2012, the United States Supreme Court
decided Miller v. Alabama, 567 U.S. 460
,132 S. Ct. 2455
(2012), holding that because
juvenile offenders are less culpable than adults who commit the same crime and are far more
capable of rehabilitation, a mandatory sentence of life without the possibility of parole violates
the eighth amendment.
¶ 30 On July 24, 2012, the petitioner filed a motion seeking leave to file a supplemental brief
addressing the impact of Miller on his 50-year sentence. The State objected, and we denied
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leave on August 7, 2012. On August 9, 2012, the petitioner filed a motion to reconsider, and
the State responded, renewing its objection.
¶ 31 On August 16, 2012, we affirmed the petitioner’s conviction. See Buffer, 2012 IL App (1st) 102411-U
, ¶¶ 61, 74. In doing so, we agreed with the petitioner that Trice’s grand jury
testimony was inadmissible and constituted an abuse of the trial court’s discretion. In addition,
we stated that we were “inclined to agree” that the scope of the State’s rebuttal “exceeded the
bounds of proper comment” since it was “not based upon any facts or reasonable inferences in
the record.” Buffer, 2012 IL App (1st) 102411-U
, ¶ 74. Nonetheless, we found that in light of
the overwhelming evidence of the petitioner’s guilt, these errors did not rise to the level of
plain error so as to permit our review. See Buffer, 2012 IL App (1st) 102411-U
, ¶ 75.
¶ 32 On August 17, 2012, a day after we issued our Rule 23 order, we also denied as moot the
petitioner’s motion to reconsider our denial of his request to supplement his brief to address his
sentence in the context of Miller, 567 U.S. 460
,132 S. Ct. 2455
.
¶ 33 The petitioner subsequently sought leave to appeal to our supreme court, but his petition
was denied. See People v. Buffer, No. 115148 (Ill. Jan. 30, 2013) (table).
¶ 34 D. Post-Conviction
¶ 35 On May 23, 2014, the petitioner filed a pro se postconviction petition, arguing that his
50-year sentence is a de facto life sentence that violates the eighth amendment of the United
States Constitution (U.S. Const., amend. VIII) and the proportionate penalties clause of the
Illinois Constitution (Ill. Const. 1970, art. I, § 11). The petitioner cited to Miller, 567 U.S. 460
,
132 S. Ct. 2455
, and several Illinois decisions relying on Miller, and emphasized the
diminished culpability of juveniles and their enhanced rehabilitative capacity. The petitioner
asked the court to vacate his sentence and remand for a new sentencing hearing “so that
petitioner is able to re-enter society as a productive and useful citizen.”
¶ 36 The circuit court summarily dismissed the petitioner’s pleading, finding his claims to be
“frivolous and patently without merit.” The petitioner now appeals the summary dismissal of
his petition.
¶ 37 II. ANALYSIS
¶ 38 At the outset we note that the Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq.
(West 2012)) provides a three-step process by which a convicted defendant may assert a
substantial denial of his or her constitutional rights in the proceedings that led to the
conviction. People v. Edwards, 2012 IL 111711, ¶ 21
; People v. Tate,2012 IL 112214, ¶ 8
; see
also People v. Walker, 2015 IL App (1st) 130530, ¶ 11
(citing People v. Harris,224 Ill. 2d 115, 124
(2007)). A proceeding under the Act is a collateral attack on a prior conviction and
sentence and is therefore “not a substitute for, or an addendum to, direct appeal.” People v.
Kokoraleis, 159 Ill. 2d 325, 328
(1994); see Edwards,2012 IL 111711, ¶ 21
; People v.
Barrow, 195 Ill. 2d 506, 519
(2001). Accordingly, any issues that were decided on direct
appeal are res judicata, and any issues that could have been presented on direct appeal, but
were not, are waived. Edwards, 2012 IL 111711, ¶ 21
; see also People v. Reyes,369 Ill. App. 3d 1, 12
(2006).
¶ 39 At the first stage of a postconviction proceeding, such as here, the trial court must only
determine whether the petition sets forth a “gist” of a constitutional claim. People v. Boclair,
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202 Ill. 2d 89, 99-100
(2002); see also 725 ILCS 5/122-2.1 (West 2012); People v. Ross,2015 IL App (1st) 120089, ¶ 30
(citing People v. Jones,213 Ill. 2d 498, 504
(2004)). At this stage of
postconviction proceedings, all well-pleaded allegations in the petition must be construed as
true, and the court may not engage in any factual determinations or credibility findings. See
People v. Plummer, 344 Ill. App. 3d 1016, 1020
(2003) (“The Illinois Supreme Court *** [has]
recognized that factual disputes raised by the pleadings cannot be resolved by a motion to
dismiss at either the first stage *** or at the second stage *** [of postconviction proceedings],
rather, [they] can only be resolved by an evidentiary hearing ***.”); see also People v.
Coleman, 183 Ill. 2d 366, 380-81
(1998) (noting that the supreme court has “foreclosed the
circuit court from engaging in any fact-finding at a dismissal hearing because all well-pleaded
facts are to be taken as true at this point in the proceeding”).
¶ 40 The “gist” is a low threshold, and the trial court may summarily dismiss the petition only if
it finds the petition to be frivolous or patently without merit. See Jones, 213 Ill. 2d at 504
; Ross,
2015 IL App (1st) 120089, ¶ 30
; see also People v. Hodges,234 Ill. 2d 1, 10
(2009). A petition
is frivolous or patently without merit only if it has no arguable basis either in law or in fact.
People v. Tate, 2012 IL 112214, ¶ 9
. Our supreme court has explained that a petition lacks an
arguable basis where it “is based on an indisputably meritless legal theory or a fanciful factual
allegation”—in other words, an allegation that is “fantastic or delusional,” or is “completely
contradicted by the record.” (Internal quotation marks omitted.) Hodges, 234 Ill. 2d at 13, 16
;
People v. Brown, 236 Ill. 2d 175, 185
(2010); see also Ross,2015 IL App (1st) 120089, ¶ 31
.
Our review of summary dismissal is de novo. Tate, 2012 IL 112214, ¶ 10
.
¶ 41 On appeal, the petitioner contends that the trial court erred when it summarily dismissed
his pro se petition because he made the gist of a meritorious claim that his 50-year sentence
violated his constitutional rights both under the eighth amendment of the United States
Constitution (U.S. Const., amend. VIII) and the proportionate penalties clause of the Illinois
Constitution (Ill. Const. 1970, art. I, § 11).
¶ 42 The petitioner explains that the sentencing statutes under which he was sentenced
mandated that the trial court sentence him to a minimum of 45 years in prison—specifically, a
minimum of 20 years for first degree murder (see 730 ILCS 5/5-8-1(a)(1)(a) (West 2008)
(providing a range of 20 to 60 years)) plus a mandatory 25-year firearm enhancement (see 730
ILCS 5/5-8-1(a)(1)(d)(iii) (West 2008) (requiring 25 years to be added to a murder sentence if
a firearm was used that proximately caused the death of the victim)). Accordingly, even though
the trial judge sentenced the petitioner at the bottom of the applicable first degree murder
range, his aggregate sentence totaled 50 years. In addition, the petitioner points out that under
the “truth in sentencing” statute, he is required to serve this sentence in its entirety. See 730
ILCS 5/3-6-3(a)(2)(i) (West 2008) (“a prisoner who is serving a term of imprisonment for first
degree murder *** shall receive no [sentence] credit and shall serve the entire sentence
imposed by the court”). The petitioner argues that this lengthy term is equivalent to a
mandatory life sentence. Accordingly, he contends that because the interaction of the
aforementioned statues prevented the trial court from exercising any discretion or taking into
consideration his youth and rehabilitative potential the overall effect of the statutory scheme as
applied to him violated both the eighth amendment of the federal constitution (U.S. Const.,
amend. VIII) and the proportionate penalties clause of the Illinois Constitution (Ill. Const.
1970, art. I, § 11).
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¶ 43 A strong presumption exists that statutes are constitutional and courts will uphold a statute
whenever reasonably possible, resolving all doubts in favor of the statute’s validity. People v.
Patterson, 2014 IL 115102, ¶ 90
. In addition, the challenging party has the burden of rebutting
this presumption. People v. Willis, 2013 IL App (1st) 110233, ¶ 43
. We review a statute’s
constitutionality de novo. Patterson, 2014 IL 115102, ¶ 90
.
¶ 44 A. Eighth Amendment—As Applied to the Petitioner
¶ 45 We first turn to the petitioner’s assertion that his 50-year sentence is effectively a
mandatory life sentence that is prohibited under the federal constitution. The eighth
amendment to the United States Constitution, which is applicable to the States through the
fourteenth amendment, provides: “Excessive bail shall not be required nor excessive fines
imposed, nor cruel and unusual punishments inflicted.” U.S. Const., amend. VIII. This
amendment guarantees individuals the right not to be subjected to excessive sanctions and
reaffirms the government’s duty to respect the dignity of all persons. Roper v. Simmons, 543 U.S. 551, 560
(2005). The amendment flows from the basic precept that the punishment for
crimes should be graduated and proportioned to the offense. Roper, 543 U.S. at 560
. The
Supreme Court has repeatedly held that the prohibition against cruel and unusual punishment
must be interpreted through “the evolving standards of decency that mark the progress of a
maturing society.” (Internal quotation marks omitted.) Roper, 543 U.S. at 561
.
¶ 46 The United States Supreme court has repeatedly recognized the special characteristics of
juvenile offenders, including: (1) that they lack maturity and have an underdeveloped sense of
responsibility which leads to poor decision making (Roper, 543 U.S. at 569
); (2) that they are
more susceptible to negative influences and peer pressure and therefore lack the ability to
extricate themselves from “horrific, crime-producing settings” (Miller, 567 U.S. at ___
,132 S. Ct. at 2464
; Graham v. Florida,560 U.S. 48, 68
(2010)); and (3) that they are more capable of
change than adults and less likely to be of “irretrievably depraved character” (Graham, 560 U.S. at 68
).
¶ 47 In recognition of these characteristics, in the last 15 years, the Supreme Court has decided
four landmark opinions applying the eighth amendment to juveniles. In Roper, the Supreme
Court held that the eighth amendment prohibits the imposition of the death penalty where an
offender was under 18 years old when he committed the offense. Roper, 543 U.S. at 578
. Five
years, later, in Graham, the Supreme court held that the eighth amendment prohibited the
imposition of life without parole on a juvenile offender who did not commit homicide.
Graham, 560 U.S. at 74
.
¶ 48 During the pendency of the petitioner’s direct appeal, in Miller, the Supreme Court held
that the eighth amendment “forbids a sentencing scheme that mandates life in prison without
possibility of parole for juvenile offenders.” Miller, 567 U.S. at ___
,132 S. Ct. at 2469
. Citing
its earlier decisions in Roper and Graham, the Court explained that “children are
constitutionally different from adults for purposes of sentencing” (Miller, 567 U.S. at ___
,132 S. Ct. at 2464
) and that “in imposing a State’s harshest penalties, a sentencer misses too much
if he treats every child as an adult” (Miller, 567 U.S. at ___
,132 S. Ct. at 2468
). The Supreme
Court emphasized that a mandatory sentencing scheme for juveniles prevents the trial court
from considering numerous mitigating factors, such as the juvenile offender’s age and
attendant characteristics; the juvenile’s family and home environment and the circumstances
of the offense, including the extent of the juvenile’s participation and the effect of any familial
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or peer pressure; the juvenile’s possible inability to interact with police officers or prosecutors
or incapacity to assist his or her own attorneys; and “the possibility of rehabilitation even when
the circumstances most suggest it.” Miller, 567 U.S. at ___
,132 S. Ct. at 2468
. The Court
concluded:
“[A] judge or jury must have the opportunity to consider mitigating circumstances
before imposing the harshest possible penalty for juveniles. By requiring that all
children convicted of homicide receive lifetime incarceration without possibility of
parole, regardless of their age and age-related characteristics and the nature of their
crimes, the mandatory sentencing schemes before us violate this principle of
proportionality, and so the Eighth Amendment’s ban on cruel and unusual
punishment.” Miller, 567 U.S. at ___
,132 S. Ct. at 2475
.
¶ 49 The Court further clarified that its holding was not a categorical prohibition of
life-without-parole sentences for juvenile murderers. Miller, 567 U.S. at ___
,132 S. Ct. at 2469
. Rather, the Court’s holding required that life-without-parole sentences be based on
judicial discretion rather than statutory mandates. Miller, 567 U.S. at ___
,132 S. Ct. at 2469
. ¶ 50 Most recently, in Montgomery v. Louisiana,577 U.S. ___
, ___,136 S. Ct. 718, 732-34
(2016) the United States Supreme Court elaborated on its ruling in Miller, holding that Miller
was retroactive on state collateral review because it announced a new substantive
constitutional rule. Montgomery, 577 U.S. at ___, 136 S. Ct. at 732-34
. In doing so, the
Supreme Court explained that the “central substantive guarantee” of the amendment is
protection against disproportionate punishment and that Miller was based on a “line of
precedent holding certain punishments disproportionate when applied to juveniles.”
Montgomery, 577 U.S. at ___, 136 S. Ct. at 732
. The Supreme Court further found that this
eighth amendment protection “goes far beyond the manner of determining a defendant’s
sentence.” Montgomery, 577 U.S. at ___, 136 S. Ct. at 732-33
.
¶ 51 The Court in Montgomery analyzed the principal premise of Miller that children are
constitutionally different from adults for purposes of sentencing because of their diminished
culpability and better prospect of reform. Montgomery, 577 U.S. at ___, 136 S. Ct. at 732-33
.
The Court noted that Miller did more than require a sentencer to consider a juvenile offender’s
youth before imposing life without parole; instead it established that “the penological
justifications for life without parole collapse in light of ‘the distinctive attributes of youth.’
[Citation.]” Montgomery, 577 U.S. at ___, 136 S. Ct. at 734
. As the Court in Montgomery
explained:
“Because Miller determined that sentencing a child to life without parole is excessive
for all but ‘ “the rare juvenile offender whose crime reflects irreparable corruption,” ’
[citation], it rendered life without parole an unconstitutional penalty for ‘a class of
defendants because of their status’—that is, juvenile offenders whose crimes reflect the
transient immaturity of youth. [Citation.] As a result, Miller announced a substantive
rule of constitutional law. Like other substantive rules, Miller is retroactive because it
‘ “necessarily carr[ies] a significant risk that a defendant” ’—here, the vast majority of
juvenile offenders—‘ “faces a punishment that the law cannot impose upon him.” ’
[Citation.]” Montgomery, 577 U.S. at ___, 136 S. Ct. at 734
.
¶ 52 On appeal, the State initially contends that the petitioner failed to set forth a gist of a
meritorious claim of an eighth amendment violation because Miller applied only to mandatory
life sentences without the possibility of parole, and not to discretionary sentences, such as the
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one here, where the trial court had the ability to consider the petitioner’s mitigating evidence
and criminal history before imposing the minimum sentence. We acknowledge that when the
parties filed this appeal, our appellate court had split on this issue, with some holding that
under Montgomery, Miller’s prohibition against mandatory life sentences without parole for
juveniles applied equally to discretionary life sentences without parole (see, e.g., People v.
Nieto, 2016 IL App (1st) 121604
, ¶¶ 46-49; People v. Ortiz,2016 IL App (1st) 133294, ¶¶ 16-25
; People v. Gipson,2015 IL App (1st) 122451
), while others maintained that Miller
was reserved for mandatory sentences alone (see, e.g., People v. Wilson, 2016 IL App (1st) 141500, ¶ 30
; People v. Cavazos,2015 IL App (2d) 120444, ¶¶ 87-88
; People v. Banks,2015 IL App (1st) 130985, ¶¶ 20-24
).
¶ 53 After the parties filed their briefs in this case, however, our supreme court decided People
v. Reyes, 2016 IL 119271
, which directly impacts our decision in this case. In Reyes, our
supreme court explicitly held that a de facto life sentence for a juvenile violates the eighth
amendment of the United States Constitution. In that case, a juvenile defendant was convicted
of first degree murder and two counts of attempted murder and sentenced to a mandatory
minimum term of 97 years’ imprisonment. Reyes, 2016 IL 119271, ¶ 2
. On appeal, the
defendant argued that as per the rationale in Miller, his sentence violated the eighth
amendment prohibition against mandatory life sentences for juvenile murder defendants.
Reyes, 2016 IL 119271, ¶ 2
. The appellate court rejected the defendant’s argument and refused
to extend Miller beyond actual life sentences to de facto life terms. Reyes, 2016 IL 119271, ¶ 6
.
¶ 54 Our supreme court disagreed and reversed the appellate court’s decision, holding that a
“mandatory term of years that is the functional equivalent of life without the possibility of
parole constitutes cruel and unusual punishment in violation of the eighth amendment.” Reyes,
2016 IL 119271, ¶ 9
. As our supreme court explained:
“A mandatory term-of-years sentence that cannot be served in one lifetime has the
same practical effect on a juvenile defendant’s life as would an actual mandatory
sentence of life without parole—in either situation the juvenile will die in prison.
Miller makes clear that a juvenile may not be sentenced to a mandatory, unsurvivable
prison term without first considering in mitigation his youth, immaturity, and potential
for rehabilitation.” Reyes, 2016 IL 119271, ¶ 9
.
¶ 55 In addition our supreme court held:
“ ‘[T]he teachings of the Roper/Graham/Miller trilogy require sentencing courts to
provide an individualized sentencing hearing to weigh the factors for determining a
juvenile’s “diminished culpability and greater prospects for reform” when, as here, the
aggregate sentences result in the functional equivalent of life without parole. To do
otherwise would be to ignore the reality that lengthy aggregate sentences have the
effect of mandating that a juvenile “die in prison even if a judge or jury would have
thought that his youth and its attendant characteristics, along with the nature of his
crime, made a lesser sentence (for example, life with the possibility of parole) more
appropriate.” [Citation.] Such a lengthy sentence “ ‘means denial of hope; it means that
good behavior and character improvement are immaterial; it means that whatever the
future might hold in store for the mind and spirit of [the juvenile convict], he will
remain in prison for the rest of his days.’ ” [Citation.] That is exactly the result that
Miller held was unconstitutional.’ [Citation.]” (Emphasis omitted.) Reyes, 2016 IL
- 10 -
119271, ¶ 9 (quoting Bear Cloud v. State, 2014 WY 113, ¶ 33
,334 P.3d 132
(Wyo.
2014)).
¶ 56 Accordingly, under the holding in Reyes, if we were to find that the petitioner’s 50-year
sentence constitutes a de facto life sentence, we would be compelled to conclude that such a
sentence, without consideration of the factors unique to juveniles, is unconstitutional as
applied to him under the eighth amendment.
¶ 57 While our supreme court in Reyes extended Miller to de facto life sentences because they
“cannot be served in one lifetime” it left open the question of what age constitutes a “lifetime”
and who gets to make that determination. Various panels of our appellate court appear to be
split on this issue and further disagree as to whether it is even appropriate for a court of review
to reflect on questions of biology and statistics. See People v. Harris, 2016 IL App (1st) 141744, ¶ 52
; see also People v. Jackson,2016 IL App (1st) 143025, ¶ 57
(recognizing that
appellate courts “need a consistent and uniform policy on what constitutes a de facto life
sentence”). As the court in Jackson, 2016 IL App (1st) 143025, ¶ 57
, aptly pointed out:
“Is it simply a certain age upon release? If so, is it age 65 *** or 90? Should the age
vary by ethnicity, race or gender? If we are going to consider more than age, what
societal factors or health concerns should impact our assessment of a de facto life
sentence. These are policy considerations that are better handled in a different forum.”
¶ 58 While we recognize the dilemma in grappling with such complex questions, contrary to the
State’s position, we do not see how justice is better served by avoiding them. In Gipson, the
appellate court did wrestle with these issues, noting that in “determining whether a particular
term of years is a natural life sentence in disguise,” the court was required to “consider whether
the defendant may be released from prison in his lifetime.” Gipson, 2015 IL App (1st) 122451, ¶ 66
. In doing so, the court in Gipson considered, inter alia, the potential credit available to the
defendant, the defendant’s projected parole date as indicated on the Illinois Department of
Corrections (IDOC) website, and the defendant’s own alleged life expectancy. Gipson, 2015 IL App (1st) 122451, ¶ 66
. ¶ 59 Subsequently, in dealing with the same issue in People v. Sanders,2016 IL App (1st) 121732-B, ¶ 26
, the appellate court relied on the United States Sentencing Commission
Preliminary Quarterly Data Report, indicating that “a person held in a general prison
population has a life expectancy of about 64 years” and that this estimate “probably overstates
the average life expectancy for minors committed to prison for lengthy terms.” Sanders, 2016 IL App (1st) 121732-B
, ¶ 26. As the court in Sanders explained:
“ ‘A person suffers a two-year decline in life expectancy for every year locked
away in prison. Evelyn J. Patterson, The Dose-Response of Time Served in Prison on
Mortality: New York State, 1989-2003, 103 Am. J. of Pub. Health 523, 526 (2013). The
high levels of violence and communicable diseases, poor diets, and shoddy health care
all contribute to a significant reduction in life expectancy behind bars. See United
States v. Taveras, 436 F. Supp. 2d 493, 500
(E.D.N.Y. 2006) (finding “persistent
problems in United States penitentiaries of prisoner rape, gang violence, the use of
excessive force by officers, [and] contagious diseases” that lead to a lower life
expectancy in prisons in the United States), aff’d in part, vacated in part sub nom.
United States v. Pepin, 514 F.3d 193
(2d Cir. 2008); John J. Gibbons & Nicholas de B.
Katzenbach, Confronting Confinement 11 (2006). Entering prison at a young age is
particularly dangerous. Youth incarcerated in adult prisons are five times more likely to
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be victims of sexual or physical assault than are adults. [Citation]; Deborah LaBelle,
Michigan Life Expectancy Data for Youth Serving Natural Life Sentences, http:
//fairsentencingofyouth.org/wp-content/uploads/2010/02/Michigan-Life-Expectancy-
Data-Youth-Serving-Life.pdf (last visited Dec. 12, 2013).’ [Citation.]” Sanders, 2016 IL App (1st) 121732-B, ¶ 26
(quoting Nick Straley, Miller’s Promise: Re-Evaluating
Extreme Criminal Sentences for Children, 89 Wash. L. Rev. 963
, 986 n.142 (2014)). ¶ 60 Most recently, the appellate court in Harris,2016 IL App (1st) 141744, ¶¶ 53-54
, agreed
with Sanders, noting that the lower life expectancy of minors committed to prison for lengthy
terms was “not surprising given the harshness of a lifetime spent in a state penitentiary.”
¶ 61 With these principles in mind, we further note that while our supreme court has not yet
attempted to delineate what constitutes a lifetime, 1 in finding de facto life sentences
unconstitutional, it relied heavily on the reasoning of the Wyoming Supreme Court in Bear
Cloud v. State, 2014 WY 113, ¶ 33
,334 P.3d 132
(Wyo. 2014). That decision explicitly found
that an aggregate 45-year sentence imposed on a 16-year-old triggered the eighth amendment’s
prohibition against mandatory life sentences. See Bear Cloud, 2014 WY 113, ¶¶ 31-37
.
¶ 62 Under these circumstances, we conclude that the petitioner’s 50-year sentence is a de facto
life sentence. The petitioner was born on March 17, 1993. He was placed into custody on May
12, 2009. According to the IDOC website, of which we may take judicial notice (see People v.
Sanchez, 404 Ill. App. 3d 15, 17
(2010) (finding that this court can take judicial notice of the
IDOC website)), the petitioner’s projected parole date is May 12, 2059, at which point he will
be 66 years old. The petitioner’s projected discharge date is May 12, 2062, at which point he
will be 69. Accordingly, as a practical matter, the petitioner, whose average life expectancy is
at best 64 years, will not have a meaningful opportunity for release. See Reyes, 2016 IL 119271
, ¶¶ 9-10 (“a mandatory term-of-years sentence that cannot be served in one lifetime
has the same practical effect on a juvenile defendant’s life as would an actual mandatory
sentence of life without parole”); see also State v. Null, 836 N.W.2d 41, 71
(Iowa 2013)
(“[W]hile a minimum of 52.5 years imprisonment is not technically a life-without-parole
sentence, such a lengthy sentence imposed on a juvenile is sufficient to trigger Miller-type
protections. Even if lesser sentences than life without parole might be less problematic, we do
not regard the juvenile’s potential future release in his or her late sixties after a half century of
incarceration sufficient to escape the rationales of Graham or Miller. The prospect of geriatric
release, if one is to be afforded the opportunity for release at all, does not provide a
‘meaningful opportunity’ to demonstrate the ‘maturity and rehabilitation’ required to obtain
release and reenter society as required by Graham, 560 U.S. at [75], 130 S. Ct. at 2030
***.”);
see also Bear Cloud, 2014 WY 113, ¶ 33
,334 P.3d 132
(holding that aggregate 45-year
sentence was unconstitutional under Miller because “[s]uch a lengthy sentence means denial of
hope; it means that good behavior and character improvement are immaterial; it means that
whatever the future might hold in store for the mind and spirit of [the juvenile convict], he will
remain in prison for the rest of his days” (internal quotation marks omitted)).
¶ 63 In coming to this decision, we reject the State’s contention that the trial court already had
the opportunity to consider all the mitigating evidence in favor of the petitioner, including his
1
We note that in Reyes, the court did not have to grapple with the concerns facing us here because
the State conceded that the sentence imposed (97 years, of which the defendant had to serve at least 89)
was a lifetime sentence. See Reyes, 2016 IL 119271, ¶ 10
.
- 12 -
youth, and nonetheless sentenced him to a term of 50 years’ imprisonment. The record before
us reveals that although the trial court exercised discretion in imposing the petitioner’s
sentence, nothing in the record supports the State’s position that the court’s reasoning
comported with the juvenile sentencing factors recited in Roper, Graham, Miller, and
Montgomery. Those decisions unequivocally require that before sentencing a juvenile to life
without parole, the judge take into account “ ‘how children are different, and how those
differences counsel against irrevocably sentencing them to a lifetime in prison.’ ”
Montgomery, 577 U.S. at ___, 136 S. Ct. at 733
(quoting Miller,567 U.S. at ___
,132 S. Ct. at 2469
). Specifically, those cases require that the sentencing court take into account (1) a child’s
diminished culpability and heightened capacity for change; (2) the fact that children are
immature, irresponsible, reckless, impulsive, and vulnerable to negative influences; and
(3) that they lack control over their environment and the ability to extricate themselves from
crime-producing circumstances. See Montgomery, 577 U.S. at ___, 136 S. Ct. at 733
; Miller,
567 U.S. at ___
,132 S. Ct. at 2464
.
¶ 64 We therefore conclude that under our supreme court’s decision in Reyes, the petitioner’s
sentence was an unconstitutional mandatory de facto life sentence. In light of this
determination we need not decide whether his sentence was also unconstitutional under the
Illinois proportionate penalties clause. Ill. Const. 1970, art. I, § 11.
¶ 65 The parties next disagree as to the proper remedy. The State urges us to decline the
petitioner’s request to remand for a new sentencing hearing and instead only remand to circuit
court for the second stage of postconviction proceedings.
¶ 66 While we recognize the relief following a first-stage dismissal under the Act ordinarily
involves remand for second stage proceedings, we believe that both judicial economy and the
particular issue raised in this appeal (namely the unconstitutionality of the petitioner’s
sentence under Reyes) require us to vacate the petitioner’s sentence and remand for
resentencing. See Nieto, 2016 IL App (1st) 121604
, ¶ 57 (remanding for a new sentencing
hearing on appeal from the dismissal of a postconviction petition raising the
unconstitutionality of the juvenile defendant’s sentence); see also People v. Davis, 2014 IL 115595, ¶¶ 1, 43
(remanding for a new sentencing hearing on appeal from the denial of leave to
file a successive petition).
¶ 67 Although disputed in the briefs, at oral argument, the State conceded that if we choose to
remand the cause for a new sentencing hearing, pursuant to Reyes, the petitioner is entitled to
elect to be resentenced under section 5-4.5-105 of the Unified Code of Corrections (Code)
(Pub. Act 99-69 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5-4.5-105)). This recently enacted
statute requires that in determining the appropriate sentence for those offenders who
committed the offense when they were under 18, the sentencing judge take into account, along
with the factors in aggravation, numerous factors in mitigation particular to youth (and first
articulated under Roper, Miller, and Graham), such as, inter alia, age, impetuosity, level of
maturity, ability to consider risks and consequences of behavior, whether the juvenile was
subjected to outside pressure or negative influences, and the potential for rehabilitation. 730
ILCS 5/5-4.5-105 (West Supp. 2015). In addition, the statute gives the trial judge discretion to
decide whether or not to impose the previously mandatory firearm enhancements. See id.
¶ 68 In Reyes, after vacating the defendant’s de facto life sentence as unconstitutional under the
eighth amendment, our supreme court held, albeit with agreement of the parties, that pursuant
to section 4 of the Statute on Statutes (5 ILCS 70/4 (West 2014)), the defendant was entitled on
- 13 -
remand to be resentenced under the new sentencing scheme found in section 5-4.5-105 of the
Code (730 ILCS 5/5-4.5-105 (West Supp. 2015)), even though that sentencing statute had not
become law until the parties had already filed their briefs in the case. See Reyes, 2016 IL 119271, ¶ 12
(“section 4 of the Statute on Statutes entitles a defendant ‘to be sentenced under
either the law in effect at the time the offense was committed or that [was] in effect at the time
of sentencing’ ” (quoting People v. Hollins, 51 Ill. 2d 68, 71
(1972))). In doing so, the court in
Reyes found relevant that on remand the trial court would have the discretion not to apply the
firearm enhancement to the defendant’s sentence, thereby resulting in the mandatory minimum
aggregate being reduced to a term that would not constitute a de facto life sentence (namely 32
years). Accordingly, our supreme court held that “[b]ecause defendant would not be subject to
a mandatory, life-without parole sentence under section 5-4.5-105,” the cause should be
remanded to the trial court with direction that the new sentencing hearing be held in
accordance with that statute.
¶ 69 In the present case, once we vacate the petitioner’s sentence, on remand, the new
sentencing hearing will take place after the effective date of the current sentencing statute,
avoiding any retroactivity concerns. Section 4 of the Statute on Statutes explicitly states that
“[i]f any penalty, forfeiture or punishment be mitigated by any provision of a new law, such
provisions may, by the consent of the party affected, be applied to any judgment pronounced
after the new law takes effect.” 5 ILCS 70/4 (West 2014). The new sentencing procedure
(including the consideration of youth-specific factors and the trial court’s ability to forgo any
firearm enhancement) certainly mitigates the prior sentencing scheme, and the petitioner
undeniably consents to the trial court using this new procedure, once we pronounce the
judgment in this case. Accordingly, under these circumstances and pursuant to the rationale in
Reyes, we find that on remand the petitioner should be resentenced in accordance with section
5-4.5-105 of the Code (730 ILCS 5/5-4.5-105 (West Supp. 2015)). See Reyes, 2016 IL 119271, ¶ 12
; Hollins,51 Ill. 2d at 71
(holding that section 4 of the Statute on Statutes entitles a
defendant “to be sentenced under either the law in effect at the time the offense was committed
or that [is] in effect at the time of sentencing”).
¶ 70 To be clear, in doing so, we neither condone the petitioner’s actions nor make any
representation as to what sentence the trial court, in its discretion, should impose. As the State
observed at oral argument, the petitioner in this instance repeatedly bragged to his fellow gang
members about committing the crime, which resulted in the death of an innocent woman. A
trial court following Miller, however, could find that this fact was either consistent with the
petitioner’s youth or consistent with the deliberate nature of the crime. Nonetheless, under the
eighth amendment, the process itself matters.2
2
We note that despite the “feel-good” decision in Reyes and the new legislation regarding juveniles
in the criminal justice system, it is our view that the legislature has not taken sufficient steps to achieve
any real rehabilitation of those juveniles tried in adult criminal court. A juvenile (with or without gang
affiliation) placed in an adult prison system will quite likely be forced to join a gang inside that prison
system in order to survive. If, instead of cutting all the programs that could aid in rehabilitation, the
legislature were to require that all juveniles serving adult sentences in adult prison were separated from
adult inmates (and placed into mandatory education and/or work-training programs) and were further to
impose a mandatory judicial review of a juvenile’s sentence for future consideration of parole after half
of that sentence has been served, we believe that this would incentivize good behavior and better serve
- 14 -
¶ 71 III. CONCLUSION
¶ 72 For the foregoing reasons, the judgment of the circuit court is reversed, and the cause is
remanded for resentencing in accordance with section 5-4.5-105 of the Code (730 ILCS
5/5-4.5-105 (West Supp. 2015)).
¶ 73 Reversed and remanded.
¶ 74 JUSTICE PUCINSKI, specially concurring.
¶ 75 While I agree with the majority on the result of this case, I would address Buffer’s
argument that the truth-in-sentencing statute (commonly referred to as the Truth in Sentencing
Act (730 ILCS 5/3-6-3(a)(2)(i) (West 2006))) by its nature eliminates the opportunity to
achieve parole and that for that reason alone the Truth in Sentencing Act as it applies to
juvenile offenders is unconstitutional. I have been concerned for some time that not enough
attention is given to this matter. See People v. Taylor, 2015 IL App (1st) 121577-U
, ¶ 81
(Mason, P.J., and Lavin, J., specially concurring “in the judgment only” to order authored by
Pucinski, J.).
¶ 76 On appeal, juvenile offenders generally rely on two statutes, automatic transfer and
mandatory sentences, when challenging an adult sentence as a de facto life sentence.
¶ 77 But the United States Supreme Court has been very clear that a sentence of life without the
possibility of parole is what has really driven the Miller, Roper, and Graham trilogy.
¶ 78 Since I wrote Taylor, my opinion about the Truth in Sentencing Act related to juveniles has
not changed, and I am not the least concerned about repeating myself.
¶ 79 As I stated, “taken as it is written, the Truth in Sentencing Act is a stand-alone act that
should be considered separately for its constitutionality as applied to juvenile offenders such as
defendant here.” Taylor, 2015 IL App (1st) 121577-U
, ¶ 45.
¶ 80 When a juvenile offender is tried as an adult and convicted and sentenced as an adult for
murder in the first degree, the Truth in Sentencing Act requires the juvenile offender to serve
100% of this sentence. Id. ¶ 46
.
“This is not part of the sentencing scheme; it is part of the state’s criminal
procedure as a mandate to and for the authority of the Department of Corrections.
It is not a sentencing statute because it does not rely on any judge, or any court, to
impose or administer it. ‘ “Sentence” is the disposition imposed by the court on a
convicted defendant.’ 730 ILCS 5/5-1-19 (West 2006).
It is a corrections statute because only the Department of Corrections can
administer it: ‘The Department of Corrections shall prescribe rules and regulations for
awarding and revoking sentence credit for persons committed to the Department *** a
prisoner who is serving a term of imprisonment for first degree murder *** shall
receive no sentence credit and shall serve the entire sentence imposed by the court.’
730 ILCS 5/3-6-3(a)(2)(i) (West 2006)[ ].
We recognize that in the Rubik’s cube of decision-making, a sentencing judge will,
and indeed must, consider all the moving parts: the crime, the class of crime, the
the purposes of rehabilitation and reinstatement into society. See Ron Berler, Illinois Parolees: Often
Undereducated, Unemployed—And Soon Back Behind Bars, Chi. Trib., Mar. 20, 2017, § 1, at 15.
- 15 -
aggravating and mitigating factors, the legally possible sentencing range, any
enhancements, any exceptions, mandatory sentencing, and what impact the Truth in
Sentencing Act will have. But, that is not to say that the Truth in Sentencing Act only
exists as an extension of the other sentencing factors. It has a life of its own; if it were
repealed tomorrow, the rest of the sentencing statutes would still exist. It is that
separate life of the Truth in Sentencing Act that is troubling where it intersects the
sentencing of juvenile offenders.
One of the required filters in sentencing juveniles is, and must be, their potential for
rehabilitation. It is a different prism than the potential of adult defendants for
rehabilitation. The United States Supreme Court and the Illinois Supreme Court have
acknowledged what every parent and every civilized society knows: children are
different from adults. They have a larger and potentially unlimited ability to change as
they mature, and those changes can be for the better, or unfortunately, for the worse,
depending in large part on their own history when dropped into the surroundings and
experiences of prison.
Indeed, the Unified Code of Corrections defines, as one of the powers and duties of
the Department of Corrections, the responsibility ‘to accept persons committed to it by
the courts of this State for care, custody, treatment and rehabilitation…’ (Emphasis
added.) 730 ILCS 5/3-2-2(1)(a) (West [Supp. 2015]).
*** [R]ehabilitation is firmly rooted in our legal history. This duty and the
responsibility for rehabilitation first appeared in 1973 (Ill. Rev. Stat. 1973, [ch. 38,
¶ 1003-2-2]). Before that, beginning in 1869, the Commissioners of the Penitentiary
were directed to provide ‘diminution of sentence if no infractions of the discipline’
occurred with reductions in sentence for good conduct. The prisoner would then get a
certificate of ‘restoration’ [(1869 Ill. Laws 81
(§ 2))]. By 1880, the Commissioners
were required to develop rules that ‘shall best conduce to the reformation of convicts’
(Ill. Rev. Stat. 1880, [ch. 108, ¶ 10]) and to provide for ‘good time’ for convicts who
followed the rules (Ill. Rev. Stat. 1880, [ch. 108, ¶ 45]).
‘When defining crimes and their penalties, the legislature must “consider the
constitutional goals of restoring an offender to useful citizenship and of providing a
penalty according to the seriousness of the offense.[”] ’ People v. Leon Miller, 202 Ill. 2d 328, 338
(2002) (quoting People v. Taylor,102 Ill. 2d 201, 206
(1984)).
In People v. Roper, 543 U.S. 551
(2005)[,] the U.S. Supreme Court in deciding that the death penalty for juvenile offenders is unconstitutional stated: ‘The reality that juveniles still struggle to define their identity means it is less supportable to conclude that even a heinous crime committed by a juvenile is evidence of irretrievably depraved character. From a moral standpoint it would be misguided to equate the failings of a minor with those of an adult, for a greater possibility exists that a minor’s character deficiencies will be reformed. Indeed, “the relevance of youth as a mitigating factor derives from the fact that the signature qualities of youth are transient; as individuals mature, the impetuousness and recklessness that may dominate in younger years can subside.” ’ Roper[,543 U.S. at 570
(quoting Johnson v. Texas,509 U.S. 350, 368
(1993))].
Roper continues: ‘It is difficult even for expert psychologists to differentiate
between the juvenile offender whose crime reflects unfortunate yet transient
- 16 -
immaturity and the rare juvenile offender whose crime reflects irreparable corruption.
As we understand it, this difficulty underlies the rule forbidding psychiatrists from
diagnosing any patient under 18 as having antisocial personality disorder, a disorder
also referred to as psychopathy or sociopathy, and which is characterized by
callousness, cynicism and contempt for the feelings, rights and suffering of others. If
trained psychiatrists with the advantage of clinical testing and observation refrain,
despite diagnostic expertise, from assessing any juvenile under 18 as having antisocial
personality disorder, we conclude that States should refrain from asking jurors to issue
a far graver condemnation—that a juvenile offender merits the death penalty. When a
juvenile offender commits a heinous crime, the State can exact forfeiture of some of the
most basic liberties, but the State cannot extinguish his life and his potential to attain a
mature understanding of his own humanity.’ (Internal [quotation marks] omitted.)
Roper[, 543 U.S. at 573-74
].
While Roper was a death penalty case, and this case is not, the underlying
reasoning—that most juveniles are capable of rehabilitation, that it is impossible at
sentencing to predict which ones can be rehabilitated and to what degree, and that the
state must provide a meaningful opportunity for juvenile defendants to demonstrate
their rehabilitation at some point along the line—points in the direction of finding that
the Truth in Sentencing Act, as it applies to juveniles denies them the fundamental right
to demonstrate rehabilitation.
The U.S. Supreme Court expanded its analysis of juvenile offenders in Graham v.
Florida, 560 [U.S.] 48 (2010), a life without parole case involving a non-homicide
crime. ‘Life without parole is an especially harsh punishment for a juvenile. Under this
sentence a juvenile offender will on average serve more years and a greater percentage
of his life in prison [than] an adult offender. A 16-year-old and a 75-year-old each
sentenced to life without parole receive the same punishment in name only. [Citation.]
This reality cannot be ignored.’ Graham[, 560 U.S. at 70
]. The Court stated: ‘*** life without parole *** alters the offender’s life by a forfeiture that is irrevocable. It deprives the convict of the most basic liberties without giving hope of restoration ***. *** [T]his sentence ‘means denial of hope, it means that good behavior and character improvement are immaterial; it means that whatever the future might hold in store for the mind and spirit [of the convict], he will remain in prison for the rest of his days.’ Graham[,560 U.S. at 69
-70 (quoting Naovarath v. State,779 P.2d 944
(Nev. 1989))].
The Graham court reviewed retribution, deterrence, incapacitation and
rehabilitation. Regarding incapacitation the court reasoned: ‘By denying the defendant
the right to reenter the community the State makes an irrevocable judgment about that
person’s value and place in society. This judgment is not appropriate in light of juvenile
nonhomicide offender’s capacity for change and limited moral culpability. A State is
not required to guarantee eventual freedom to a juvenile offender convicted of a
nonhomicide crime. What the State must do, however, is give defendants like Graham
some meaningful opportunity to obtain release based on demonstrated maturity and
rehabilitation. *** The Eighth Amendment *** does forbid States from making the
judgment at the outset that those offenders never will be fit to reenter society.’
Graham[, 560 U.S. at 75
].
- 17 -
Acknowledging that Graham concerned a nonhomicide offense, and Taylor was
convicted of first degree murder does not alter the analysis: that it is impossible for any
system to determine at the outset that a juvenile offender is totally irredeemable and
can never be rehabilitated. The Truth in Sentencing Act as it applies to juvenile
offenders does exactly that. It deprives the juvenile homicide offender any opportunity
to demonstrate rehabilitation. That ignores the reality that juveniles by definition are
immature and moving toward maturity. Granted, some juveniles will not be able to
demonstrate maturity and rehabilitation. It is the deprivation of the chance to
demonstrate fundamental change in his nature that offends our view of juveniles and
justice in the same context.
Finally, the Miller court considered whether a sentence of life without parole for a
juvenile convicted of murder was unconstitutional, and found that it violated the Eighth
Amendment’s prohibition against cruel and unusual punishments.
‘Most fundamentally, Graham insists that youth matters in determining the
appropriateness of a lifetime of incarceration without the possibility of parole, “An
offender’s age,” we make clear in Graham, “is relevant to the Eighth Amendment,”
and so “criminal procedure laws that fail to take defendant’s youthfulness into account
at all would be flawed.[” ’] Miller, 567 U.S. at ___
,132 S. Ct. at 2466
(quoting Graham,560 U.S. at 75
)].
The Miller court went on to analyze what it called the ‘confluence’ of state laws and
reasoned that it was the impact of several laws acting together that caused concern
because it was impossible to tell if the states ‘actually “intended to subject such
offenders to those sentences” ’ or if it was just the fact that statutes in combination had
the effect of life without parole for juvenile offenders. See Miller[, 567 U.S. at ___
,132 S. Ct. at 2473
].
The Illinois Truth in Sentencing Act is a good candidate for the same reasoning: did
the Illinois legislature actually intend for juveniles who are[ ] 1) transferred
automatically to adult court by the charging decision of the state’s attorney, with no
requirement for any protocol or reason, and with no judicial review; and are then
2) subject to adult sentences, including adult enhancements; to then be 3) subject to the
truth in sentencing provisions that require (for a murder conviction) they must serve
100% of their sentence with no possibility of demonstrating maturity or rehabilitation?
Or was the effect of the Truth in Sentencing Act just an unintended consequence of the
transfer to adult court without its own specific legislative decision making?
An analysis of the General Assemblies from the 87th (1991-1992) through the 96th
(2009-2010) for relevant topics reveals that the Truth in Sentencing Act was one part of
the legislature’s response to a severe uptick in violent crime in the early l990’s. The
Congress of the United States responded with the [Violent Crime Control and Law
Enforcement Act of 1994 (42 U.S.C. § 13701
(1994))]. Among other things the bill
provided federal incentive money for states that adopted truth in sentencing laws in
which violent offenders must serve at least 85% of their sentence. Congress dangled
$3.95 billion for 1996 to 2000 in front of states that passed truth in sentencing laws. It is
worth noting that former president Bill Clinton recently renounced his 1994 crime bill:
‘The problem is the way it was written and implemented, we have too wide a net….We
have too many people in prison. And we wound up spending—putting so many people
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in prison that there wasn’t enough money left to educate them, train the[m] for new
jobs and increase the chances when they came out that they could live productive
lives.’ [http://thehill.com/blogs/blog-briefing-room-news/241247-bill-clinton-
renounces-his-1994-crime-bill] (May 6, 2015). In a later CNN interview, the former
president said: ‘In that bill there were longer sentences. And most of these people are in
prison under state law, but the federal law set a trend…And that was overdone. We
were wrong about that.’ http://www.cnn.come/2015/07/15/politics/bill-clinton-1994-
crime-bill/ (July 15, 2015).
States, including Illinois, wanting to be ‘tough on crime’ and in search of those
federal dollars responded with tougher sentences, mandatory sentences, enhanced
sentences, automatic transfer of juveniles to adult court for certain crimes, and the
Truth in Sentencing Act.
During the debates on the various bills in the House and the Senate, the Illinois
Legislature did not debate the behavioral, psychological or social characteristics of
juveniles. This is not surprising since the scientific research in this area is relatively
new.
And, it is clear that the legislature did not, during this time period, ever consider the
result of the confluence of these tough on crime measures on juveniles. It is this
intersection that is most troubling because it is when truth in sentencing is meshed with
mandatory sentences and mandatory transfer to adult court that the consequences are
most apparent. And those are the very same consequences on juveniles that were never
specifically detailed, debated or considered when the Legislature was considering these
bills.
To her credit, Rep. Barbara Flynn [Currie], in a related debate on December 1,
1994, said: ‘We need to find out whether we are on the right track in dealing with
serious crimes committed by juveniles….we’ve tried, get tough. I think it’s time for us
to get smart…’ [(88th Ill. Gen. Assem., House Proceedings, Dec. 1, 1994, at 72)].
There are other members of the Legislature that were consistent in their instinct that
the tough measures being debated and passed were not necessarily the answer for
juvenile crime.
More persuasive to their colleagues were those who argued for the various bills.
Rep. Rosemary Mulligan, in House debates on April 7, 1995 said: ‘Rehabilitation is a
good thing, but I think we all realize that by the time a young person has committed a
crime we may have passed the point where we can rehabilitate them ….’ [(89th Ill.
Gen. Assem., House Proceedings, Apr. 7, 1995, at 173)].” Taylor, 2015 IL App (1st) 121577-U
, ¶¶ 47-71.
¶ 81 When the Truth in Sentencing Act was debated
“[t]here was no debate on the Truth in Sentencing Act that focused specifically on
its impact on juveniles transferred to adult court who were then subject to mandatory
sentence, or for that matter on juveniles at all. The Truth in Sentencing Act [as part of
Pub. Act 89-404] became effective August 20, 1995. It was later struck down by the
Appellate Court as unconstitutional because the full bill violated the single subject rule
in People v. Pitts, 295 Ill. App. 3d 182
(1998)[.] [S]ee also People v. Reedy,295 Ill. App. 3d 34
(1998)[;] People v. Reedy, 186 Ill. [2d] 1 (1999).
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In 1998 the Illinois Legislature re-enacted the provisions of the Truth in Sentencing
Act [Pub. Act 90-592] again, curing the constitutional problem, but with no specific
debate on its impact on juvenile offenders who were transferred to adult court and then
subject to mandatory sentences.
One example of the lack of attention to the ramifications of the intersection of these
tough on crime bills appears [in the] debate to add certain sexual offenses to the truth in
sentencing provisions. Rep. Hoffman asked: ‘What about juveniles? Does this apply to
any juvenile crimes?’ and Rep. Righter responded: ‘Only if they are tried and convicted
as adults, it’s my understanding.’ [91st Ill. Gen. Assem., House Proceedings, Mar. 9,
1999, at 6]. Those three sentences can hardly qualify as robust debate. The measure
passed without any more discussion.
However, even if the legislature had at some point in the past engaged in debate on
the specific issue of whether juveniles tried as adults should be subject to the Truth in
Sentencing Act, what we know now about juvenile development should require a new
analysis by the legislature.” Id. ¶¶ 72-75.
¶ 82 In particular, I believe “the specific truth in sentencing provision to which defendant was
subjected (730 ILCS 5/3-6-3(a)(2)(i) ([West] 2006)), which precludes defendant from any
possibility of early release, to be particularly vexing because defendant cannot, under any
circumstance, demonstrate his potential for rehabilitation at any time prior to the completion of
his sentence.” Id. ¶ 76.
¶ 83 I urge the legislature to reconsider the Truth in Sentencing Act as it applies to juvenile
offenders.
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