Opinion · Supreme Court of Colorado
People v. Matheny
46 P.3d 453
- Type
- Opinion
- Court
- Supreme Court of Colorado
- Jurisdiction
- Colorado
- Date
- 2002-05-20
- Topic
- general
holding that the suspect was not in custody because officers told him he was not under arrest | holding that an interview occurring in a secure police station, in itself, does not establish custody | concluding that the trial court erred by relying on the officers' subjective intent | holding that the defendant was not in custody when, among other factors, he was told he was not under arrest and was free to go at any time | concluding that the trial court erred by relying on the officers' subjective intent | holding that the defendant was not in custody because officers told the defendant that “he was not under arrest” and that “he was free to go at any[ time]” | noting that trial court erred in basing its custody determination primarily on the police officer's subjective intent to arrest defendant | concluding the police officer’s use of persuasion during questioning was not coercive and not an “attempt to subjugate the individual to the will of the examiner” | opining that statements to the defendant that he was not under arrest and that he was free to go at any time weighed against a finding of custody | noting that "a consensual interview between a defendant and the police, that takes place in the presence of the defendant's mother, does not exert the compulsive forces Miranda sought to prevent" | noting that the time of an encounter is relevant to the custody determination | listing “the defendant’s verbal or nonverbal response to such directions” as a factor for courts to consider in the Miranda custody determination | noting such advisement as one indication that the defendant's freedom of action had not been curtailed | applying "formal arrest" standard and reversing trial court where decision to suppress "was based primarily on the subjective intent of the officers" | noting that although police intended to elicit a confession from defendant, "persuasion is not coercion, and the atmosphere and tone of the interview certainly did not evince any attempt by the police to 'subjugate the individual to the will of his examiner'" | reversing trial court's custody determination because it was based primarily on the conclusion that officers intended to arrest the defendant from the outset of the questioning | reversing trial court's custody determination because it was based primarily on the conclusion that officers intended to arrest the defendant from the outset of the questioning | emphasizing that the defendant voluntarily drove himself to the police station | telling the defendant he was not under arrest and asking him to come to the police station supported a 9 finding of no custody | focusing on the fact that the officer's general tone of voice was soft | finding the defendant "was not in custody when the interview began and, although long, nothing occurred during the interview-up until the time of the arrest-that would convert a noneustodial situation into a custodial one" | performing same analysis and ignoring trial court's reliance on subjective factors | performing same analysis and ignoring trial court's reliance on subjective factors | “True, the purpose of the interview was to persuade Defendant to admit his involvement in the ... murders .... However, persuasion is not coercion_” | "Miranda identified the principal threat to the privilege against self-incrimination as the compulsive effect of psychological coercion applied during incommunicado interrogation." | “[T]he obligation to independently review mixed questions of law and fact that implicate constitutional rights is an extremely important appellate principle.” | noting that the defendant had interacted with the interrogating officers before and that the defendant 's mother was present at the interrogation | holding that the suspect was not in custody because officers told him he was not under arrest | “[L]aw declaration is clearly the prerogative of appellate courts, and fact identification is clearly the prerogative of trial courts.” | " Miranda id
Citator
- Cited by
- 65 opinions
ORDER AFFIRMED IN PART, REVERSED IN PART, AND CASE REMANDEDPage 454
In this interlocutory appeal, the prosecution challenges an order of the Park County District Court suppressing all statements made by Defendant to investigators during a videotaped interview with police at the headquarters of the Colorado Springs Police Department. The trial court held that the police violated
The supreme court holds that whether a person is in custody for
Whether Defendant was in custody within the meaning of
Sean P. Paris, Deputy District Attorney, Fairplay, Colorado, Attorney for Plaintiff-Appellant.
Gentry Haskins, LLP, Elvin L. Gentry, Thomas M. Haskins, Colorado Springs, Colorado, Attorney for Defendant-Appellee.
JUSTICE MARTINEZ dissents and CHIEF JUSTICE MULLARKEY joins in the
[3] Agent Sadar asked the manager if he could speak with Defendant. When Defendant came to the counter, Agent Sadar testified that he asked Defendant "if he had time to come and talk with us at the Colorado Springs Police Department . . . about the Dutcher case." (Record of October 16, 2001 proceeding at p. 11.) Defendant asked his manager for permission to leave work for this purpose; the manager agreed, and Defendant punched his time card.
[4] After calling his mother and asking her to meet him at the police station, Defendant drove himself and Agent Sadar to the Colorado Springs Police Department. Agent Sadar testified that they did not speak about the Dutchers on the way to the station, instead conversing mostly about the condition of Defendant's car.
[5] The Colorado Springs Police Department is by all accounts a secure facility, and the trial court so noted.
[6] Agent Sadar informed Defendant and his mother they were "free to leave at any time"Page 457and that Defendant was "not under arrest."2During the hour and a half Defendant and his mother spoke with police before he was arrested, neither Defendant nor his mother ever asked to leave. Police officers, on the other hand, entered and exited the room numerous times during the interview. Defendant, sitting forward in his chair with his hands on the table, reiterated what he had already told Agent Sadar at Palmer High School, first to Agent Sadar and Agent Dave Dauenhauer, also with the Colorado Bureau of Investigation, and then to Leonard Post, an investigator with the district attorney's office in the Eleventh Judicial District. Quite articulately and largely in narrative form, Defendant explained that on New Year's Eve, the night the Dutchers were killed, he had met Isaac Grimes at Carl's Jr. From there, they drove to Glen Urban's garage where they drank some rum. Grimes had too much to drink, so they returned to Defendant's residence at approximately 9:00 p.m. Defendant told the investigators that he and Grimes fell asleep and remained at his house until 6:30 or 7:00 a.m. New Year's Day. Convinced that this version of events was untrue, Investigator Post placed Defendant under arrest at approximately 8:30 p.m.3
[7] The trial court found that the officers' "general tone of voice was soft"; that their "general demeanor was polite"; and that the words they spoke to Defendant were "entirely reasonable." "[T]hey didn't threaten"; "they didn't yell"; "there was no pounding of the table and so forth;" nor were any false promises made to Defendant. In fact, the trial court found that the law enforcement agents conducting the interview were completely honest with Defendant and did not engage in any untoward or coercive conduct. Moreover, "there were no directions given to the defendant" and "no restraint placed upon" him. As for Defendant, the trial court found that he was "leaning forward at the table"; that he was "verbal" and "articulate"; and that he did not appear to be "tired, hungry or coerced in any matter." Nevertheless, the trial court held that Defendant was in custody for
[8] Although the trial court purports to apply an objective standard, the record of the October 16, 2001 proceeding clearly indicates that its decision was based primarily on the subjective intent of the officers: "I want it clear for the record that I'm placing heavy emphasis on . . . [the fact that the police officers] intended to hold Mr. Matheny right from the beginning." As a result, the prosecution filed a motion for reconsideration. In denying this motion the court explained:
While the Court indeed found that the officers intended to hold the Defendant in custody before the interview even started, the Court also found that the indicia of an in custody interrogation were objectively present, given the totality of the circumstances. To the extent that the People argue that the officers did not intend to hold Mr. Matheny at the commencement of the interview, the Court makes credibility findings to the contrary.
[9] We hold that Defendant was not in custody within the meaning of
[11] For instance, count VIII of the indictment alleges that Defendant conspired with Grimes to murder the Dutchers. During the interview, Defendant told investigators the same account of his and Grimes's whereabouts the night of the murders that Grimes had told them before recanting and confessing to the murder of Anthony Dutcher. For purposes of our review, we will assume, without deciding that Defendant's account of events is false.4Evidence that Defendant and Grimes jointly fabricated an alibi would be a substantial part of the proof of the charge of conspiracy to commit murder. Moreover, whether true or false, the videotaped confession is probative of Defendant's credibility.
[13] Support for both these positions can be found in our cases discussing the standard of review applicable to a trial court's ruling on a motion to suppress a custodial statement.
[14] The ambiguity in our case law appears to stem from confusion over whether to characterize the
[15] Determining whether a person is in custody "involves relating the legal standard of conduct to the facts established by the evidence." Henry P. Monaghan,
[16] In order to resolve a split among the circuit courts, the United States Supreme Court decided the precise issue before us today in
[17] Elaborating on the justification for its conclusion the Court reasoned that
the trial court's superior capacity to resolve credibility issues is not dispositive of the "in custody" inquiry. Credibility determinations . . . may sometimes contribute to the establishment of the historical facts and thus to identification of the "totality of the circumstances." But the crucial question entails an evaluation made after determination of those circumstances: if encountered by a "reasonable person," would the identified circumstances add up to custody as defined inMiranda?
[18]
[19] Furthermore, the Court continued, "`in custody determinations . . . guide future decisions.'"
[20] Although
[21] Finally, the federal circuit courts have treated
[Keohane] . . . cannot be minimized by pigeonholing it as a procedural ruling for federal habeas review of state court decisions. A careful reading of the opinion reveals the basis of [Keohane] is that resolution of custody is ultimately a mixed question of fact and law to be reviewed de novo.
[22]
[23] Today, the vast majority of jurisdictions that have addressed this issue are in accord with
[24] As the preceding discussion demonstrates, the obligation to independently review mixed questions of law and fact that implicate constitutional rights is an extremely important appellate principle. In
[25] Consistent with our approach in
[26] There is no reason why we should conduct our review of a trial court's custody determination any differently than we review these other constitutionally based mixed questions of law and fact. As an appellate court, we will not engage in fact finding, and thus, a trial court's findings of historical fact are entitled to deference by a reviewing court and will not be overturned if supported by competent evidence in the record.
[28]
An individual swept from familiar surroundings into police custody, surrounded by antagonistic forces, and subjected to . . . techniques of persuasion . . . cannot be otherwise than under compulsion to speak. As a practical matter, the compulsion to speak in the isolated setting of the police station may well be greater than . . . where there are . . . impartial observers to guard against intimidation or trickery.
[29]384 U.S. at 461;
[30] In
[31] Holding that this scenario did not constitute custodial interrogation as envisioned by
Such a noncustodial situation is not converted to one in whichMirandaapplies simply because a reviewing court concludes that, even in the absence of any formal arrest or restraint on freedom of movement, the questioning took place in a "coercive environment." Any interview of one suspected of a crime by a police officer will have coercive aspects to it, simply by virtue of the fact that the police officer is part of a law enforcement system which may ultimately cause the suspect to be charged with a crime. But police officers are not required to administerMirandawarnings to everyone whom they question. Nor is the requirement of warnings to be imposed simply because the questioning takes place in the station house, or because the questioned person is the one whom the police suspect.Mirandawarnings are required only where there has been such a restriction on a person's freedom as to render him "in custody." It wasthatsort of coercive environment to whichMirandaby its terms was made applicable, and to which it is limited.
[32]429 U.S. at 495. The fact that the defendant came voluntarily to the police station and was informed that he was not under arrest was important to the Court's conclusion.
[33] These same factors contributed to the Court's conclusion that the defendant in
[34]
[35] The rule derived from two other Supreme Court cases interpreting
[36] In
[37] The trial court refused to suppress statements made by the defendant before his responses to the officers' questions caused the focus of the investigation to shift toward him.
[38] The Supreme Court began by reciting the black letter test for whether a suspect is in custody: "a court must examine all of the circumstances surrounding the interrogation, but the ultimate inquiry is simply whether there was a formal arrest or restraint on freedom of movement of the degree associated with a formal arrest."
Even a clear statement from an officer that the person under interrogation is a prime suspect is not, in itself, dispositive of the custody issue, for some suspects are free to come and go until the police decide to make an arrest. The weight and pertinence of any communications regarding the officer's degree of suspicion will depend upon the facts and circumstances of the particular case.
[39]
[40] On remand, ignoring the subjective intent of the officers as the United States Supreme Court instructed, the California Supreme Court engaged in an objective analysis of the totality of the circumstances to determine whether a reasonable person in the suspect's position would have felt that his freedom of action had been curtailed to a degree associated with a formal arrest.
[41] A handful of times, we have had occasion to review a trial court's determination that a suspect was or was not in custody during a station house interview. Although none is directly on point, a few are informative in some regards. The most factually similar case we have considered is
[42] We made clear that the objective reasonable person standard applies to the issue of custody.
(1) the time, place, and purpose of the encounter; (2) the persons present during the interrogation; (3) the words spoken by the officer to the defendant; (4) the officer's tone of voice and general demeanor; (5) the length and mood of the interrogation; (6) whether any limitation of movement or other form of restraint was placed on the defendant during the interrogation; (7) the officer's response to any questionsPage 466asked by the defendant; (8) whether directions were given to the defendant during the interrogation; and (9) the defendant's verbal or nonverbal response to such directions.
[43]
[44] The fact that the defendant voluntarily came to the police station and was free to leave at anytime was important in
[45] With the principles discussed above to guide us,7we now consider whether Defendant's statements were the product of custodial interrogation.8Page 467
[47] The totality of the circumstances surrounding the March 8, 2001 interview suggest that Defendant was not in custody until Investigator Post placed him under arrest. Defendant was approached in the late afternoon at his place of employment by an agent with whom he was familiar and by whom he had already been interviewed. He was asked, not told, to come to the police station to further discuss the Dutcher investigation.
[48] Although the Colorado Springs Police Station is a secure facility, the trial court noted that officers entered and exited the interview room freely, and there is nothing in the record to suggest that, had Defendant or his mother wanted to leave, they would not have been able to do so.
[49] The officers were completely honest with Defendant.
[50] True, the purpose of the interview was to persuade Defendant to admit his involvement in the Dutcher murders; he did not. However, persuasion is not coercion, and the atmosphere and tone of the interview certainly did not evince any attempt by the police to "subjugate the individual to the will of his examiner."
[51] Finally, in its initial ruling on the custody issue, the trial court erred in basing its conclusion primarily on its finding that the officers intended to arrest Defendant at the outset of the interview. The Supreme Court made clear in
[52] A trial court's inquiry when considering whether a defendant is in custody for
[53] It is beyond dispute that Defendant was in custody for
[55] Justice Martinez dissents and Chief Justice Mullarkey joins in the dissent. Justice Bender does not participate.
- Agent Sadar had previously interviewed Defendant concerning the Dutcher homicides. That interview took place in the school counselor's office at Palmer High School. Agent Sadar was alone and dressed in plain clothes. The school counselor sent a runner to notify Defendant that Agent Sadar wished to speak with him. The two spoke privately in the school counselor's office. ↩
- In addition, Agent Sadar advised Defendant that "[y]ou could answer or not answer"; that "[i]f you thought an attorney was in order, you're more than welcome to ask for one"; that "if you couldn't afford one, we would find one for you"; and that "[s]ince you're a juvenile and your mom is here, anytime you want to talk to her . . . in private, we will see that you're afforded that opportunity." The trial court ruled that these "warnings" did not satisfy
Miranda, and the prosecution does not contest this ruling. We therefore do not consider this issue further. ↩
- At 8:28 p.m., Investigator Post stated, "Alright. We're gonna end it with that. You, you're arrested." ↩
- The prosecution contends in its reply brief that Defendant's account of his whereabouts at the time of the murders is demonstratively false by independent evidence not of record before this court. ↩
- In addition, there is language in
People v. J.D.,989 P.2d 762(Colo. 1999) that would support either standard:
Where the trial court utilizes the correct legal standard, and its conclusion is supported by evidence in the record, we will not reverse its ruling on appeal. However, when the trial court fails to fully apply the correct standard . . . its ruling cannot stand. Where the findings are sufficient and supported by the record, an appellate court can review the matter and decide the issue as a matter of law.
989 P.2d at 769. ↩ - In contrast to
Thiret, we relied on the fact that the defendant inJones v. People,711 P.2d 1270(Colo. 1986), was never told he was free to leave in concluding that he had been subjected to custodial interrogation.Jones,711 P.2d at 1276. Likewise, inPeople v. Dracon,884 P.2d 712(Colo. 1994), we pointed out that the defendant was never advised that she was free to leave, or that she was able to decline the officer's invitation to escort her to the police station, in affirming the trial court's conclusion that she was in custody.884 P.2d at 717-18.But seePeople v. Horn,790 P.2d 816,818-819(Colo. 1990) (refusing to overturn the trial court's ruling that defendant was in custody because trial court's findings were supported by the evidence and it applied the correct legal standard even though the defendant was repeatedly told during the questioning that he was free to leave and that he would not be arrested). Similar toJonesandDracon, inPeople v. Pease,934 P.2d 1374(Colo. 1997), we relied on the fact that the defendant was placed in a locked interview room in "accept[ing] the district court's implicit determination that [the defendant] was in custody when he was interviewed at the police station."934 P.2d at 1377. ↩
- These principles apply equally to juveniles, which Defendant was at the time of the interview.
People in Interest of J.C.,844 P.2d 1185,1189(Colo. 1993) ("[T]he analysis for custody of an adult, as it has been thoroughly developed over the years, also applies to the custody of a juvenile."). ↩
- There is no question that the investigators' questions in this case were interrogation within the meaning of
Miranda, and the parties do not dispute this point.SeeRhode Island v. Innis,446 U.S. 291,301(1981) (defining interrogation forMirandapurposes as "any words or actions on the part of the police . . . that the police should know are reasonably likely to elicit an incriminating response from the suspect" (internal footnote omitted)). Thus, in order to determine whetherMirandawarnings were required, we limit our discussion to whether Defendant was in custody at the time of the interview. ↩
- Eventually, the officers did inform Defendant that they suspected he was involved in the Dutcher murders. Once conveyed, an officer's suspicion is relevant, but only to the extent it would affect how a reasonable person in the suspect's position would "gauge the breadth of his or her freedom of action."
Stansbury,511 U.S. at 325(internal quotation marks omitted). Moreover, "[e]ven a clear statement from an officer that the person under interrogation is a prime suspect is not, in itself, dispositive of the custody issue."Id. Although we take this factor into account, we do not consider it to be dispositive in this case. ↩
- Like a police officer's unarticulated plan to arrest the defendant, whether the defendant is actually arrested at the close of the interview is irrelevant under this standard. ↩