Opinion · Supreme Court of Colorado
People v. Cooper
27 P.3d 348
- Type
- Opinion
- Court
- Supreme Court of Colorado
- Jurisdiction
- Colorado
- Date
- 2001-06-25
- Topic
- general
noting that specific and general statutory provisions must be construed to harmonize or the specific provision will cease to function | courts may not rewrite or eliminate clear and unambiguous statutes because they do not believe the legislature would have intended the consequences of the statutes | persons convicted of sex offenses committed between July 1, 1996, and November 1, 1998 are subject to discretionary parole, not mandatory parole | “Our analysis of any part of a statute is based on the assumption that the General Assembly intended that the entire statute be effective.” | "Our fundamental responsibility in interpreting a statute is to give effect to [its] purpose or intent. ..." | "It is not within the purview of this court to question the legislature's choice of policy." | â[I]t is not the role of the courts to rewrite or eliminate clear and unambiguous statutes merely because they do not believe the General Assembly would have intended the consequences of its enactments.â | “[I]t is not the role of the courts to rewrite or eliminate clear and unambiguous statutes merely because they do not believe the General Assembly would have intended the consequences of its enactments.” | "[I]t is not the role of the courts to rewrite or ehmmate clear and unambiguous statutes merely because they do not believe the General Assembly would have intended the consequences of its enactments."
Citator
- Cited by
- 25 opinions
JUDGMENT AFFIRMED
Applying the rules of statutory construction to the issues of these four consolidated case, the supreme court holds that a person convicted of a sex offense committed between July 1, 1996 and November 1, 1998, is subject to a period of discretionary parole as governed by section17-2-201(5)(a.5), 6 C.R.S. (1999). Accordingly, the court concludes that the parole board is vested with the sole discretionary authority to grant or deny parole to sex offenders and to set the length parole terms, but in no event shall the term of parole granted exceed the unserved remainder of the maximum sentence imposed by the sentencing court. Therefore, the supreme court affirms the holdings of the court of appeals reversing the trial courts' denial of the defendants' Crim. P. 35(c) motions in each of these four cases.
The defendants pleaded guilty to various sexual offenses occurring between July 1, 1996, and November 1, 1998. In three of the cases, the trial court imposed a five-year term of mandatory parole in addition to a period of incarceration, while in the fourth case the trial court imposed a three-year period of mandatory parole in addition to the period of incarceration. The court of appeals reversed the denial of the defendants' Crim. P 35(c) motion for postconviction relief, holding that these offenders were all subject to discretionary parole under sections17-2-201(5)(a.5) and18-1-105(1)(a)(V)(C), 6 C.R.S. (1999). Because section17-2-201(5)(a.5) is a specific provision governing sex offenders, the rules of statutory construction require that section17-2-201(5)(a.5) apply to those persons convicted of sex offenses committed between July 1, 1996, and November 1, 1998,. Therefore, the trial courts incorrectly added a period of parole to the defendants' sentences. Thus, the supreme court finds that the parole board has sole discretionary authority to determine the defendants' parole eligibility. Relying upon the statutory language in section17-2-201(5)(a.5), our holding in
David S. Kaplan, Colorado State Public Defender, Katherine Brien, Deputy State Public Defender, Denver, Colorado, Attorneys for Respondent.
Joesph A. Rula, Respondent, pro se.
These four cases, which we have consolidated here, present a question of the extension of the issue we resolved in
Despite some changes to the statutes considered in
We further note that, in none of the cases did the trial court address whether the defendant was subject to discretionary or mandatory parole. Nor did the trial court in any of the cases explicitly sentence the defendant to a period of mandatory parole. In both
For all of these cases, in the time period between the original trial court rulings and the court of appeals' rulings, this court issued its decision in both
Notwithstanding the marginal analytical utility, we now describe the facts of each case to assist in distinguishing one from another.
Cooper entered into an oral plea bargain which stipulated a five-year DOC sentence, with no mention of parole. Pursuant to that plea bargain, Cooper pleaded guilty to second degree sexual assault. Throughout the entire plea bargain and sentencing process, Cooper was never advised, either in writing or orally, of any mandatory parole period. At sentencing, the trial court sentenced him to five years in DOC.
Cooper filed a Crim. P. 35(c) motion for post-conviction relief alleging that he was denied sufficient good time credit and that the imposition of a five year mandatory period of parole by the DOC violated his plea agreement. In a minute order dated August 3, 1998, the trial court granted Cooper's good time credit, but denied his mandatory parole claim. Cooper appealed, and the court ofPage 351appeals ruled that, under sections17-2-201(5)(a.5), 6 C.R.S. (2000), and18-1-105(1)(a)(V)(C), 6 C.R.S. (2000), the period of parole could not exceed the remainder of Cooper's sentence at the time of his parole from prison. The court of appeals also held that the legislature excepted sex offenders who committed crimes between July 1, 1996, and November 1, 1998, from the mandatory parole requirements of section18-1-105(1)(a)(V), and instead meant for such offenders to receive discretionary parole under sections17-2-201(5)(a.5) and18-1-105(1)(a)(V)(C). Accordingly, the court of appeals held that Cooper, as a sex offender, was subject to discretionary, not mandatory, parole.
Rula entered into a plea bargain in which the People agreed to drop the original six counts against him. The plea agreement did not include any sentencing agreement, though the plea petition that he signed did advise him that any sentence he received would carry with it a five-year period of parole. Pursuant to the plea agreement, Rula pleaded guilty to sexual assault of a child, and the trial court, without ever discussing parole, sentenced him to eight years in the DOC. On the mittimus, the trial judge marked a box stating, "plus any term of parole authorized by section17-22.5-303, C.R.S.," but made no other comments regarding parole.3
Rula filed a Crim. P. 35(c) motion for post-conviction relief, asserting that neither the providency nor the sentencing court advised him that his sentence to the DOC would be followed by a five-year period of parole. The trial court denied his motion, and the court of appeals affirmed, reasoning that, because Rula's parole period is discretionary and not a direct consequence of his plea, the trial court was not obliged to advise him of it. Accordingly, the court of appeals further held that Rula, as a sex offender, was subject to discretionary parole under sections17-2-201(5)(a.5) and18-1-105(1)(a)(V)(C).
Joshua entered into a plea bargain in which the People agreed to drop the other five counts against him. The plea request that Joshua signed advised him that any sentence he received could carry up to a five-year period of parole. Pursuant to his plea bargain, Joshua pleaded guilty to sexual assault of a child, and agreed to an eight-year sentence to Community Corrections in the sex offender program. Because Community Corrections rejected Joshua, the People and the defendant subsequently agreed to a seven-year sentence to DOC. The sentencing court did not sentence Joshua to any parole.4Page 352
Joshua filed a Crim. P. 35(c) motion for post-conviction relief, asserting that he had not been advised that his sentence to the DOC would be followed by a five-year period of mandatory parole, and that such a period of parole, when added to his DOC sentence, exceeded the seven-year stipulation in the plea agreement. The trial court denied his motion, concluding that Joshua received adequate advisement of the parole period in his written request to plead guilty form. The court of appeals affirmed the outcome of the trial court's decision, holding that the lower court was not required to advise him regarding mandatory parole. The reasoning of the court of appeals was that Joshua was not subject to mandatory parole. Instead, the appellate court held that Joshua is subject to discretionary parole under section18-1-105(1)(a)(V)(C).
Rodriguez entered into an oral plea agreement in which the People agreed to drop the original three counts against him. Pursuant to that oral plea bargain, Rodriguez pleaded guilty to attempted first degree sexual assault, and agreed to a five-year sentence to the DOC. At the providency hearing, the court advised Rodriguez of the range of possible sentences for his crime, as well as the possibility of three years of parole. The court then imposed the five-year DOC sentence, as agreed to during plea bargaining negotiations. The court did not, at that time, impose any parole upon Rodriguez. A document entitled, "Sentencing Memorandum" is consistent with that oral sentence in that it also fails to order any period of parole for Rodriguez. The mittimus states "plus any term of parole authorized by §18-1-105(1)(a)(V)."5
Rodriguez filed a Crim. P. 35(c) motion for post-conviction relief, asserting that he had not been properly advised that his sentence to the DOC would be followed by a three-year period of parole. Rodriguez argued that his sentence should be modified so that his total sentence, including the period of parole, does not exceed five years. The trial court denied his motion, finding that Rodriguez received adequate advisement of the range of penalties, including the term of parole. The court of appeals affirmed the trial court's ruling, but reached its conclusion based on different reasoning. The court of appeals held that, because the trial court was not required to advise him regarding mandatory parole, any deficiencies that Rodriguez claimed in the advisement did not entitle him to any post-conviction relief. The court of appeals continued further reasoned that the trial court was not required to advise him of mandatory parole because Rodriguez was subject to discretionary parole under section18-1-105(1)(a)(V)(C).
Section17-2-201, 6 C.R.S. (2000), governs the creation of the state board of parole (board) and delineates the board's powers. This section evolved from section 39-18-1, 16 C.R.S. (1971), in which the board received the sole power to grant, or refuse to grant parole, and to fix the condition of such parole. Additionally, the parole board had "full discretion to set the duration of the term of parole granted, but in no event . . . [could] the term of parole exceed the maximum sentence imposed upon the inmate by the court." § 39-18-1 (4). After more renumbering and reenactments in 1976 and 1977, the section appeared in its current location,17-2-201(5)(a).
In 1979, the legislature amended the felony sentencing scheme, creating "presumptive ranges of penalties" as guidelines for a court to order a specific term of imprisonment, and mandating the release of most convicted offenders to a one-year period of parole once such offenders accumulated the appropriate number of "good" and "earned" time credits.
After various amendments to parole statutes between 1979 and 1990, in 1993, the General Assembly enacted the most significant change when it adopted a scheme of mandatory parole for convicted felons.
In 1996, the General Assembly added section17-2-201(5)(a.5), giving the same discretionary powers to the board as in section17-2-201(5)(a), but applying the section to individuals committing offenses on or after July 1, 1996. Ch. 280, sec. 6, §17-2-201(5)(a), 1996 Colo. Sess. Laws 1578, 1584-85. The legislature also revised section17-2-201(5)(a), specifying that paragraph (a) applies to persons convicted of offenses committed prior to July 1, 1996.
In 1998, the General Assembly once again revised sex offender parole laws by amending section18-1-105(1)(a)(V)(C). Ch. 139,Page 354sec. 6, §18-1-105(1)(a)(V)(C), 1998 Colo. Sess. Laws 389, 399; §18-1-105(1)(a)(V)(C), 6 C.R.S. (2000). The new section18-1-105(1)(a)(V)(C) adopted the language utilized in both sections17-2-201(5)(a) and (a.5), stating, "in no event shall the term of parole exceed the maximum sentence imposed upon the inmate by the court." §18-1-105(1)(a)(V)(C). Furthermore, this section states that the period of parole for sex offenders who committed offenses on or after July 1, 1996, "shall be set by the state board of parole pursuant to section17-2-201(5)(a.5)."
In 1998, the legislature also introduced the Colorado Lifetime Supervision Act (the Act).
Our analysis of any part of a statute is based on the assumption that the General Assembly intended that the entire statute be effective. §2-4-201(1)(b), 1 C.R.S. (2000);
If statutes conflict irreconcilably, the General Assembly has directed us to apply specialPage 355rules of construction to determine which statute will prevail. §§2-4-204to -207. Those rules state that if a general provision conflicts with a specific provision, then "the special or local provision prevails as an exception to the general provision, unless the general provision is the later adoption and the manifest intent is that the general provision prevail." §2-4-205, 1 C.R.S. (2000);
Interpreting a specific provision as prevailing over a general one still allows for both provisions to exist.
As stated above, section17-2-201(5)(a.5) was enacted in 1996.
As to any person sentenced for a conviction of an offense involving unlawful sexual behavior, or for which the factual basis involved an offense involving unlawful sexual behavior as defined in section18-3-412.5(1), C.R.S., committed on or after July 1, 1996, the board has the sole power to grant or refuse to grant parole and to fix the condition thereof and has full discretion to set the duration of the term of parole granted, but in no event shall the term of parole exceed the maximum sentence imposed upon the inmate by the court.
In
We further held in
Thus, because the language in section17-2-201(5)(a.5) exactly matches the language in section17-2-201(5)(a), we hold that the meaning of that language is also identical. In our decision in
Section17-22.5-403(7)(a), 6 C.R.S. (2000) states in pertinent part that:
For any offender who is incarcerated for an offense committed on or after July 1, 1993, upon application for parole, the state board of parole . . . shall determine whether or not to grant parole. The state board of parole, if it determines that placing an offender on parole is appropriate, shall set the length of parole at the mandatory period of parole established in section18-1-105(1)(a)(V), C.R.S.
This provision was enacted in 1993.
The problem with applying both statutes to the cases before us is that section17-22.5-403(7)(a) requires that the length of parole be set at the mandatory period of parole established in section18-1-105(1)(a)(V), whereas section17-2-201(5)(a.5) provides for discretionary parole. According to the version of section18-1-105(1)(a)(V) in effect when these defendants committed their various offenses, any person convicted of a sexual assault, as defined in part 4, article 3 of TitlePage 35718, or part 3, article 6 of Title 18, is subject to a mandatory period of parole of five years. §18-1-105(1)(a)(V)(C), 6 C.R.S. (1997). This five-year required period of mandatory parole is facially inconsistent with the parole provision in section17-2-201(5)(a.5), which allows for a discretionary period of parole possibly less than, or even greater than, five years.
Because these two statutes are in direct conflict, we now turn to the task of determining which statute takes precedence. As in
As we have noted, if two statutes are irreconcilable, a special or local provision prevails as an exception to a general provision, unless the general provision is later in adoption and the legislative intent is that the general provision prevail. §2-4-205, 1 C.R.S. (2000);
Section17-2-201(5)(a.5) applies specifically to sex offenders and to the determination of parole for such offenders. Because the language of this section is identical to that of section17-2-201(5)(a), and we presume that the legislature is aware of our previously expressed understanding of specific language, we may assume that the legislature was aware, when they enacted section17-2-201(5)(a.5), that they were creating an exception to the general felony sentencing statute, section17-22.5-403(7).
Accordingly, we hold that section17-2-201(5)(a.5) is a specific provision which prevails over the general felonious offender sentencing provision of section17-22.5-403(7), and thus, section18-1-105(1)(a)(V) does not apply to the offenders in these cases. Because the specific section,17-2-201(5)(a.5), acts as an exception to the general provision, section17-22.5-403(7), our holding allows for both sections to function harmoniously, and gives full and sensible effect to the statutory scheme.
JUSTICE COATS dissents, and JUSTICE KOURLIS and JUSTICE RICE join in the dissent.
- The petitions for writ of certiorari for each of the four cases all state this issue as follows: "Whether the statutory scheme and legislative intent require sex offenders who committed their crimes between July 1, 1996, and November 1, 1998, to be treated like other sex offenders and be subject to a period of mandatory parole that is served consecutively to their prison sentences and limited in length only by the length of the original sentence imposed by the trial court." ↩
- The issue of discretionary parole for sex offenders committing offenses on or after July 1, 1996, was first raised by Cooper in his opening brief to the court of appeals. In its decision in
Cooper, the court of appeals agreed with Cooper's argument that sections17-2-201(5)(a.5) and18-1-105(1)(a)(V)(C) govern parole for that group of offenders. While the other defendants did not raise this issue in their briefs to the court of appeals, the court of appeals followed its initial holding inCooperin each of the subsequent cases, and held that all of the defendants were subject to discretionary parole pursuant to sections17-2-201(5)(a.5) and18-1-105(1)(a)(V)(C). ↩
- Section17-22.5-303, 6 C.R.S. (2000), generally discusses the concepts of "good time" and "earned time," and how those concepts play a role in the state board of parole's decision of whether and when to grant parole to an offender. The only reference made to length of parole is, "[T]he state board of parole . . . shall determine . . . the length of the period of parole, which may be for a period of up to five years." §17-22.5-303(6). The trial court's acknowledgment of this section in the mittimus does not necessarily implicate one type of parole over another. ↩
- The mittimus form in this case contained a box that referred to a period of parole as required by law which the trial judge did not check. ↩
- Because section18-1-105(1)(a)(V) is the subparagraph which not only includes mandatory parole,
seesub-subparagraph (A), but also discretionary parole,seesub-subparagraph (C), the trial court's inclusion of this section in the mittimus does not necessarily reference one type of parole over another. Instead, both schemes of parole are brought into question by the trial court's reference. ↩
- Throughout this opinion, we refer to "sex offenders," as well as to "individuals convicted of sex offenses." These terms, used interchangeably, refer specifically to those individuals specified in section17-2-201(5)(a.5), 6 C.R.S. (2000). That section uses the definition of "unlawful sexual behavior," as defined in section18-3-412.5(1), 6 C.R.S. (1997), to specify those individuals who fall under its provisions. We also refer to the "Title 16 sex offenders." This term refers to persons convicted of sex offenses as specified in section17-2-201(5)(a), 8A C.R.S. (1986 Supp. 1996). That section defines sex offenses based upon the definition found in section16-13-202(5), 8A C.R.S. (1986 Supp. 1996). Finally, we use the term "Lifetime Supervision sex offenders" to refer to those individuals whose parole and sentencing is governed by the provisions in part 8 of article 13 of Title 18, 6 C.R.S. (2000). ↩
- Our holding does not address parole for any offenders convicted of sexual offenses occurring after November 1, 1998, because of the 1998 enactment of the Colorado Lifetime Supervision Act, which purports to govern parole for such offenders. § 16-13-806. ↩
- House Bill 98-1177, which became effective on April 21, 1998 and applied to offenses committed on or after that date, amended section18-1-105as follows:
(1)(a)(V)(C) Notwithstanding sub-subparagraph (A) of this subparagraph (V), the mandatory period of parole for a person convicted of a felony offense COMMITTED PRIOR TO JULY 1, 1996, pursuant to part 4 of article 3 of this title, or part 3 of article 6 of this title, shall be five years.
NOTWITHSTANDING SUB-SUBPARAGRAPH (A) OF THIS SUBPARAGRAPH (V), THE PERIOD OF PAROLE FOR A PERSON CONVICTED OF A FELONY OFFENSE COMMITTED ON OR AFTER JULY 1, 1996, PURSUANT TO PART 4 OF ARTICLE 3 OF THIS TITLE, OR PART 3 OF ARTICLE 6 OF THIS TITLE, SHALL BE SET BY THE STATE BOARD OF PAROLE PURSUANT TO SECTION17-2-201(5)(A.5), C.R.S., BUT IN NO EVENT SHALL THE TERM OF PAROLE EXCEED THE MAXIMUM SENTENCE IMPOSED UPON THE INMATE BY THE COURT.
House Bill 98-1156, which became effective November 1, 1998 and applied to offenses committed on or after that date, amended section18-1-105in relevant part as follows:(1)(a)(V)(C) Notwithstanding sub-subparagraph (A) of this subparagraph (V), the mandatory period of parole for a person convicted of a felony offense COMMITTED PRIOR TO JULY 1, 1996, pursuant to part 4 of article 3 of this title, or part 3 of article 6 of this title, shall be five years.
(C.3) NOTWITHSTANDING THE PROVISIONS OF SUB-SUBPARAGRAPH (A) OF THIS SUBPARAGRAPH (V), THE PERIOD OF PAROLE FOR A PERSON CONVICTED OF A FELONY OFFENSE, COMMITTED ON OR AFTER JULY 1, 1996, BUT PRIOR TO NOVEMBER 1, 1998, PURSUANT TO PART 4 OF ARTICLE 3 OF THIS TITLE OR PART 3 OF ARTICLE 6 OF THIS TITLE, SHALL BE SET BY THE STATE BOARD OF PAROLE PURSUANT TO SECTION17-2-201(5)(a.5), C.R.S.
(C.5) NOTWITHSTANDING THE PROVISIONS OF SUB-SUBPARAGRAPH (A) OF THIS SUBPARAGRAPH (V), ANY PERSON SENTENCED FOR A SEX OFFENSE, AS DEFINED IN SECTION 16-13-803(5), C.R.S., COMMITTED ON OR AFTER NOVEMBER 1, 1998, SHALL BE SENTENCED PURSUANT TO THE PROVISIONS OF PART 8 OF ARTICLE 13 OF TITLE 16, C.R.S.
↩ -
See§18-1-105(1)(a)(V). Section18-1-105(1)(a)(V) provides in part:
(C) Notwithstanding sub-subparagraph (A) of this subparagraph (V), the mandatory period of parole for a person convicted of a felony offense committed prior to July 1, 1996, pursuant to part 4 of article 3 of this title, or part 3 of article 6 of this title, shall be five years.
Notwithstanding sub-subparagraph (A) of this subparagraph (V), the period of parole for a person convicted of a felony offense committed on or after July 1, 1996, pursuant to part 4 of article 3 of this title, or part 3 of article 6 of this title, shall be set by the state board of parole pursuant to section17-2-201(5)(a.5), C.R.S., but in no event shall the term of parole exceed the maximum sentence imposed upon the inmate by the court.
(C.3) Notwithstanding the provisions of sub-subparagraph (A) of this subparagraph (V), the period of parole for a person convicted of a felony offense committed on or after July 1, 1996, but prior to November 1, 1998, pursuant to part 4 of article 3 of this title, or part 3 of article 6 of this title, shall be set by the state board of parole pursuant to section17-2-201(5)(a.5), C.R.S.
(C.5) Notwithstanding the provisions of sub-subparagraph (A) of this subparagraph (V), and person sentenced for a sex offense, as defined in section 16-13-803(5), C.R.S., committed on or after November 1, 1998, shall be sentenced pursuant to the provisions of part 8 of article 13 of title 16, C.R.S.
↩