Opinion · Supreme Court of Connecticut
City of Shelton v. Commissioner
193 Conn. 506
- Type
- Opinion
- Court
- Supreme Court of Connecticut
- Jurisdiction
- Connecticut
- Date
- 1984-06-26
- Topic
- general
"a local ordinance is preempted by a state statute whenever the legislature has demonstrated an intent to occupy the entire field of regulation on the matter" | noting agency authority generally preempts municipal authority when two conflict
Citator
- Cited by
- 31 opinions
These appeals raise questions concerning the power of the Connecticut Resources Recovery Authority (CRRA) to operate a regional landfill in Shelton over the objection of the city and contrary to the city’s zoning regulations. On May 11, 1984, we ordered the judgment of the trial court to be vacated in light of the enactment of Public Acts, 1984, No. 84-331. The following is the full opinion of this court.
The plaintiff, the city of Shelton, brought three separate actions seeking to prevent the CRRA from implementing its plan to operate a forty-two acre regional landfill in Shelton on a site where a smaller private landfill had previously been operated. In the first case, Shelton v. Commissioner of the Department of Environmental Protection,1 the city took an administrative appeal from the decision of the Deputy Commissioner of Environmental Protection, John Anderson, granting the CRRA a solid waste disposal
On appeal the defendants originally claimed that the trial court had erred in concluding: (1) that the CRRA was a state agency; (2) that the proposed expansion constituted the “establishment” of a landfill for which local consent was required, and (3) that local zoning regulations overrode the statewide planning decisions of the CRRA and the DEP.
During the pendency of this appeal, the General Assembly enacted legislation directed at the specific dispute now before us. Public Acts 1984, No. 84-331 provides in § 1 that the CRRA “shall not be construed to be a department, institution or agency of the state.”7 The act provides further in § 2 that “[n]otwithstanding the provisions of subsection (c) of section 22a-208 of the general statutes . . . concerning the right of any local body to regulate, through zoning, land usage for solid waste disposal and section 22a-276 of the general statutes, the Connecticut resources recovery authority may use and operate as a solid waste disposal area, pursuant to a [DEP] permit . . . any real property owned by said authority on or before the effective date of this act, any portion of which has been operated as a solid waste disposal area . . . .”8
The city claims first that the new act does not govern this case because the statute does not expressly state that it is intended to be applied retroactively. The city reasons that ordinary canons of statutory construction require us to presume that the legislature intended to change rather than to clarify the existing law; Waterbury Petroleum Products, Inc. v. Canaan Oil & Fuel Co., 193 Conn. 208, 232, 477 A.2d 988 (1984); Vartuli v. Sotire, 192 Conn. 353, 364 n.12, 472 A.2d 336 (1984); Heffernan v. Slapin, 182 Conn. 40, 49, 438 A.2d 1 (1980); and that the statutory changes in this case deprive the city of vested rights. There is no merit to this claim.
At the outset we note that the city’s retroactivity claim has no bearing on the applicability of § 2 of the act. The issue now before us concerns the CRRA’s future operation of an expanded landfill without the city’s consent and arguably in violation of the city’s zoning regulations. The act does not regulate any past transactions.
In contrast, § 1 of the act arguably may have a retrospective effect. If that section eliminated a previous requirement that the CRRA file an environmental impact evaluation as a precondition to obtaining a solid waste disposal permit, its application in this case would validate a permit that was invalid when issued.9 We agree with the defendants, however, that § 1 effected no change in the law.
The city’s argument rests on our usual presumption that, in enacting a statute, the legislature intended a change in existing law. Vartuli v. Sotire, supra. This
As originally enacted, General Statutes § 22a-261 provided for the creation of the CRRA as a “body politic and corporate, constituting a public instrumentality and political subdivision of the state . . . .”10The CRRA was authorized, inter alia, to employ its own staff, to enact by-laws, to retain counsel and to issue bonds. See General Statutes §§ 22a-265 through 22a-269. Its bonds are not obligations of the state. General Statutes § 22a-272 (a).
Prior to the trial court decision in this case, a different trial court had concluded that the CRRA was not a state agency subject to the Uniform Administrative Procedure Act (UAPA); General Statutes §§ 4-166 through 4-197. DeFonce Construction Corporation v. Connecticut Resources Recovery Authority, Court of Common Pleas, Fairfield County, Docket No. 115357 (1977), appeal dismissed, 177 Conn. 472, 418 A.2d 906 (1979). The trial court below then held to the contrary. In light of the conflicting judicial interpretations of the prior law and the legislature’s undisputed intent to override the decision of the trial court in this case, we
II
The city next contends that Public Acts 1984, No. 84-331 does not resolve the conflict in this case between the DEP permit and the Shelton zoning regulations. The city argues that although § 2 of the act grants power to the CRRA to operate a landfill “[notwithstanding the provisions of subsection (c) of section 22a-208 of the general statutes . . . concerning the right of any local body to regulate, through zoning, land usage for solid waste disposal . . . ,” the act does not abrogate the city’s general zoning power pursuant to General Statutes § 8-2.11 Section 8-2 cannot support the exclusion of the proposed landfill by zoning, how
It is useful first to consider the origin of § 22a-208 (c). In Colchester v. Reduction Associates, Inc., 34 Conn. Sup. 177, 184-85, 382 A.2d 1333 (1977), the Court of Common Pleas for New London county held that the zoning regulations of the town of Colchester could not prohibit the disposal of unbaled waste within the town when the DEP had issued a permit approving the defendant’s disposal activities because state law had preempted the local regulations.12 In response to the court’s holding in Colchester and to several other
As we recently stated, “[a] local ordinance is preempted by a state statute whenever the legislature has demonstrated an intent to occupy the entire field of regulation on the matter; East Haven v. New Haven, 159 Conn. 453, 469, 271 A.2d 110 (1970); or, as here, whenever the local ordinance irreconcilably conflicts with the statute. Shelton v. City of Shelton, 111 Conn. 433, 447, 150 A. 811 (1930). Accord, Times Mirror Co. v. Division of Public Utility Control, 192 Conn. 506, 511, 473 A.2d 768 (1984).” Dwyer v. Farrell, 193 Conn. 7, 14, 475 A.2d 257 (1984). “Whether an ordinance conflicts with a statute or statutes can only be determined by reviewing the policy and purposes behind the statute and measuring the degree to which the ordinance frustrates the achievement of the state’s objectives. See Aaron v. Conservation Commission, [183 Conn. 532, 542-44, 441 A.2d 30 (1981)]; Connecticut Theatrical Corporation v. New Britain, [147 Conn. 546, 552-53, 163 A.2d 548 (1960)]; see generally 6 McQuillin, Municipal Corporations (3d Ed. Rev.) § 21.35.” Dwyer v. Farrell, supra, 12.
In 1973 the legislature created the CRRA as part of a comprehensive program whose purpose was to address the growing statewide problems of solid waste disposal. The Solid Waste Management Services Act;
These statutes evidence a legislative intent to commit the difficult regional problems of solid waste disposal to regional and statewide solution. The legislature could reasonably have determined that only a decision-making body with a mandate to consider the needs of more than one community could adequately balance the competing concerns of various localities within the state. Local zoning regulations, such as Shelton’s, which operate to exclude the facilities that the CRRA has found necessary, and the DEP has found environmentally acceptable, frustrate the explicit purposes of the state statutes and are therefore preempted.
Finally, the city raises two constitutional objections to Public Acts 1984, No. 84-331.14 First, the city claims that by removing the zoning and approval powers of the city of Shelton alone, the act violates the prohibition on special privileges contained in article first, § 1, of the Connecticut constitution. Second, it claims that the act is special legislation in violation of the home rule provisions of article tenth. We find no merit in either claim.
Article first, § 1, of the Connecticut constitution provides that “no man or set of men are entitled to exclusive public emoluments or privileges from the community.”15 A state statute is invalid under this clause only if it “directs the granting of an emolument or privilege to an individual or class without any purpose, expressed or apparent, to serve the public welfare thereby . . . .” Warner v. Gabb, 139 Conn. 310, 313, 93 A.2d 487 (1952); Beccia v. Waterbury, 192 Conn. 127, 133-34, 470 A.2d 1202 (1984); Wilson v. Connecticut Product Development Corporation, 167 Conn. 111, 115, 355 A.2d 72 (1974).
On its face, this constitutional provision is inapplicable to the present case. The act confers no public emolument on the CRRA for its private gain as a corporation
The city raises a more substantial challenge to the act as special legislation forbidden by article tenth of our constitution. Article tenth, § 1, provides in part that “[a]fter July 1, 1969, the general assembly shall enact no special legislation relative to the powers, organization, terms of elective offices or form of government of any single town, city or borough . . . .”17 Under § 2 of the act, local authority is superseded only with respect to “any real property owned by said authority on or before the effective date of this act, any portion of which has been operated as a solid waste disposal area.” Concededly, the only such property now owned by the CRRA is the site in Shelton. The city argues that
The purpose of home rule is twofold: “to relieve the General Assembly of the burdensome task of handling and enacting special legislation of local municipal concern and to enable a municipality to draft and adopt a home rule charter or ordinance which shall constitute the organic law of the city .... [H]ome rule legislation was enacted ‘to enable municipalities to conduct their own business and control their own affairs to the fullest possible extent in their own way . . . ” Caulfield v. Noble, 178 Conn. 81, 86-87, 420 A.2d 1160 (1979), quoting Fragley v. Phelan, 126 Cal. 383, 387, 58 P. 923 (1899). Our constitutional home rule provision, therefore, prohibits the legislature from encroaching on the local authority to regulate matters of purely local concern, such as the organization of local government or local budgetary policy. Caulfield v. Noble, supra, 90-91.
It does not follow from our constitutional commitment to home rule that the state legislature is thereby precluded from addressing problems of statewide concern whenever the remedy affects a single locality. By its terms, article tenth restricts only the enactment of special and not of general legislation. Although we have not previously considered whether article tenth places any limitations on legislation dealing with statewide concerns, we may find guidance in the decisions of other state courts interpreting similar provisions in their own state constitutions.
In West Allis v. Milwaukee County, 39 Wis. 2d 356, 365-70, 159 N.W.2d 36 (1968), cert. denied, 393 U.S. 1064, 89 S. Ct. 717, 21 L. Ed. 2d 707 (1969), the Wis
Similarly, the Supreme Judicial Court of Massachusetts has held that a home rule amendment that limits the state legislature's power “to act in relation to cities and towns”19 does not preclude the legislature from “acting on matters of state, regional, or general concern, even though such action may have special effect upon one or more individual cities or towns.” Opinion
As we noted above in discussing the preemption of local zoning by statewide environmental regulation, solid waste disposal presents ever increasing problems that are no longer subject to local solution. The regional and statewide solution of these problems involves a delicate political balance among the competing interests of numerous individual communities. The resolution of such conflicts is appropriately confided to the General Assembly, where the whole population of the state is represented.
The city of Shelton is, of course, correct that the effect of the challenged act is the same as if the act had provided expressly that there shall be a regional landfill in Shelton notwithstanding the city’s objection. If reasonably necessary to effectuate important statewide policies, however, such individualized problem solving does not violate the home rule provisions of article tenth.
The legislature, in enacting Public Acts 1984, No. 84-331 has resolved all of the issues before us on this appeal. Having rejected the city’s constitutional challenges to the act, we remand the cases to the trial court with directions to dismiss the administrative appeal and to render judgment for the defendants in the remaining two cases.
In this opinion Healey, Parskey and Grillo, Js., concurred.
Several community organizations and an individual property owner opposed to the expansion of the Shelton landfill intervened in the administrative appeal. The position of the defendant-intervenors, Marthy Dougherty, Shelton Citizens Against the Dump, Pine Rock Civic Association and Valley Citizens Action Group, in the trial court and in this court, has been essentially the same as the position of the plaintiff city of Shelton.
“[General Statutes] Sec. 22a-lb. evaluation by state agencies of actions affecting the environment. The general assembly directs that, to the fullest extent possible:
“(a) Each state department, institution or agency shall review its policies and practices to insure that they are consistent with the state’s environmental policy as set forth in section 22a-1 and 22a-1a.
“(b) Each state department, institution or agency responsible for the primary recommendation or initiation of actions which may significantly affect the environment shall in the case of each such proposed action make a detailed written evaluation of its environmental impact before deciding whether to undertake or approve such action. All such environmental impact evaluations shall be detailed statements setting forth the following: (1) A description of the proposed action; (2) the environmental consequences of the proposed action, including direct and indirect effects which might result during and subsequent to the proposed action; (3) any adverse environmental effects which cannot be avoided and irreversible and irretrievable commitments of resources should the proposal be implemented; (4) alternatives to the proposed action, including the alternative of not proceeding with the proposed action; (5) mitigation measures proposed to minimize environmental impacts; (6) an analysis of the short term and long term economic, social and environmental costs and benefits of the proposed action; and (7) the effect of the proposed action on the use and conservation of energy resources.”
The plaintiffs in the second case were the city of Shelton and the Shelton Municipal Resources Recovery Authority. The two plaintiffs have been represented by the same counsel and have maintained identical positions throughout this litigation. For purposes of this appeal, we will treat them as one plaintiff, hereinafter “the city.”
“[General Statutes] Sec. 22a-276. (Formerly Sec. 19-524Ü). condemnation by authority, (a) Before instituting any condemnation proceedings to obtain necessary real property, the authority shall have made diligent efforts to obtain said property by purchase or other means satisfactory to the authority and shall have ruled, by resolution, that in its judgment the
“(b) Before instituting condemnation proceedings in any municipality the authority shall first advise and consult with the municipal authority having jurisdiction.
“(c) Unless the property to be condemned is located in an area zoned industrial, or in an area at or contiguous to an existing solid waste facility or waste disposal area, the authority shall, before proceeding with condemnation, first receive the written consent of the municipal authority having jurisdiction.
“(d) The authority shall not have the power to establish in any municipality, by condemnation proceedings or otherwise, a solid waste disposal area to be used for the deposit of solid wastes that have not received prior processing in a resources recovery facility until and unless it has first obtained the written consent of the municipal authority concerned.
“(e) Any condemnation proceedings of the authority shall be brought in accordance with section 48-12, except such proceedings shall in all cases be brought before the superior court of the judicial district of Hartford-New Britain.
“(f) Where a person entitled to an award in proceedings to condemn any real property for any of the purposes of this chapter remains in possession of said property after title is vested in the condemnor, the reasonable value of his use and occupancy of such property after title has been vested, or after any other time as fixed by agreement or by a determination of the court, shall be a lien against such award subject only to such other liens of record at the time title is vested in the condemnor.”
The other defendants were the CRRA and Alfred J. Gallucci, the previous owner of the landfill property.
The city cross-appealed from the portion of the judgment in Shelton v. Pac holding that vertical expansion did not violate local zoning regulations.
Public Acts 1984, No. 84-331, § 1 provides:
“Section 1. Subsection (a) of section 22a-261 of the general statutes is repealed and the following is substituted in lieu thereof:
“(a) There is hereby established and created a body politic and corporate, constituting a public instrumentality and political subdivision of the state of Connecticut established and created for the performance of an essential public and governmental function, to be known as the Connecticut resources recovery authority. The authority shall not be construed to be a DEPARTMENT, INSTITUTION OR AGENCY OF THE STATE.”
Public Acts 1984, No. 84-311, § 2 provides:
“Sec. 2. (NEW) Notwithstanding the provisions of subsection (c) of sec*512 tion 22a-208 of the general statutes, as amended by public act 88-189, concerning the right of any local body to regulate, through zoning, land usage for solid waste disposal and section 22a-276 of the general statutes, the Connecticut resources recovery authority may use and operate as a solid waste disposal area, pursuant to a permit issued under section 22a-208 of the general statutes, as amended by public act 83-189, and section 22a-430 of the general statutes, any real property owned by said authority on or before the effective date of this act, any portion of which has been operated as a solid waste disposal area, provided the authority pays the municipality in which such property is located one dollar per ton of unprocessed solid waste received from outside of such municipality and disposed of at the solid waste disposal area by the authority. Any payment shall be in addition to any other agreement between the municipality and the authority. The provisions of section 12-19a of the general statutes shall not be construed to apply to any such real property.”
General Statutes § 22a-208 (c) provides: “powers and duties of commissioner RE SOLID WASTE MANAGEMENT. QUALIFICATIONS OF FACILITY OPERATORS. FACILITY PERMITS AND PLANS. . . .
“(c) No solid waste facility shall be built, established or altered after July 1,1971, until the plan and design and method of operation of the same have been filed with the department and approved by the commissioner by the issuance of a permit, provided, nothing in this chapter or in chapter 446e shall be construed to limit the right of any local governing body to regulate, through zoning, land usage for solid waste disposal.”
For the text of General Statutes § 22a-276, see footnote 4, supra.
Of course, even if the permit now held by the CRRA were invalid, the prospective application of § 1 would permit the CRRA to seek a new permit without filing an environmental impact evaluation.
“[General Statutes] Sec. 22a-261. (Formerly Sec. 19-524t). resources RECOVERY AUTHORITY ESTABLISHED. PRESIDENT. DIRECTORS, (a) There is hereby established and created a body politic and corporate, constituting a public instrumentality and political subdivision of the state of Connecticut established and created for the performance of an essential public and governmental function, to be known as the Connecticut resources recovery authority.”
“[General Statutes] Sec. 8-2. regulations. The zoning commission of each city, town or borough is authorized to regulate, within the limits of such municipality, the height, number of stories and size of buildings and other structures; the percentage of the area of the lot that may be occupied; the size of yards, courts and other open spaces; the density of population and the location and use of buildings, structures and land for trade, industry, residence or other purposes, and the height, size and location of advertising signs and billboards. Such zoning commission may divide the municipality into districts of such number, shape and area as may be best suited to carry out the purposes of this chapter; and, within such districts, it may regulate the erection, construction, reconstruction, alteration or use of buildings or structures and the use of land. All such regulations shall be uniform for each class or kind of buildings, structures or use of land throughout each district, but the regulations in one district may differ from those in another district, and may provide that certain classes or kinds of buildings, structures or use of land are permitted only after obtaining a special permit or special exception from a zoning commission, planning commission, combined planning and zoning commission or zoning board of appeals, whichever commission or board the regulations may, notwithstanding any special act to the contrary, designate, subject to standards set forth in the regulations and to conditions necessary to protect the public health, safety, convenience and property values. Such regulations shall be made in accordance with a comprehensive plan and shall be designed to lessen congestion in the streets; to secure safety from fire, panic, flood and other dangers; to promote health and the general welfare; to provide
Colchester v. Reduction Associates, Inc., 34 Conn. Sup. 177, 382 A.2d 1333 (1977), involved the solid waste disposal activities of a private individual rather than the CRRA. The local consent provisions of § 22a-276 were, therefore, inapplicable in that case.
See 21 S. Proc., Pt. 3, 1978 Sess., pp. 1238-39, 1246, 1248-49, 1254-55; 21 H. R. Proc., Pt. 4, 1978 Sess., p. 1358.
Although as a general rule a city, which is a creation of the state, does not have standing to challenge the constitutionality of a state statute, we have recognized an exception to this rule where the city is properly in court on a nonconstitutional question. Berlin v. Santaguida, 181 Conn. 421, 424, 435 A.2d 980 (1980); Connecticut Light & Power Co. v. Norwalk, 179 Conn. 111, 114-15, 425 A.2d 576 (1979); Hillier v. East Hartford, 167 Conn. 100, 103, 355 A.2d 1 (1974). The city of Shelton’s constitutional claims come within this exception.
Article first, § 1, of the Connecticut constitution provides as follows: “All men when they form a social compact, are equal in rights; and no man or set of men are entitled to exclusive public emoluments or privileges from the community.”
By removing Shelton’s authority to veto or zone out a solid waste disposal facility, the statute accomplishes the same purpose as if it had provided explicitly that a regional facility was to be located in Shelton. An enactment in the latter form could not be said to violate the equal protection clause. We do not perceive any constitutional significance in the form of the statute before us.
Article tenth, § 1, of the Connecticut constitution provides as follows:
“of home rule
(delegation of legislative authority to political subdivisions.
TERMS OF TOWN, CITY AND BOROUGH ELECTIVE OFFICERS.
SPECIAL LEGISLATION.)
“Sec. 1. The general assembly shall by general law delegate such legislative authority as from time to time it deems appropriate to towns, cities and boroughs relative to the powers, organization, and form of government of such political subdivisions. The general assembly shall from time to time by general law determine the maximum terms of office of the various town, city and borough elective offices.1 After July 1, 1969, the general assembly shall enact no special legislation relative to the powers, organization, terms of elective offices or form of government of any single town, city or borough, except as to (a) borrowing power, (b) validating acts, and (c) formation, consolidation or dissolution of any town, city or borough, unless in the delegation of legislative authority by general law the general assembly shall have failed to prescribe the powers necessary to effect the purpose of such special legislation.”
Article XI, § 3, of the Wisconsin constitution provides in part:
“Cities and villages organized pursuant to state law and hereby empowered, to determine their local affairs and government, subject only to this constitution and to such enactments of the legislature of state-wide concern as shall with uniformity affect every city or every village. The method of such determination shall be prescribed by the legislature. . . .”
Section 8 of the Home Rule Amendment, art. 89 of the Amendments to the Constitution of the Commonwealth of Massachusetts provides in pertinent part: “The general court shall have the power to act in relation to cities and towns but only by general laws which apply alike to all cities, or to all towns, or to all cities and towns, or to a class of not fewer than two . . . .”