Opinion · Supreme Court of Colorado
City of Colorado Springs v. Powell
City of Colo. Springs v. Powell, 156 P.3d 461 (Colo. 2007)
- Type
- Opinion
- Court
- Supreme Court of Colorado
- Jurisdiction
- Colorado
- Date
- 2007-04-09
- Topic
- litigation
finding no clear legislative intent to apply statute retroactively after examination of the face of a statute, and its legislative history | finding no clear legislative intent to apply statute retroactively after examination of the statute and its legislative history | Bill language referring to “‘modifications of, and additions to’ . . . suggests a legislative recognition that the amendment creates substantive changes to the law.” | “[U]nless intent to the contrary is shown, legislation shall apply only to those transactions occurring after [the legislation] takes effect.” (citations omitted) | where legislature makes substantive changes to the law, judiciary must find that the legislation operates prospectively unless the intent for retroactivity is clear | “These decisions, in conjunction with the General Assembly’s inaction in addressing the interpretations therein, lead us to the conclusion that there was no ambiguity . . . .” | “Absent legislative intent to the contrary, we presume a statute operates prospectively.” | “[W]e presume that by amending the law the legislature has intended to change it.” | “[W]e presume that by amending the law the legislature has intended to change it.” | âAbsent legislative intent to the contrary, we presume a statute operates prospectively. . . . [U]nless intent to the contrary is shown, legislation shall apply only to those transactions occurring after it takes effect.â | "[B]y amending the law, the legislature has intended to change it." | when determining whether the legislature intended to clarify or change existing law, we consider (1) whether the statute was ambiguous before the it was amended; (2) the legislative history surrounding the amendment, and (8) the plain language of the statute | in the context of statutory interpretation
Citator
- Cited by
- 28 opinions
Hall Evans, L.L.C., David R. Brougham, Thomas J. Lyons, Denver, Colorado, Attorneys for Petitioner City of Longmont.
Melat, PressmanHogbie, LLP, Glenn S. Pressman, P.C., Glenn S. Pressman, Colorado Springs, Colorado, Attorneys for Respondents Valerie Powell, Steven Powell and James Powell.
Karen Colburn, Roger Fraley, Jr., Denver, Colorado, Attorneys for Respondent Judith Henry-Hobbs.
Valerie Powell ("Powell") filed suit against the City of Colorado Springs and N.S. Properties, owner of the property, asserting negligent operation and maintenance of the ditch and alleging the ditch constituted a dangerous condition. Meanwhile, Judith Henry-Hobbs ("Henry-Hobbs"), mother of Michael Henry, brought a separate wrongful death action against the City of Longmont, which owned shares in the ditch and maintained the spillway pursuant to an agreement with the ditch's owner.Page 464
Both the City of Colorado Springs and the City of Longmont ("Petitioners") filed motions to dismiss in these cases, challenging the jurisdiction of the respective courts and claiming immunity under the Colorado Governmental Immunity Act ("CGIA"), sections24-10-101to-120, C.R.S. (2001). Powell and Henry-Hobbs, however, each claimed the relevant ditch constituted a "sanitation facility" under section24-10-106, which waives sovereign immunity for tort claims arising from the operation and maintenance of a public sanitation facility or a dangerous condition of the facility. Both trial courts denied the motions to dismiss, concluding there were sufficient allegations in the complaints to provide the courts with subject matter jurisdiction.
These rulings were affirmed on interlocutory appeal by the court of appeals and again by this court.Powell v. Cityof Colorado Springs,25 P.3d 1266(Colo.App. 2000),aff'dCity of Colorado Springs v. Powell,48 P.3d 561(Colo. 2002) ("Powell I");Henry-Hobbs v. City of Longmont,26 P.3d 533(Colo.App. 2001),aff'd City of Longmont v.Henry-Hobbs,50 P.3d 906(Colo. 2002) ("Henry-HobbsJ"). InPowell I, we held that a drainage ditch qualified as a "sanitation facility" under the CGIA. We echoed this ruling two weeks later inHenry-Hobbs I, in which we determined that the irrigation ditch at issue constituted a sanitation facility for the purposes of the CGIA because the city used the ditch as part of its storm drainage system. Because the operation of "sanitation facilities" is not accorded protection from governmental immunity under the CGIA, we concluded in both cases the Petitioners were subject to suit.
In response to these two decisions, the General Assembly passed House Bill 03-1288 ("H.B. 1288"), which adds new definitions under the CGIA.Seech. 182, §24-10-103(5.5), 2003 Colo. Sess. Laws, 1343-44. As pertinent here, H.B. 1288 defines "public sanitation facility" as "structures and related apparatus used in the collection, treatment, or disposition of sewage or industrial wastes of a liquid nature that is operated and maintained by a public entity." H.B. 1288, § 5.5. More salient, the legislation lists a number of items excluded from the definition of "public sanitation facility," including natural water-courses and drainage ditches. This definition of "public sanitation facility" directly countermands the definition supplied inPowell IandHenry-HobbsI.By its terms, H.B. 1288 took effect on July 1, 2003. See ch.182, §24-10-103, 2003 Colo. Sess. Laws, 1344.
Shortly following passage of H.B. 1288, Petitioners filed new motions to dismiss in their respective cases, arguing that the newly-adopted legislation applies retroactively by excluding storm water drainage ditches from the definition of "public sanitation facilities" and therefore bestows immunity on Petitioners. Both trial courts agreed and granted Petitioners' motions. Powell and Henry-Hobbs appealed, and their cases were consolidated before the court of appeals for oral argument. In a published opinion, the court of appeals reversed the trial court decision.Powell v. City of Colorado Springs,131 P.3d 1129(Colo.App. 2005). That day, the same division of the court of appeals issued an opinion concerning the same legal issue inHenry-Hobbs v. City of Longmont, No. 03CA2187, slip op. at 1,2005 WL 2157396(Colo.App. Sept.8, 2005), relying on the analysis set forth inPowelland reaching the same result. We now affirm the court of appeals' conclusion that H.B. 1288 applies only prospectively.
As a corollary, retroactive application of a statute is generally frowned upon by both common law and statute.Ficarra,849 P.2d at 11. A statute is considered retroactive if it applies to transactions that have already occurred or to rights and obligations that existed before its effective date.Id.Although disfavored, retroactive changes in the case law are permitted, and the retroactive application of a statute is not necessarily unconstitutional. Only "retrospective" legislation is constitutionally prohibited. Colo. Const, art.II, §11(prohibiting the General Assembly from passingretrospectivelegislation) (emphasis added);People v. D.K.B.,843 P.2d 1326,1332(Colo. 1993).
A statute is retrospective if it "takes away or impairs vested rights acquired under existing laws, or creates a new obligation, imposes a new duty, or attaches a new disability, in respect to transactions or considerations already past."Inre Estate of DeWitt,54 P.3d at 854(quotingDenver S.Park Pac. Ry. Co. v. Woodward,4 Colo. 162,167(1878)). This proscription is intended to prevent the unfairness that would otherwise result from changing the consequences of an act after that act has occurred.Van Sickle v. Boyes,797 P.2d 1267,1271(Colo. 1990).
In assessing a statute under the retrospectivity provision of our constitution, we utilize a two-step inquiry.City ofGreenwood Village v. Petitioners for Proposed City ofCentennial,3 P.3d 427,444(Colo. 2000). First, we must determine whether the General Assembly intended the challenged statute to operate retroactively.Id.Second, if we ascertain that the General Assembly intended retroactivity, we then determine whether the challenged statute is unconstitutionally retrospective.Id.
After reviewing the relevant facts and procedure in the cases now before us, however, we determine that the General Assembly did not intend H.B. 1288 to be applied retro-actively. Based on this determination, we need not address whether application of H.B. 1288 to the facts of these two cases would be constitutionally retroactive or impermissibly retrospective.
A legislative amendment either clarifies or changes existing law, and we presume that by amending the law the legislature has intended to change it.Acad, of Charter Schs.,32 P.3d at 464;Corsentino v. Cordova,4 P.3d 1082,1091(Colo. 2000);Douglas County Bd. of Equalization v. Fid.Castle Pines, Ltd.,890 P.2d 119,125(Colo. 1995). This presumption can be rebutted, however, by a showing that the legislature meant only to clarify an ambiguity in the statute by amending it.Acad, of Charter Schs.,32 P.3d at 464. To distinguish between a change and a clarification, we employ a three-pronged analysis by looking to the legislative history surrounding the amendment, considering the plain language used by the General Assembly, and assessing whether the provision was ambiguous before it was amended.Id.In so doing, we find there is no evidence of legislative intent that H.B. 1288 apply retroactively.
[l](a) The Colorado supreme court has recently decided two cases,City of Longmont v.Henry-Hobbs,50 P.3d 906(Colo. 2002) andCity of Colorado Springs v. Powell,48 P.3d 561(Colo. 2002), in Which key terms in the "Colorado Governmental Immunity Act," article 10 of title 24, Colorado Revised Statutes, were interpreted in a mannerthat may significantly expandthe potential liability of governmental entities providing utility services to the public.Page 466
(b) The state and its political subdivisions provide essential public services and functions, and the increased legal liabilitythat may resultfrom theHenry-HobbsandPowelldecisions poses the danger of disrupting or making prohibitively expensive the provision of such services and functions. (c) As a result of these court decisions,modifications of, and additions to,the definitions contained in the "ColoradoGovernmental Immunity Act" are necessary to clarifythe intentof the general assembly in adopting the Act. [2] The general assembly therefore finds it necessary to modify the definitions of "dangerous condition" and "operation" contained in the "Colorado Governmental Immunity Act" and to add new definitions of "maintenance," "public sanitation facility," and "public water facility" to the Act.
(Emphasis added).
Section 2 of H.B. 1288 adds new definitions for "public sanitation facility," "public Water facility," and "maintenance," while modifying existing definitions of "operation" and "dangerous condition." And section 3 simply provides that the legislation "shall take effect July 1, 2003."
Just as the court of appeals concluded, we too see no language in the statute that overcomes the presumption that the General Assembly intended the legislation to take prospective effect. As Petitioners emphasize, the legislative declaration does express a desire to "clarify" the intent of the General Assembly in adopting the Act. However, the declaration also refers to the "modifications of, and additions to" the CGIA definitions that are made by the amendment. This language suggests a legislative recognition that the amendment creates substantive changes to the law. In such cases, we must find the legislation operates prospectively unless the intent for retroactivity is clear. Acad,of Charter Schs.,32 P.3d at 466.
Further, H.B. 1288 articulates legislative concern that thePowell IandHenry-Hobbs Idecisions "may significantly expand the potential liability of governmental entities," which "may result" in increased legal liability and disruption of the provision of key governmental services. These phrases, couched in terms of possibilities, are predictions about the broader consequences of the application of thePowell IandHenry-Hobbs Idecisions to future litigation, not about the actual results of these individual cases.
Equally relevant is what the statute doesnotsay: nowhere does H.B. 1288 specify that its modifications or additions ought to be applied retroactively. Legislation may only be applied retroactively if the legislature clearly so intends.Coffman,884 P.2d at 279. While express language of retroactive application is not required for this court to find a legislative intent of retroactivity,Ficarra,849 P.2d at 14, certainly the most efficient and obvious manner of communicating such a desire is for the legislature to state its intent that the new law have retroactive application. Accordingly, we consider as one factor in our analysis here the legislature's decision to omit language making such an alleged intent explicit.See Z.J. Gifts D-2,L.L.C. v. City of Aurora,93 P.3d 633,641-42(Colo.App. 2004) (declining to attribute intent of retroactive application because statutory language did not state amendment was to be applied retro-actively).
Taken as a whole, the language of H.B. 1288, on its face, does not suffice to overcome the presumption of prospectivity that we must employ. Under these facts, the mere invocation of the word "clarify" cannot counteract the language in H.B. 1288 that recognizes modifications and additions to the existing statute were necessary, that, expresses concern regarding future application ofPowell IandHenry-Hobbs I, and that omits any clear statement of retroactive intent.
Statements made with respect to H.B. 1288 in hearings before both the House and Senate Committees reveal no conclusive intent.SeeHearings on H.B. 03-1288 before the House Committee on Judiciary, 64thPage 467General Assembly, 1st Session (Feb. 13, 2003); Hearings on H.B. 03-1288 before the Senate Committee on Judiciary, 64th General Assembly, 1st Session (Mar. 5, 2003). As an initial matter, no explicit mention was made regarding the intended application of the bill to the cases before us today. Other statements hinting at intent worked at cross-purposes. On one hand, Representative Matt Smith, one of H.B. 1288's sponsors, specifically referred to what "was originally intended," and he stated that H.B. 1288 does not create governmental immunity but rather defines terms as they were "intended some time ago."1Conversely, witness David Brougham testified that the bill seeks to "redefine[ ]" terms "to comport with what the experts say a sanitation facility means. . . ."
The general tenor of the comments, however, offers a small window of insight into the motivation behind the legislation and supports our conclusion that the legislation was exclusively forward-looking. Sponsors and witnesses alike repeatedly articulated their concern that, with the rulings inPowellIandHenry-Hobbs I, "local governments will face liability or potential liability for every instance where there's drainage," and that the eases "open[ed] up a whole new world of potential liability," which "greatly multiplies the number of instances and the types of situations in which [local governments] would no longer be immune to suits." These comments suggest that passage of H.B. 1288 was intended to address perceived future ills rather than to affect the parties involved in the cases that led to this court's prior rulings.
Powell's and Henry-Hobbs's argument that H.B. 1288 is a change, not a clarification, to existing law is also buttressed by the fact that, even prior toPowell I, the court of appeals had issued several opinions interpreting the phrase "sanitation facility" without triggering legislative action.See Scott v. City of Greeley,931 P.2d 525,528(Colo.App. 1996) (holding that operation and maintenance of storm sewer was within meaning of "public water facility" or "sanitation facility");Smith v. Town of Estes Park,944 P.2d 571,574(Colo.App. 1996) (determining that cross-pan of storm water drainage system was a "sanitation facility" within CGIA);Burnworth v. Adams County,826 P.2d 368,370(Colo.App. 1991) (ruling storm drainage facility constituted a "sanitation facility" under CGIA).
We regard the General Assembly's decision not to alter the definition of "sanitation facility" following these cases — even though it made several other amendments. to the CGIA after these decisions — as evidence of its acquiescence to the judicial construction of the terms in those opinions.See Rauschenberger v. Radetsky,745 P.2d 640,643(Colo. 1987) ("When a statute is amended, the judicial construction previously placed upon the statute is deemed approved by the General Assembly to the extent that the provision remains unchanged.");Tompkins v. DeLeon,197 Colo. 569,571,595 P.2d 242,243-44(1979) (holding that where legislature amends statute and does not change section previously interpreted by settled construction, it is presumed the legislature agrees with the judicial construction). Because the General Assembly's failure to address these cases in subsequent amendments weighs in favor of inferring it assented to them, we cannot adopt Petitioners' interpretation of H.B. 1288 as a clarification of existing law.
Ultimately, the legislative history is inconclusive. The legislative declaration characterizes H.B. 1288 as a clarification of existing law, and one sponsor claimed that H.B. 1288 merely codifies the original intention of the 1971 legislature in passing the CGIA. However, other comments throw this claim into doubt. Moreover, the existence of appellate cases interpreting a "sanitation facility" as encompassing a storm drainage facility — and the legislature's inaction in addressing these interpretations — adds to the evidence that Petitioners have failed to meet their burdenPage 468of rebutting the presumption that H.B. 1288 constituted a change to substantive law, rather than a clarification of it.
As discussed above, we note as an initial matter that the court of appeals interpreted the term "sanitation facility" on several occasions well before we considered the question inPowellI.InBurnworth, the court of appeals concluded that the sanitation facility exception of the CGIA included the operation and maintenance of a storm drain.826 P.2d at 370. Later, the court of appeals held that an injury from a storm sewer and an injury from ice accumulation in part of a storm sewer drainage system were within the ambit of the sanitation facility exception.Scott,931 P.2d at 528;Smith,944 P.2d at 574. These decisions, in conjunction with the General Assembly's inaction in addressing the interpretations therein, lead us to the conclusion that there was no ambiguity regarding the definition of "sanitation facility" even before we issuedPowell I.
But were we to find ambiguity existed following the court of appeals' decisions, certainly that ambiguity was put to rest when we issuedPowell I.InPowell I, we construed the CGIA and the term "sanitation facility" to conclude that a drainage ditch, built by and for the city to accommodate storm water runoff, clearly fits the broad definition of "sanitation facility."48 P.3d at 565. Our construction of this term rendered it unambiguous, because the decision lent the phrase a defined, plain meaning not reasonably susceptible to different interpretations.SeeColo. Water Conservation Bd. v. Upper Gunnison River WaterConservancy Dist,109 P.3d 585,599(Colo. 2005). Thus, while the General Assembly was and is free to disagree with and correct our interpretation of this legislative phrase, there can be no doubt that H.B. 1288, directed at responding to our decisions inPowell IandHenry-Hobbs I, affirmatively changed, rather than clarified, the settled definition established in those decisions.
Justice EID concurs in part and specially concurs in part.
Justice COATS joins in the concurrence in part and the special concurrence in part.
- Petitioners imply that the 2003 General Assembly not only knew the intent of the 1971 legislature in passing the CGIA, but that its understanding of the terms at issue aligned with the 1971 interpretation, which renders H.B. 1288 a mere clarification. The court of appeals voiced skepticism that such legislative declarations of prior intent following a significant lapse of time could be relied upon. For our purposes, however, we note that such declarations carry weight but are by no means controlling.See People v. Holland,708 P.2d 119,120-21(Colo. 1985). ↩