Opinion · Court of Appeals for the Ninth Circuit
Runningeagle v. Schriro
686 F.3d 758
- Type
- Opinion
- Court
- Court of Appeals for the Ninth Circuit
- Jurisdiction
- Federal
- Date
- 2012-07-18
- Topic
- litigation
recognizing that Collins “explicitly concluded” there is no clearly established federal law on the issue of severance to support a § 2254 habeas corpus challenge | holding that Pinholster governs discovery, 21 expansion of the record, and evidentiary hearings | noting that misjoinder has not been found to rise to the level of a constitutional violation | explaining that “to state a 2 Brady claim, [a petitioner] is required to do more than ‘merely speculate’ about” the withheld 3 evidence | noting that Federal Rules of Criminal Procedure not binding on state courts because not constitutionally based | explaining that the petitioner was “not entitled to an evidentiary hearing or additional discovery in federal court because his claim is governed by 28 U.S.C. § 2254(d)(1)” | noting that a district court may “elect[ ] to emphasize the length of Defendant’s period of criminal behavior as evidence of incorrigibility rather than focus upon Defendant’s age at the beginning of that period as a mitigating factor” | rejecting 26 argument that statement of facts in Arizona Supreme Court opinion should not be afforded 27 presumption of correctness | rejecting 28 argument that statement of facts in Arizona Supreme Court opinion should not be afforded presumption of correctness | rejecting argument that statement of facts in Arizona Supreme Court 22 opinion should not be afforded presumption of correctness | rejecting argument that the statement of facts in an Arizona Supreme Court opinion should 20 not be afforded the presumption of correctness | rejecting argument that the statement of facts in an Arizona Supreme 4 Court opinion should not be afforded the presumption of correctness | rejecting 28 argument that statement of facts in Arizona Supreme Court opinion should not be afforded presumption of correctness | rejecting argument 28 that the statement of facts in an Arizona Supreme Court opinion should not be afforded the presumption of correctness | rejecting 28 argument that statement of facts in state appellate court’s opinion should not be afforded the presumption of correctness | rejecting argument that the statement of facts in an Arizona Supreme Court opinion should not be afforded the 28 presumption of correctness | rejecting argument that the statement of facts in an Arizona Supreme Court opinion should not be 28 afforded the presumption of correctness | exercising discretion afforded under § 2254(b)(2) to decline 21 to address procedural default issue where relief denied on the merits | exercising discretion afforded under § 2254(b)(2) to decline to address procedural default issue where relief denied on the merits | finding no due 17 process violation where prosecutor described crimes as “unspeakable horror” and 18 defendant as “evil” | rejecting ineffective assistance of counsel claim premised on 4 counsel’s failure to join co-defendant’s motion to sever | explaining 10 that “to state a Brady claim, [a petitioner] is required to do more than ‘merely speculate’ about” 11 the withheld evidence | applying Pinholster and concluding that habeas petitioner “is not 13 entitled to an evidentiary hearing or additional discovery in federal court because his claim is 14 governed by 28 U.S.C. § 2254(d)(1)” | discounting “inference and supposition” in 12 determining whether evidence would be favorable | petitioner most do more than “merely speculate” that evidence was 27 favorable and material in order to state a Brady claim | “[T]o state a Brady 28 claim, [a petitioner] is required to do more than ‘merely speculate’ about” the 1 nature of undisclosed evidence. | “[T]here is no clearly established federal law requiring severance 25 of criminal trials in state court even when the defendants assert mutually 26 antagonistic defenses.” | “After a criminal conviction is final on direct appeal, prosecutors have no further duty under Brady to produce exculpatory evidence to a defendant.” | “[T]o state a Brady claim, [a petitioner] is required to
Citator
- Cited by
- 82 opinions
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
SEAN BERNARD RUNNINGEAGLE,
Petitioner-Appellant, No. 07-99026
v.
D.C. No.
CV-98-01903-PGR
CHARLES L. RYAN, Arizona
Department of Corrections, OPINION
Respondent-Appellee.
Appeal from the United States District Court
for the District of Arizona
Paul G. Rosenblatt, Senior District Judge, Presiding
Argued and Submitted
February 10, 2011—Pasadena, California
Filed July 18, 2012
Before: Harry Pregerson, Kim McLane Wardlaw, and
Carlos T. Bea, Circuit Judges.
Opinion by Judge Wardlaw;
Partial Concurrence and Partial Dissent by Judge Pregerson
8233
RUNNINGEAGLE v. RYAN 8237
COUNSEL
Jon M. Sands, Federal Public Defender, and Jennifer Y. Gar-
cia and Ashley J. McDonald, Assistant Federal Public
Defenders, Phoenix, Arizona, for petitioner-appellant Sean
Bernard Runningeagle.
Terry Goddard, Attorney General; Kent Cattani, Chief Coun-
sel, Capital Litigation Section; and Jon G. Anderson, Assis-
tant Attorney General, Phoenix, Arizona, for respondents-
appellees Charles L. Ryan et al.
8238 RUNNINGEAGLE v. RYAN
OPINION
WARDLAW, Circuit Judge:
Sean Bernard Runningeagle and his cousin Corey Tilden
were convicted of murdering Herbert and Jacqueline Williams
after they pursued the Williamses into their home in the early
morning of December 6, 1987. The state trial court imposed
a sentence of death upon Runningeagle, but not upon Tilden.
Runningeagle’s direct and collateral appeals were rejected by
the state courts. Runningeagle now appeals the district court’s
denial of his federal petition for a writ of habeas corpus. We
affirm the district court’s decision to deny the petition.
I.
We take the facts as recited by the Arizona Supreme Court
in its 1993 opinion, State v. Runningeagle, 859 P.2d 169
(Ariz. 1993), affirming Runningeagle’s conviction and sen-
tence and denying Runningeagle’s petition for post-conviction
relief:1
In the early morning of December 6, 1987, Run-
1
Because this statement of facts is drawn from the Arizona Supreme
Court’s decision, we afford it a presumption of correctness that may be
rebutted only by clear and convincing evidence. See 28 U.S.C. § 2254
(e)(1); Moses v. Payne,555 F.3d 742
, 746 n.1 (9th Cir. 2009). Run- ningeagle argues against this presumption, citing the Arizona courts’ repeated statements that its recitation of facts in criminal appellate opin- ions presents the facts “in the light most favorable to sustaining the ver- dict.” See, e.g., State v. Dann,74 P.3d 231
, 236 n.1 (Ariz. 2003) (citing State v. Gallegos,870 P.2d 1097, 1105
(Ariz. 1994)). Runningeagle’s con- tention is not supported by any federal case law—and in any event, the Arizona standard is equivalent to the standard for sufficiency of the evi- dence federal courts apply on habeas review. See, e.g., Jackson v. Vir- ginia,443 U.S. 307, 319
(1979) (“[T]he relevant question is whether, after
viewing the evidence in the light most favorable to the prosecution, any
rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.”).
RUNNINGEAGLE v. RYAN 8239
ningeagle, Tilden, and their two friends Orva and
Milford Antone, were driving around Phoenix. Run-
ningeagle wanted parts for his car, so the foursome
stopped at the Davis house, which had a car parked
outside. Runningeagle, Tilden and Orva got out of
the car, while Milford remained passed out drunk in
the back seat. Runningeagle used his large hunting
knife to remove two carburetors from the Davis car.
Orva put them and an air scoop in the trunk of Run-
ningeagle’s car. Tilden and Runningeagle also stole
a floor jack and tool box. Orva took a bicycle from
the open garage.
Herbert and Jacqueline Williams, an elderly couple,
lived next door to the Davises. Mr. Williams came
out of his house and told the young men to leave or
he would call the police. Orva returned to the car,
but Runningeagle and Tilden approached Mr. Wil-
liams. Runningeagle concealed his knife by his side.
Tilden carried a large, black flashlight. Runningeagle
then began to tease and scare Mr. Williams with the
knife. Mr. Williams retreated and told Runningeagle
to put the knife away. Mrs. Williams then came out
of the house and yelled at them. Tilden confronted
Mrs. Williams, argued with her, and then hit her on
the side of the head with the flashlight. Mr. Williams
told them to leave his wife alone, and helped her
back into the house. Runningeagle broke through the
Williams’ door with a tire iron, and he and Tilden
barged in.
The noise awakened a neighbor, who heard Mrs.
Williams crying and the words “bring him in” spo-
ken by a tall, young man he saw standing in the Wil-
liams carport. The neighbor called “911,” but by the
time the police arrived, Mr. and Mrs. Williams were
dead. Mr. Williams suffered several head injuries
and five stab wounds, three of which were fatal. Mrs.
8240 RUNNINGEAGLE v. RYAN
Williams also suffered several head injuries, one of
which fractured her skull and was possibly fatal, in
addition to four stab wounds, three of which were
fatal.
The police searched the Williams home. The drawer
in which Mrs. Williams stored her jewelry was open
and some jewelry was missing. They found an empty
purse, blood drops and two bloody shoe print pat-
terns. They discovered Runningeagle’s palm print on
the clothes dryer next to the bodies.
Runningeagle discussed the crimes on several occa-
sions before his arrest. He told his girlfriend that he
had been in a fight with two people and had hit them
“full-force.” He showed her his car trunk full of the
stolen property. He showed the hood scoop and car-
buretors to another friend. Tilden, too, spoke about
the crimes and informed Runningeagle that an
account of the burglary was on the radio and that
“they got there an hour after we left.”
When the defendants were arrested, the police found,
among other things, the Davis air scoop with Run-
ningeagle’s prints on it, two carburetors, the tool
box, Mrs. Williams’ wallet and college pin, a large
black flashlight with Tilden’s prints on it, and the
Davis bicycle with Runningeagle’s prints on the
wheel rim. A Phoenix Police Department criminalist
matched Runningeagle’s shoes with the bloody shoe
prints found at the Williams house, and also found
that an inked print of Tilden’s shoes made a pattern
similar to other shoe prints at the house.
Runningeagle, Tilden, and Orva Antone were
indicted on two counts of first degree murder, and
one count each of first degree burglary of a resi-
dence, second degree burglary of a residence, third
RUNNINGEAGLE v. RYAN 8241
degree burglary of a car, theft of property valued
between $500 and $1000, and theft of property val-
ued between $250 and $500. Orva Antone pleaded
guilty to burglary and testified for the state at the
joint trial.
Runningeagle, 859 P.2d at 171-72
. After a five-week trial, Runningeagle and Tilden were con- victed on July 27, 1988. Runningeagle was found guilty of two counts of first degree murder, two counts of theft, and one count each of first degree burglary, second degree bur- glary, and third degree burglary.Id. at 171
. Tilden was con- victed of the same charges except for third degree burglary.Id.
After several joint sentencing hearings, Runningeagle was sentenced to death on the murder convictions and to prison terms on the non-capital convictions.Id.
Tilden was sentenced to life terms on the murder charges and to additional prison terms, to be served consecutively, on the remaining counts.Id.
The procedural history of this appeal is both lengthy and
complicated by the many claims asserted in the numerous
state proceedings. However, the district court accurately set
forth the procedural background, and we see no need to re-
plow the same ground:
While [Runningeagle’s] direct appeal was pending
he filed, pro se, a Petition for Post-Conviction Relief
[PCR] pursuant to Rule 32 of the Arizona Rules of
Criminal Procedure. The Arizona Supreme Court
revested jurisdiction in the trial court to resolve the
PCR. The trial court appointed counsel, who filed a
Supplemental PCR and a Second Supplemental
PCR. The trial court summarily denied post-
conviction relief. Petitioner moved for rehearing,
which also was denied. Petitioner then sought review
in the Arizona Supreme Court. The Arizona
8242 RUNNINGEAGLE v. RYAN
Supreme Court granted review and consolidated
Petitioner’s PCR claims with his direct appeal
claims. The Arizona Supreme Court affirmed Peti-
tioner’s convictions and sentences and denied post-
conviction relief. Petitioner moved for reconsidera-
tion, which was denied.
Petitioner, pro se, moved the Arizona Supreme Court
to discharge his counsel and proceed pro se. The
supreme court granted counsel’s motion to withdraw
and granted Petitioner’s motion to proceed pro se. A
pro se writ of certiorari was filed and denied.
Thereafter, the Arizona Supreme Court issued its
mandate and filed in the trial court a Notice of PCR
on Petitioner’s behalf. The trial court allowed Peti-
tioner to continue to proceed pro se. Petitioner did
not comply with the deadline for filing a second
PCR petition, and the trial court summarily dis-
missed the post-conviction proceedings.
Next, Petitioner filed a pro se petition for writ of
habeas corpus in [the District] Court. The Court
appointed counsel, who filed an amended petition.
The Court dismissed the amended petition without
prejudice, finding that it presented both exhausted
and unexhausted claims and concluding that it was
not clear whether state post-conviction remedies
remained available.
Meanwhile, Petitioner initiated his third PCR pro-
ceeding in state court. His third PCR petition ulti-
mately raised forty claims. The PCR court
summarily dismissed the petition. Petitioner moved
for rehearing, which was denied. Petitioner sought
review in the Arizona Supreme Court, which also
was denied.
RUNNINGEAGLE v. RYAN 8243
Petitioner commenced the instant action by moving
for appointment of counsel. The Court appointed
counsel and Petitioner filed an Amended Petition for
Writ of Habeas Corpus. Respondents filed an
Answer limited to the procedural status of Petition-
er’s claims.
While the procedural status of Petitioner’s claims
was under advisement, the Ninth Circuit Court of
Appeals issued Smith v. Stewart, 241 F.3d 1191
(9th
Cir. 2001), calling into question Arizona’s doctrine
of procedural default. This Court deferred its ruling
on the procedural status of Petitioner’s claims pend-
ing further review of Smith. The United States
Supreme Court reversed. Contemporaneously, the
Supreme Court decided Ring v. Arizona, 536 U.S. 584
(2002), which found Arizona’s death penalty
sentencing scheme unconstitutional because judges
rather than juries determined the factual existence of
the statutory aggravating circumstances that ren-
dered a defendant eligible for the death penalty. In
response, Petitioner moved this Court for a stay of
these habeas proceedings so that he could return to
state court and pursue post-conviction relief based
upon Ring. The Court granted the stay with respect
to Petitioner’s sentencing claims but denied Petition-
er’s request to stay his conviction-related claims.
Subsequently, in an interim Order, the [District]
Court ruled on the procedural status of Petitioner’s
conviction-related claims. In 2004, the United States
Supreme Court held that Ring does not apply retro-
actively. Thereafter [the District] Court vacated its
stay of the sentencing-related claims, issued an
Order resolving their procedural status, and ordered
merits briefing.
On November 27, 2007, the district court denied Run-
ningeagle’s remaining claims on the merits, and concluded
8244 RUNNINGEAGLE v. RYAN
that Runningeagle was not entitled to evidentiary develop-
ment on any claim. The district court also denied a certificate
of appealability, concluding that “reasonable jurists applying
the standard of review set forth in [its decision] could not
debate its resolution of the merits” of Runningeagle’s claims.
Runningeagle appealed, and on February 24, 2009, a Ninth
Circuit judge, citing “the low standard for granting a certifi-
cate of appealability,” certified five issues for appeal. Run-
ningeagle then filed his timely opening brief, addressing four
of those five certified issues.
II.
We review the district court’s denial of the habeas petition
de novo and its findings of fact for clear error. Thompson v.
Runnel, 621 F.3d 1007, 1013
(9th Cir. 2010). Runningeagle
filed his amended petition after the effective date of the
Antiterrorism and Effective Death Penalty Act of 1996
(AEDPA). Accordingly, the provisions of AEDPA govern
consideration of his claims. Under AEDPA,
An application for a writ of habeas corpus on behalf
of a person in custody pursuant to the judgment of
a State court shall not be granted with respect to any
claim that was adjudicated on the merits in State
court proceedings unless the adjudication of the
claim—
(1) resulted in a decision that was contrary
to, or involved an unreasonable application
of, clearly established Federal law, as deter-
mined by the Supreme Court of the United
States; or
(2) resulted in a decision that was based on
an unreasonable determination of the facts
in light of the evidence presented in the
State court proceeding.
RUNNINGEAGLE v. RYAN 8245
28 U.S.C. § 2254
(d). Federal habeas relief may not be granted for claims subject to § 2254(d) “unless it is shown that the earlier state court’s decision ‘was contrary to’ federal law then clearly established in the holdings of [the Supreme] Court; or that it ‘involved an unreasonable application of’ such law; or that it ‘was based on an unreasonable determina- tion of the facts’ in light of the record before the state court.” Harrington v. Richter,131 S. Ct. 770, 785
(2011) (citations
omitted).
III.
Runningeagle argues that prosecutors withheld evidence
obtained from Manuel Melendez, a former cell-mate of Til-
den’s, in violation of Brady v. Maryland, 373 U.S. 83
(1963).
Relying on Melendez’s testimony at a hearing in a separate
criminal prosecution against Melendez and a note Run-
ningeagle’s first habeas lawyer reportedly found in the state’s
criminal file,2 Runningeagle maintains that Melendez may
have told prosecutors that Tilden committed the murders
alone. Runningeagle cannot make out a Brady claim because
he can only speculate as to what Melendez, who is now
deceased, told prosecutors, and so cannot demonstrate that
2
On July 19, 2006, Kyle Marie Wesendorf, an attorney who worked on
Runningeagle’s first habeas petition, signed an affidavit stating that in
early 1995 she found an unsigned note reading “TILDEN THE KILLER”
in the criminal file maintained by the Maricopa County Attorney’s Office.
Runningeagle asked the district court to expand the record to include the
affidavit, which was never presented to the state courts. The district court
refused, citing 28 U.S.C. § 2254
(e)(2). Apart from the evidentiary concerns—the note, if it existed, was unsigned and ambiguous, and is linked to prosecutors only by Wesendorf’s speculation—the affidavit is not relevant because it was not presented to the state courts. Runningeagle concedes that the note is not itself Brady material, and so does not com- prise the basis for a separate Brady claim, but argues that it might support his claim about Melendez’s statements. However, where, as here, the state courts adjudicated a claim on the merits, review under28 U.S.C. § 2254
(d)(1) “is limited to the record that was before the state court.” Cul- len v. Pinholster,131 S. Ct. 1388, 1398
(2011). 8246 RUNNINGEAGLE v. RYAN any withheld evidence would have been favorable or material. The Arizona courts’ denial of this claim was therefore not an unreasonable application of or contrary to clearly established law. See28 U.S.C. § 2254
(d)(1).
A.
The facts relevant to Runningeagle’s Brady claim are as
follows: Runningeagle, Tilden, and Orva Antone were
arrested on December 19, 1987. While awaiting trial, Tilden,
who was represented by the Maricopa County Public Defend-
er’s Office, was housed in a cell with Melendez, who was rep-
resented by both the public defender’s office and outside
counsel. Through his public defender, Melendez communi-
cated with prosecutors about the murders of Herbert and Jac-
queline Williams, and offered to testify in exchange for a plea
agreement in his own criminal case. After prosecutors had
spoken with Melendez repeatedly, however, Antone agreed to
testify against his co-defendants, and prosecutors told
Melendez that they did not need his testimony.
Because Melendez was a potential witness against Tilden
and both were represented by different counsel from the same
public defender’s office, Tilden’s public defense counsel, on
April 20, 1988, filed a “motion to determine counsel” to
ascertain whether he was required to withdraw from represen-
tation of Tilden given the conflict between the public defend-
ers that arose from inmate Melendez’s discussions with
Tilden’s prosecutors. Tilden’s attorney served the motion
upon Runningeagle’s counsel. The motion papers recounted
that prosecutors had been investigating whether Melendez
“had knowledge of information concerning the allegations
against [Tilden] . . . [and] would be in a position to testify
. . . .” Further, the trial judge assigned to Melendez’s criminal
case had ordered Melendez’s outside counsel to take over
Melendez’s representation to screen out the public defender’s
office. However, Tilden’s counsel had been subsequently
informed that the prosecution no longer intended to call
RUNNINGEAGLE v. RYAN 8247
Melendez at Tilden’s trial. The trial judge ruled that there was
no conflict of interest because the prosecution had decided not
to call Melendez as a witness.
Melendez subsequently entered into a plea agreement in his
case, but, following Runningeagle’s and Tilden’s convictions,
moved to withdraw his guilty plea. At a July 29, 1988, hear-
ing on this motion, Melendez testified that he had gained
information about the murders from Tilden and that he had
shared that information during three meetings with homicide
detectives and prosecutors. However, Melendez never testi-
fied precisely as to what information Tilden had shared with
him or what information he shared with prosecutors. In April
of 1988, around the time Antone agreed to testify, prosecutors
stopped meeting with Melendez. Melendez testified that “it
was specifically expressed to me by the prosecution and
homicide detectives that they wanted to make the three people
—they didn’t want any one of them to turn over on any one
person” and that “they wanted to convict all three of the
charges.”
Although prosecutors told Tilden’s attorneys about their
meetings with Melendez, they never directly informed Run-
ningeagle’s counsel and they never provided Runningeagle
with any information about what Melendez said. Run-
ningeagle’s attorney received a copy of the motion to deter-
mine counsel from Tilden. Therefore, Runningeagle’s counsel
was on notice that Melendez had been communicating with
the prosecutors and was a potential witness against Tilden.
However, he did not investigate further by contacting or inter-
viewing Melendez or attempting to obtain any Brady material
specifically regarding Melendez from the detectives and pros-
ecutors.
B.
As an initial matter, we must determine whether the Ari-
zona courts denied this claim on the merits, or instead deter-
8248 RUNNINGEAGLE v. RYAN
mined that the claim was procedurally defaulted under state
law because Runningeagle failed to raise it until his third state
PCR. We review a denial on the merits under AEDPA to
determine whether it was an unreasonable application of
clearly established federal law. See Richter, 131 S. Ct. at 785
. However, we would not be able to review the state court’s conclusion that this claim was procedurally defaulted under Arizona law. See Ylst v. Nunnemaker,501 U.S. 797, 801
(1991) (“When a state-law default prevents the state court from reaching the merits of a federal claim, that claim can ordinarily not be reviewed in federal court.”). In ruling on Runningeagle’s third PCR, the Arizona Supe- rior Court found that the Brady claim was “precluded pursu- ant to [Arizona Rule of Criminal Procedure] 32.2(a)(3),” which precludes relief based on any ground that “has been waived at trial, on appeal, or in any previous collateral pro- ceeding.” While this ruling was clearly on procedural default grounds, “[s]tate procedural bars are not immortal . . . [and] may expire because of later actions by state courts.” Ylst,501 U.S. at 801
. Ruling on Runningeagle’s subsequent request for
clarification, the court did not adhere to its procedural-default
ruling, but instead stated that the Brady claim did not satisfy
the requirements of Arizona Rule of Criminal Procedure
32.1(e). Rule 32.1(e) provides grounds for post-conviction
relief if “[n]ewly discovered material facts probably exist and
such facts probably would have changed the verdict or sen-
tence.” Facts are “newly discovered” and “material” if: (1)
they were discovered after trial; (2) the defendant exercised
due diligence in securing them; and (3) they “are not merely
cumulative or used solely for impeachment, unless the
impeachment evidence substantially undermines testimony
which was of critical significance at trial such that the evi-
dence probably would have changed the verdict or the sen-
tence.” Ariz. R. Crim. P. 32.1(e). The court then summarily
dismissed the claim “pursuant to [Arizona Rule of Criminal
Procedure] 32.6(c),” which requires courts considering post-
conviction relief petitions to first “identify all claims that are
RUNNINGEAGLE v. RYAN 8249
procedurally precluded under this rule,” and then, “after iden-
tifying all precluded claims,” dismiss any petition if the court
“determines that no remaining claim presents a material issue
of fact or law which would entitle the defendant to relief
under this rule and that no purpose would be served by any
further proceedings.”
The state court decisions are ambiguous, and so whether
the Arizona courts denied this claim on the merits is a close
question. The Arizona Superior Court’s initial dismissal rely-
ing on the procedural default rule of Rule 32.2(a)(3) was fol-
lowed by a holding relying on Rule 32.1(e), which functions
as a procedural-default rule, but which also addresses the rele-
vant merits of facts discovered after trial. The court then sum-
marily dismissed the claim under Rule 32.6, which addresses
both claims that are procedurally defaulted and claims that do
not succeed on the merits. We rely on the “presumption of a
merits determination when it is unclear whether a decision
appearing to rest on federal grounds was decided on another
basis.” Richter, 131 S. Ct. at 784
-85 (citing Harris v. Reed,489 U.S. 255, 265
(1989)). Accordingly, we presume that the Arizona Superior Court denied this claim on the merits, and review that denial to determine whether the state court unrea- sonably applied clearly established federal law.3Id.
C.
[1] In Brady, the Supreme Court held that “[t]he suppres-
sion by the prosecution of evidence favorable to an accused
upon request violates due process where the evidence is mate-
rial either to guilt or to punishment, irrespective of the good
faith or bad faith of the prosecution.” 373 U.S. at 87
. Brady violations have three components: “The evidence at issue must be favorable to the accused, either because it is exculpa- 3 We may deny the Brady claim on the merits “notwithstanding the fail- ure of the applicant to exhaust the remedies available in the courts of the State.”28 U.S.C. § 2254
(b)(2). 8250 RUNNINGEAGLE v. RYAN tory, or because it is impeaching; that evidence must have been suppressed by the State, either willfully or inadvertently; and prejudice must have ensued.” Strickler v. Greene,527 U.S. 263, 281-82
(1999). As we have observed, “[t]he terms ‘material’ and ‘prejudicial’ are used interchangeably in Brady cases.” Benn v. Lambert,283 F.3d 1040
, 1053 n.9 (9th Cir. 2002) (“Evidence is not ‘material’ unless it is ‘prejudicial,’ and not ‘prejudicial’ unless it is ‘material.’ Thus, for Brady purposes, the two terms have come to have the same mean- ing.”). Evidence is material under Brady “when there is a rea- sonable probability that, had the evidence been disclosed, the result of the proceeding would have been different.” Cone v. Bell,129 S. Ct. 1769, 1783
(2009) (citing United States v. Bagley,473 U.S. 667, 682
(1985)). Thus, Runningeagle must demonstrate that Melendez’s statements were both favorable and material. Strickler,527 U.S. at 281-82
. However, to state a Brady claim, he is required to do more than “merely speculate” about what Melendez told prosecutors. See Wood v. Bartholomew,516 U.S. 1, 6, 8
(1995) (“[W]here, as in this case, a federal appel- late court . . . grants habeas relief on the basis of little more than speculation with slight support, the proper delicate bal- ance between the federal courts and the States is upset to a degree that requires correction.”); see also Barker v. Fleming,423 F.3d 1085, 1099
(9th Cir. 2005) (“The mere possibility that an item of undisclosed information might have helped the defense, or might have affected the outcome of the trial, does not establish ‘materiality’ in the constitutional sense.”) (quot- ing United States v. Croft,124 F.3d 1109, 1124
(9th Cir. 1997)); Downs v. Hoyt,232 F.3d 1031, 1037
(9th Cir. 2000) (rejecting a Brady claim in part because the petitioner’s argu- ments were speculative); United States v. Abonce-Barrera,257 F.3d 959, 970
(9th Cir. 2001) (finding that evidence was
not material under Brady where the defendant had only “a
hunch” that the evidence would be useful).
[2] While evidence that Tilden alone killed the Williamses
would have been favorable and material, ultimately Run-
RUNNINGEAGLE v. RYAN 8251
ningeagle’s claim that Melendez pointed the finger solely at
Tilden is based only on speculation. The transcript of
Melendez’s hearing on his request to withdraw his guilty plea
shows only that he provided prosecutors with information
obtained from Tilden, and that the government declined to use
him as a witness once Antone, a co-defendant, turned on the
other two defendants. As Runningeagle acknowledges in his
reply brief, “it remains difficult . . . to develop the exact con-
tours of the Brady claim because the State has still never dis-
closed any of the evidence provided by Melendez . . . .” In
attempting to demonstrate that Melendez’s statements were
favorable, or even admissible, Runningeagle therefore resorts
to inference and supposition. To demonstrate that Melendez’s
statements would have been exculpatory, for example, Run-
ningeagle argues that prosecutors would not have met with
Melendez repeatedly if the statements were useless. Even if
Runningeagle is correct that Melendez’s statements were
valuable, however, Runningeagle still cannot prove what
Melendez actually said.
[3] While we can infer that Melendez would have impli-
cated Tilden, we have no way of knowing that his testimony
would exculpate Runningeagle—and even if Melendez’s testi-
mony did tend to exculpate, such testimony by a jailhouse
informant, a notoriously unreliable source, was unlikely to
have changed the outcome of the proceedings, either at trial
or, particularly, during sentencing by the judge. See Cone,
129 S. Ct. at 1783
; Hon. Stephen S. Trott, Words of Warning for Prosecutors Using Criminals as Witnesses,47 Hastings L.J. 1381
, 1383-85 (1996) (discussing the perils of witness testimony at trial from criminals who “are likely to say and do almost anything to get what they want, especially when what they want is to get out of trouble with the law”). The evidence against Runningeagle was substantial: the police found Runningeagle’s palm print on the clothes dryer next to the victims’ bodies and matched Runningeagle’s shoes with the bloody shoe prints found at the house. Runningeagle,859 P.2d at 171-72
. Runningeagle discussed the crimes several 8252 RUNNINGEAGLE v. RYAN times before his arrest and told his girlfriend—who testified at trial, and to whom he showed his car trunk full of the prop- erty stolen from the Williamses—that “he had been in a fight with two people and had hit them ‘full-force.’ ”Id.
When the police arrested Runningeagle, they found the Williamses’ stolen property.Id.
The evidence is even stronger in light of Antone’s testimony that Runningeagle taunted and threatened the Williamses with his knife, waved the knife at them as they retreated, and then broke through the Williamses’ door with a tire iron after the Williamses tried to get away. Id.4 There was more than sufficient evidence upon which a rational trier of fact could have concluded that Runningeagle was guilty of the murders. Assuming that Melendez’s statements implicated Tilden, those statements would have added to the evidence supporting Tilden’s conviction, and not materially detracted from the overwhelming evidence of Runningeagle’s guilt. [4] The failure of Runningeagle’s counsel to investigate after receiving a copy of Tilden’s motion for determination of counsel and learning about the existence of an informant who was willing to testify against Tilden may well have been both deficient and prejudicial. That said, Runningeagle does not make a claim of ineffective assistance of counsel based on his attorney’s decision not to investigate after receiving that motion, so we do not consider this claim. However, we note that the government has an independent obligation to provide Brady material if it exists, and trial counsel did make a request for all Brady material. At this point in a long proce- dural history, however, as counsel for Runningeagle con- cedes, it cannot be known whether exculpatory or impeaching material exists, or whether it ever existed. As Runningeagle 4 Runningeagle argues that in weighing the evidence, we should disre- gard Antone’s testimony, because the prosecutor’s statement during open- ing that Antone would testify truthfully constituted improper vouching. This vouching claim, which the Arizona state court found procedurally defaulted, was not certified for appeal, and so is not before us. See28 U.S.C. § 2253
(c)(1). Accordingly, there is no reason for us to disregard
Antone’s testimony.
RUNNINGEAGLE v. RYAN 8253
can only speculate as to what Melendez told prosecutors,
Runningeagle cannot demonstrate that Melendez’s statements
were exculpatory or useful for impeachment, or that there is
a reasonable probability that had Melendez’s statements been
disclosed, the outcome of the trial or of the sentencing would
have been different. Because Runningeagle cannot make out
a Brady claim, the state court’s denial of his claim was not an
unreasonable application of clearly established federal law.
See Strickler, 527 U.S. at 281-82
.
D.
Even if we were to conduct de novo review of the Brady
claim, limited to the sentencing phase,5 we could not agree on
this record that “there is a reasonable probability that, had the
evidence been disclosed, the result of the proceeding would
have been different.” Cone, 129 S. Ct. at 1783
(citing United States v. Bagley,473 U.S. 667, 682
(1985)).
5
Judge Pregerson, in his dissent, agrees that the evidence of Run-
ningeagle’s guilt was overwhelming. With regard to sentencing, he argues
that the Arizona Superior Court applied an erroneous materiality standard
to the Brady claim and that the habeas denial was thus contrary to clearly
established federal law. With respect for Judge Pregerson’s views, how-
ever, we are required to use a “highly deferential standard for evaluating
state-court rulings, which demands that state-court decisions be given the
benefit of the doubt.” Pinholster, 131 S. Ct. at 1398
. The Arizona court could have found that no material facts were “newly discovered” under Rule 32.1(e), and denied the claim on that ground. Runningeagle’s counsel had contemporaneous notice that Melendez was a potential witness against Tilden from the motion to determine counsel. Therefore, “the Government d[id] not commit a Brady violation by not bringing the evidence to the attention of the defense.” Raley v. Ylst,470 F.3d 792, 804
(9th Cir. 2006)
(quotation omitted). Melendez was alive and available at that time and
Runningeagle could have, through the exercise of minimal diligence,
secured an interview or testimony from him. Any post-trial facts averred
here are thus not “newly discovered” under Rule 32.1; therefore, regard-
less of the correctness of the materiality standard, under Arizona law, the
Brady claim lacked merit.
8254 RUNNINGEAGLE v. RYAN
[5] Assuming the existence of a “Melendez file” that con-
tains evidence that Melendez was prepared to testify that Til-
den stabbed the Williamses, the trial court’s detailed Special
Verdict makes clear that the likely result of further inculpa-
tion of Tilden was a death sentence for Tilden and not a life
sentence for Runningeagle.6 The sentencing judge assumed
that Tilden and Runningeagle were equally responsible for the
murders, but distinguished Tilden’s individual character and
propensity from Runningeagle’s, finding that Tilden had more
mitigating factors in his favor. The lighter sentence meted out
to Tilden was not based solely on Runningeagle’s role as the
stabber. Nothing that Melendez said could have blunted the
overwhelming evidence that Runningeagle did the stabbing,
that he possessed the stolen goods and that he was undeserv-
ing of mitigation. The dissent’s view that it may have been
Tilden who did the stabbing has no basis in the evidence.
The judge conducted an individual sentencing determina-
tion, considered mitigating factors and “set forth her findings
6
At oral argument, when asked about the “Melendez file,” the Warden’s
counsel indicated that “I assume there must be [one], I have no idea . . . .
I’ve never looked through the Melendez file.” Counsel also stated that “we
don’t know what the material was, we don’t know if there was a Brady
violation.” After a criminal conviction is final on direct appeal, prosecu-
tors have no further duty under Brady to produce exculpatory evidence to
a defendant. Dist. Attorney’s Office v. Osborne, 129 S. Ct. 2308, 2320
(2009). However, the Arizona Supreme Court has held that in post- conviction proceedings, the State has a continuing duty to produce Brady material in its files. See Canion v. Cole,115 P.3d 1261, 1264
(Ariz. 2005) (“[W]e affirm that the State must disclose clearly exculpatory evidence that comes to its attention after a trial has concluded.”). Ethical duties beyond those imposed by Brady and the Due Process Clause may also compel prosecutors to disclose exculpatory evidence at any time they become aware of it. See Imbler v. Pachtman,424 U.S. 409
, 427 n.25
(1976) (“[A]fter a conviction the prosecutor is also bound by the ethics of
his office to inform the appropriate authority of after-acquired or other
information that casts doubt upon the correctness of the conviction.”).
Therefore, if a “Melendez file” exists and contains exculpatory evidence,
the State is ethically required to produce it, whether or not a further evi-
dentiary hearing is held.
RUNNINGEAGLE v. RYAN 8255
separately as to each defendant.” As to Runningeagle, she
found three aggravating factors. First, she found that his con-
duct before and after the crimes showed that he “clearly was
at the location to rob; he expected pecuniary gain.” Second,
she found that the murders were especially cruel, heinous and
depraved for numerous reasons, including the fact that the
victims both suffered tremendous and horrific “mental and
physical pain” before their deaths, that “Runningeagle first
taunted both victims with his knife,” that “both defendants
laughed as they came back to the car” after killing the Wil-
liamses and that Runningeagle “bragged to his girlfriend
about having been in a ‘good fight.’ ” Third, she found that
the offense involved multiple homicides.
As to Tilden, the judge found only two aggravating factors.
First, she found, for the same reasons stated for Runningeagle,
that the murders were especially cruel, heinous and depraved
and that “the force used to beat these two elderly small people
was senseless and gratuitous.” She noted that Tilden did not
relish the murders to the same degree as Runningeagle, who
“on two occasions made reference to a good fight.” Second,
she found that the offense involved multiple homicides. How-
ever, the judge specifically found that the State failed to prove
that Tilden sought pecuniary gain from the crimes because the
items stolen from the Williamses were found only in Run-
ningeagle’s car and bedroom.
The judge also addressed the mitigating factors for each of
the defendants, finding “significant and considerable differ-
ences” in their “characters, backgrounds and propensities.”
She found that Runningeagle’s age was the only mitigating
factor in his favor, but not one “sufficient to call for lenien-
cy.” The judge explained that “based on the evidence pre-
sented, it is clear that [Runningeagle] is a highly intelligent
young man, that he was much the leader, the initiator of
events that occurred that evening.” She found that his family
history and mental health history were not mitigating factors,
explaining that Runningeagle “is in touch with reality, [and]
8256 RUNNINGEAGLE v. RYAN
is not suffering from any type of [mitigating] mental disorder
or disease.”
In contrast, the judge found that Tilden’s age and history of
family problems were mitigating factors in his favor. She
found that “unlike defendant Runningeagle, defendant Tilden
has a conscience and the ability to feel remorse and sympa-
thy.” Also unlike Runningeagle, Tilden’s “personality disor-
der is treatable, he is capable of rehabilitation.” The judge
found that Tilden followed Runningeagle’s lead, both in the
initial theft of car parts and in the subsequent confrontation
and murders. Finally, the judge discussed the lack of any evi-
dence that “Tilden inflicted any of the horrendous stab
wounds.”
[6] The trial judge, before addressing Tilden’s mitigating
circumstances, stated that “[i]n a case such as this where two
people have been convicted of the same brutal murders, it is
natural to want to impose the same sentence, imposing the
same responsibility.” She then explained that her decision not
to impose a death sentence upon Tilden was warranted by the
“significant and considerable differences” in “their characters,
backgrounds and propensities.” She noted that defendant Run-
ningeagle was found by two independent psychologists as
lacking a conscience and extremely dangerous; whereas “Til-
den had a conscience, the ability to feel remorse and sympa-
thy.” Most significantly, the trial judge noted that her
comparison of the two defendants’ circumstances and charac-
teristics served “not . . . in aggravation of Runningeagle’s sen-
tence,” but only in mitigation of Tilden’s. Therefore, if
Melendez’s testimony had been used to further aggravate Til-
den’s responsibility, only the outcome of Tilden’s sentencing
is likely to have been different. There is thus no “reasonable
probability that, had the [hypothetical] evidence been dis-
closed, the result of the [sentencing] would have been differ-
ent.”
RUNNINGEAGLE v. RYAN 8257
E.
[7] In pursuing this Brady claim, Runningeagle has at vari-
ous times asked for additional discovery, expansion of the
record before the district court, and an evidentiary hearing to
determine what Melendez said to prosecutors. The district
court denied those requests under 28 U.S.C. § 2254
(e)(2) after concluding that Runningeagle failed to exercise due diligence in developing the facts before the state courts. Runningeagle renews those requests and argues that the district court erred because he in fact sought to develop the record but was pre- vented by the state courts from doing so. Regardless of whether Runningeagle acted diligently, however, or of whether he was entitled to a hearing in state court, he is not entitled to an evidentiary hearing or additional discovery in federal court because his claim is governed by28 U.S.C. § 2254
(d)(1). As the Supreme Court has recently held, review of such claims “is limited to the record that was before the state court that adjudicated the claim on the merits.” Pinhol- ster, 131 S. Ct. at 1398. Even if the Arizona courts had not denied this claim on the merits, but had found the claim pro- cedurally defaulted under state law, Runningeagle would not be entitled to a hearing, because the state court’s decision would not be reviewable in federal court. See Ylst,501 U.S. at 801
. Accordingly, we deny Runningeagle’s request.
IV.
Next, Runningeagle argues that his trial attorney rendered
ineffective assistance of counsel by failing to join Tilden’s
motion to sever their trials. The Arizona Supreme Court con-
cluded that trial counsel was not deficient, because the two
defendants did not assert mutually antagonistic defenses. As
there is no clearly established federal law requiring severance
of criminal trials in state court even when the defendants
assert mutually antagonistic defenses, and as Tilden’s and
Runningeagle’s defenses were not in fact mutually exclusive
or antagonistic, the Arizona Supreme Court’s holding was not
8258 RUNNINGEAGLE v. RYAN
an unreasonable application of the standard established in
Strickland v. Washington, 466 U.S. 668, 688
(1984).
A.
On April 22, 1988, Tilden’s counsel filed a motion for sev-
erance, arguing that: (1) evidence might be introduced that
would be admissible against one defendant but not against
another; (2) Tilden would be prejudiced by the “much strong-
er” scientific and physical evidence demonstrating that Run-
ningeagle was guilty; and (3) the co-defendants’ defenses
were “antagonistic, irreconcilable and mutually exclusive to
an extent that in order to believe the core of the evidence
offered on behalf of [Tilden], a jury must disbelieve the core
of the evidence offered on behalf of [Runningeagle].” At a
May 26, 1988 hearing, Runningeagle’s attorney told the judge
that he did not join the motion, and “take[s] no position to
sever.” On June 3, 1988, the trial court denied the motion
after finding “that the evidence expected to be presented at
trial is not ‘so drastically disproportionate nor do the defenses
appear to be so antagonistic,’ if at all antagonistic, to require
severance.”
On July 7, 1988, Tilden’s attorney renewed his motion to
sever, explaining that his cross-examination would “go right
back through, only in more detail, every item taken and every
item where it was found,” and so “effectively assist[ ] the
prosecutor against the co-defendant in my case.” Run-
ningeagle’s attorney again took no position on the motion.
The trial court denied the renewed motion, reasoning, “I don’t
think it’s a situation where you would have to disbelieve one
defense to believe the other. I think you could believe both or
disbelieve both.”
Denying Runningeagle’s petition for post-conviction relief,
the Arizona Supreme Court rejected Runningeagle’s ineffec-
tive assistance claim after concluding that the co-defendants’
defenses “were not antagonistic to the point of being mutually
RUNNINGEAGLE v. RYAN 8259
exclusive.” Runningeagle, 859 P.2d at 173
. Because sever- ance was not required, trial counsel’s “failure to take a posi- tion on the motion to sever was not deficient.”Id.
Addressing
Tilden’s contention that the trial court erred by denying the
motion, the court further explained:
Tilden’s “alibi of non-presence” defense is not
antagonistic to Runningeagle’s “insufficiency of
state’s evidence” defense. In State v. Cruz, this court
held that:
a defendant seeking severance based on
antagonistic defenses must demonstrate that
his or her defense is so antagonistic to the
co-defendants that the defenses are mutu-
ally exclusive. Moreover, defenses are
mutually exclusive within the meaning of
this rule if the jury, in order to believe the
core of the evidence offered on behalf of
one defendant, must disbelieve the core of
the evidence offered on behalf of the co-
defendant.
See Zafiro v. United States, 506 U.S. 534
(1993)
(holding that mutually antagonistic defenses are not
prejudicial per se). Tilden claimed that he was not
guilty because he was at home on the morning of the
murder. Runningeagle argued that the state’s evi-
dence was insufficient to convict him. The defenses
are unrelated. The jury could have believed both,
one, the other, or neither. The court did not err in
denying the motion to sever.
Runningeagle, 859 P.2d at 178-79
.
B.
To establish ineffective assistance of counsel, “a defendant
must show both deficient performance by counsel and preju-
8260 RUNNINGEAGLE v. RYAN
dice.” Knowles v. Mirzayance, 129 S.Ct. 1411, 1413
(2009). To establish deficient performance, Runningeagle must show that his “counsel’s representation fell below an objective stan- dard of reasonableness.” Strickland,466 U.S. at 688
. To establish prejudice, he must demonstrate “a reasonable proba- bility that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.”Id. at 694
. “Surmounting Strickland’s high bar is never an easy task,” Padilla v. Kentucky,130 S. Ct. 1473, 1485
(2010), especially in a habeas petition. See Rich- ter, 131 S. Ct. at 778. In addressing ineffective assistance claims under § 2254(d), “[t]he pivotal question is whether the state court’s application of the Strickland standard was unrea- sonable. This is different from asking whether defense coun- sel’s performance fell below Strickland’s standard.” Id. at 785. [8] Runningeagle maintains that the Arizona Supreme Court correctly identified the controlling legal precedent by citing to Zafiro, but unreasonably applied that precedent because the co-defendants’ defenses were in fact mutually exclusive. Runningeagle, however, “can satisfy the ‘unreason- able application’ prong of § 2254(d)(1) only by showing that ‘there was no reasonable basis’ for the [state] Supreme Court’s decision.” Pinholster,131 S. Ct. at 1402
. The Supreme Court has explicitly rejected a per se rule requiring severance where two defendants present mutually antagonistic defenses. See Zafiro,506 U.S. at 538-39
. Moreover, the record supports the Arizona Supreme Court’s conclusion that the defenses were not in fact mutually antagonistic. Runningeagle agrees with the Arizona Supreme Court’s characterization of the defenses: Tilden claimed he was not guilty because he had an alibi, and Runningeagle claimed that the state’s evidence was insufficient to convict. Runningeagle,859 P.2d at 178-79
. When arguing that his client was at home
asleep at the time of the murders, however, Tilden’s attorney
RUNNINGEAGLE v. RYAN 8261
highlighted the evidence against Runningeagle—and so, Run-
ningeagle argues, effectively mounted an antagonistic defense.
During his opening, for example, Tilden’s counsel stated:
I don’t represent Mr. Running Eagle.7 And my cli-
ent’s guilt or innocence does not rest upon his guilt
or innocence. As you can see through my opening
statement, I have used him as a control for my client.
We may become greater adversaries throughout this
process, but it’s not a joint defense.
I represent Corey Tilden, not Sean Running Eagle.
And I am going to show you that the State doesn’t
have the evidence against my client. And my client
is going to get up here and tell you that he was home
sleeping the night that this occurred. And the only
reason he is here is because he lived with his first
cousin and his mother, and that is it. It’s the only
thing that the government has against my client.
During closing arguments, Tilden’s attorney stated that his
client was guilty under the prosecution’s theory “because he
associates with a human-being by the name of Sean Running
Eagle.” He argued that all of the physical evidence linked
Runningeagle to the murders, and none of it pointed to Til-
den:
They have nothing, ladies and gentlemen, in terms of
physical evidence [from Tilden] at the scene. They
have Sean’s print on the outside, in the kitchen, in
the utility room, and on the door. Interesting compar-
ison. If this is guilt beyond a reasonable doubt, ladies
and gentlemen, what is this? Reasonable doubt?
Lack of sufficient evidence to prove my client
guilty?
7
The court reporter misspelled Runningeagle’s name throughout the
trial transcript as “Running Eagle.”
8262 RUNNINGEAGLE v. RYAN
Tilden’s attorney repeatedly compared the evidence against
Tilden to the evidence against Runningeagle: “[L]et’s com-
pare Sean Running Eagle, Corey Tilden. [The prosecutor] has
stood up here and told you that he has a case of guilt beyond
a reasonable doubt against Sean Running Eagle. The real
question he says is, does he have one against Corey Tilden?
So it works a nice comparison.”
Runningeagle attempts to support his argument that the trial
court was required to sever the co-defendants’ trials by point-
ing to two decisions in which the Supreme Court has
addressed when or whether federal (rather than, as here, state)
criminal trials of co-defendants should or must be severed. In
United States v. Lane, 474 U.S. 438
, 446 n.8 (1986), the Court observed that, with regard to federal defendants, “[i]mproper joinder does not, in itself, violate the Constitution. Rather, misjoinder would rise to the level of a constitutional violation only if it results in prejudice so great as to deny a defendant his Fifth Amendment right to a fair trial.” In Zafiro,506 U.S. at 538-39
, the Court held that, under Federal Rule of Criminal Procedure 14(a), severance is not automatically necessary even where co-defendants present mutually antagonistic defenses, because “[m]utually antagonistic defenses are not prejudicial per se.” A court should grant a severance under Rule 14 “only if there is a serious risk that a joint trial would compromise a specific trial right of one of the defendants, or prevent the jury from making a reliable judgment about guilt or innocence.” Zafiro,506 U.S. at 538-39
. There are two critical problems with Runningeagle’s argu- ment. The first is that, even if he is correct that the co- defendants presented mutually antagonistic defenses, we have explicitly concluded that Zafiro and Lane do not “establish a constitutional standard binding on the states and requiring severance in cases where defendants present mutually antago- nistic defenses.” Collins v. Runnels,603 F.3d 1127, 1131
(9th
Cir. 2010). In reaching that holding, we found that the state-
ment in Lane regarding when misjoinder rises to the level of
RUNNINGEAGLE v. RYAN 8263
constitutional violation was dicta and that Zafiro is not bind-
ing on the state courts because it addresses the Federal Rules
of Criminal Procedure. Id. at 1131-33
. Neither decision is “clearly established Federal law” sufficient to support a habeas challenge under § 2254. Id. [9] The second problem with Runningeagle’s argument is that the Arizona Supreme Court correctly found that Run- ningeagle’s and Tilden’s defenses were not in fact mutually antagonistic. As the Court concluded, the jury could have believed both Tilden’s alibi argument and Runningeagle’s insufficiency of the evidence argument. Tilden’s defense was that he was innocent; Runningeagle’s defense rested on the theory that the state failed to meet its burden of proof. See Runningeagle,859 P.2d at 178-79
. That Tilden highlighted the state’s paucity of evidence as to his guilt by focusing on the physical evidence implicating Runningeagle does nothing to change this fact. As the jury was explicitly instructed, the arguments of counsel are not evidence.8 Moreover, any juror confusion was cured by the trial court’s instruction that “[e]ach defendant is entitled to have his guilt or innocence as to each of the crimes charged determined from his own con- duct and from the evidence which applies to him if he were being tried alone.”Id.
at 178 (citing Zafiro,506 U.S. at 540
- 41). [10] Runningeagle, moreover, does not challenge the Ari- zona court’s conclusion that where severance is not required, counsel’s choice against taking a position on the severance motion is not deficient performance. See Runningeagle,859 P.2d at 173
. The Arizona Supreme Court’s determination that
8
The jury was instructed: “In the opening statements and closing argu-
ments the lawyers have talked to you about the law and evidence. What
the lawyers said is not evidence but it may help you to understand the law
and the evidence.”
8264 RUNNINGEAGLE v. RYAN
Runningeagle’s attorney’s performance was not deficient was
not unreasonable.9
V.
Runningeagle also asserts ineffective assistance of counsel
for failure to seek a separate sentencing hearing. He argues
that the joint sentencing proceedings allowed Tilden to
emphasize Runningeagle’s guilt relative to his own, which
prevented the trial court from making the individualized sen-
tencing determination required in a capital case. See Zant v.
Stephens, 462 U.S. 862, 879
(1983).10 The record, however,
demonstrates that Tilden’s attorney, instead of attacking Run-
ningeagle, in fact presented mitigating evidence, and that the
9
Runningeagle’s trial attorney later told an investigator that he had not
attempted to sever Runningeagle’s case because he believed that he and
Tilden’s attorney were acting as a team. Runningeagle argues that this
belief was so unreasonable as to render his attorney’s performance defi-
cient. However, attorneys must have “wide latitude” in making “tactical
decisions.” See Strickland, 466 U.S. at 689
. Moreover, even if Run- ningeagle’s counsel made a poor strategic choice, his performance was still not deficient, because severance was not required. Because we find that the Arizona Supreme Court’s holding as to deficiency was not unrea- sonable, we need not reach the question of whether Runningeagle’s coun- sel’s choice prejudiced his client. See Strickland,466 U.S. at 694
.
10
The parties disagree as to whether this claim was procedurally
defaulted; the district court found that it was not, and denied it on the mer-
its. We review procedural default rulings by the district court de novo.
See, e.g., La Crosse v. Kernan, 244 F.3d 702, 704
(9th Cir. 2001). Run- ningeagle raised this argument in his first supplemental petition for state post-conviction relief, but the trial court declined to address it because the issue of severance was then pending on appeal. Thereafter, Runningeagle did not clearly raise the argument before the state courts; the Arizona Supreme Court did not explicitly address the issue. However, we need not determine whether this claim was procedurally defaulted, because it was addressed by the district court and has been fully briefed, and we may therefore exercise our discretion under28 U.S.C. § 2254
(b)(2) to deny the claim on the merits, “notwithstanding the failure of the applicant to exhaust the remedies available in the courts of the State.” See also Gatlin v. Madding,189 F.3d 882, 889
(9th Cir. 1999).
RUNNINGEAGLE v. RYAN 8265
trial court imposed individualized sentences after explicitly
and separately considering the mitigating and aggravating evi-
dence for and against each defendant.
The district court reviewed this claim de novo because the
Arizona Supreme Court failed to resolve it on the merits,
leaving no state court decision to which to defer. It is not
entirely clear whether we should follow suit, or instead con-
duct the more deferential AEDPA review. Compare Richter,
131 S. Ct. at 784-85 (“When a federal claim has been pre-
sented to a state court and the state court has denied relief, it
may be presumed that the state court adjudicated the claim on
the merits in the absence of any indication or state-law proce-
dural principles to the contrary.”), with Pirtle v. Morgan, 313 F.3d 1160, 1167
(9th Cir. 2002) (federal courts review prop- erly raised claims that were not decided by state courts on the merits de novo), with Murdoch v. Castro,609 F.3d 983
, 991 n.6 (9th Cir. 2010) (“Even when there is no reasoned state court opinion explaining the denial of a defendant’s claim in any respect, we ‘must assume that the state court has decided all the issues and ‘perform an independent review of the record to ascertain whether the state court decision was objec- tively reasonable.” ”) (quoting Reynoso v. Giurbino,462 F.3d 1099, 1109
(9th Cir. 2006)). We need not decide this question on the convoluted procedural history here, however, because the claim fails under either standard. [11] “The right to effective assistance of counsel applies not just to the guilt phase, but ‘with equal force at the penalty phase of a bifurcated capital trial.’ ” Silva v. Woodford,279 F.3d 825, 836
(9th Cir. 2002) (quoting Clabourne v. Lewis,64 F.3d 1373, 1378
(9th Cir. 1995)). Again, to establish ineffec- tive assistance of counsel, “a defendant must show both defi- cient performance by counsel and prejudice.” Knowles,129 S. Ct. at 1413
. The crux of Runningeagle’s deficiency argument is that an effective attorney would have recognized that a joint sentencing proceeding could result in prejudice.11 See Strick- 11 Runningeagle also raises and conflates numerous other claims which were not certified for appeal and are thus not before us. For example, Run- 8266 RUNNINGEAGLE v. RYAN land,466 U.S. at 688
(“[T]he performance inquiry must be whether counsel’s assistance was reasonable considering all the circumstances.”). [12] Ordinarily, defendants have no constitutional or statu- tory right to separate sentencing proceedings. Instead, “[g]iven that the imposition of death by public authority is so profoundly different from all other penalties,” the Supreme Court has held that the defendants have a right to “an individ- ualized decision . . . in capital cases.” Lockett v. Ohio,438 U.S. 586, 605
(1978). This means “that the sentencing deci- sion [must] be based on the facts and circumstances of the defendant, his background, and his crime.” Clemons v. Missis- sippi,494 U.S. 738, 748
(1990). Runningeagle argues that,
because Tilden was able to argue that Runningeagle was the
more culpable party in the jointly held sentencing proceed-
ings, Runningeagle did not receive an individualized sentenc-
ing determination, and hence the trial court violated his
Eighth Amendment rights.
[13] Runningeagle’s argument relies on a mischaracteriza-
tion of the sentencing proceedings. While it is true that Til-
den’s attorney suggested that only Runningeagle could be
linked to the stabbing wounds, Tilden’s strategy on the whole
was to present his own mitigation evidence rather than to
blame Runningeagle. Thus, contrary to Runningeagle’s con-
tentions, Tilden’s counsel did not act as a “second prosecutor”
of Runningeagle during sentencing. As the district court accu-
rately recounted:
At sentencing, Tilden presented the testimony of
psychologist Donald Tatro, who opined that Tilden
suffered from a personality disorder but not an anti-
ningeagle argues that his counsel was ineffective for failing to raise certain
arguments at sentencing, and suggests that the trial court violated his
Eighth Amendment rights by failing to provide an individualized sentence.
RUNNINGEAGLE v. RYAN 8267
social personality disorder. . . . Following Dr.
Tatro’s testimony, Tilden presented a number of
family and friends who testified about his difficult
family background, his efforts to complete his edu-
cation, and their opinion that the circumstances of
the crime were out of character for him. During clos-
ing argument, Tilden argued that his age — eighteen
— was a statutory mitigating factor, and that other
mitigating circumstances, including his difficult fam-
ily background, personality disorder, love of family,
and lingering doubt about how much Tilden partici-
pated in the murders, called for a lenient sentence.
During closing argument, Tilden focused on his own
mitigation; he did not attack [Runningeagle] by
arguing that he had the more prominent role in the
crimes.
Moreover, even had Tilden’s attorney sought to place all
the blame on Runningeagle, he was not denied an individual-
ized sentencing determination. The trial court issued a care-
fully reasoned Special Verdict that separately addressed
Runningeagle’s conduct and background. That court presided
over the trial of the case and heard all of the evidence, held
sentencing hearings, and took additional evidence in the form
of letters from the victims’ family and friends, letters from the
defendants’ family and friends, letters from Runningeagle
himself, three psychological reports from three separate psy-
chologists, the State and defense sentencing memoranda, and
the Pre-Sentence Report by the Probation Office. Had sever-
ance been granted, there is no indication that the trial court
would have considered any different evidence or reached any
other decision.
Moreover, the sentencing court was fully aware of its
responsibility to impose individualized sentences. At the sen-
tencing hearings, the trial court stated it was “very mindful of
the constitutional requirement to individualize and to individ-
ually determine all sentencings,” noting that this was particu-
8268 RUNNINGEAGLE v. RYAN
larly true in capital cases. After sentencing Runningeagle and
turning to Tilden, the court again mentioned that it was
“mindful of the need to individualize the sentences.” Shortly
thereafter, declining to impose death upon Tilden, the court
observed that it had been “reminded over and over by the
death penalty cases” it had reviewed that it was “bound and
mandated by our Constitution and by justice to individualize
the sentences and to consider and take into account not only
the circumstances of the offense, but the character and pro-
pensities of each of the offenders.” The court added that “this
required not only a comparison of the actions and degree of
participation of each defendant, but a comparison of their
characters, backgrounds, and propensities. In making this
comparison I find significant and considerable differences.”
Both the hearing transcripts and the Special Verdict demon-
strate that the trial court understood the different levels of cul-
pability of, and separately considered the aggravating and
mitigating evidence for, each defendant. The trial court found
that Runningeagle played the lead role in the murders and was
incapable of feelings such as remorse. Runningeagle may dis-
agree with these findings, but having a separate sentencing
proceeding would not have changed them. Moreover, the
court took great pains to explain why she imposed only a sen-
tence of life imprisonment upon Tilden, instead of the death
sentence imposed upon Runningeagle. Noting that there were
“significant and considerable differences” in the characters,
backgrounds, and propensities of the two defendants, the trial
court stated that it had “not used these differences in aggravat-
ing circumstances against Defendant Running Eagle, but have
only used them in considering the mitigating circumstances”
relevant to Tilden. The judge further explained the differing
roles they played in the murders:
The Court must consider the degree of participation
by Defendant Tilden in these brutal murders. There
is no doubt that Defendant Tilden acted brutally in
the manner and strength with which he struck Mrs.
RUNNINGEAGLE v. RYAN 8269
Williams, and there is also no doubt that he struck
Mr. Williams. However, there is no evidence to indi-
cate Defendant Tilden inflicted any of the horren-
dous stab wounds. All of the evidence presented
pointed to Defendant Running Eagle who owned the
survival knife, whose palmprint was found in the
laundry room above the bloody bodies. It was the
Defendant Running Eagle who initiated the cruising,
was involved in the removal of the scoop and the
carburetors when Mr. Williams first confronted the
defendants. The evidence points to Defendant Run-
ning Eagle as the intelligent, charismatic leader that
younger cousin Defendant Tilden followed.
[14] Addressing a similar ineffective assistance claim by
an Indiana defendant who argued that his counsel should have
moved for severed sentencing proceedings, the Seventh Cir-
cuit found that there was no prejudice where, despite the
habeas petitioner’s “contentions, there is no evidence that in
a separate proceeding, the . . . judge would have balanced the
aggravating and mitigating factors differently.” Rastafari v.
Anderson, 278 F.3d 673, 691
(7th Cir. 2002). We agree with
this approach, and similarly find that there is no evidence that
the sentencing court would have balanced the aggravating and
mitigating factors differently had the defendants been
afforded separate sentencing proceedings.
VI.
Runningeagle argues that the Arizona Supreme Court
unreasonably rejected his claim that statements made by the
prosecution violated his right to due process. In his opening
statement, the prosecutor declared:
What happened in the next 10, 15, 20 minutes [after
Runningeagle began stealing pieces of the car] can
only be described as unspeakable horror. It was evil.
What happened in that next 10, 15, 20 minutes ended
8270 RUNNINGEAGLE v. RYAN
everything for Jackie and Herbert Williams. And the
cause and the reason that it ended is right here in the
courtroom. The evil is among us.
Runningeagle, 859 P.2d at 173-74
. Runningeagle objected to these statements, and the trial court sustained the objection, but denied Runningeagle’s subsequent motion for a mistrial.Id.
In his petition for post-conviction relief, Runningeagle argued that these statements were “an appeal to passion and prejudice,” and that he was entitled to a new trial.Id.
Denying Runningeagle’s petition, the Arizona Supreme Court held that while the prosecutor’s words constituted argument, and thus were objectionable, the argument was “merely a characteriza- tion of the evidence” rather than an appeal to passion or preju- dice.Id.
Runningeagle contends that, contrary to the Arizona Supreme Court’s conclusion, these comments were directed toward his character rather than to the nature of the crimes, and therefore infected his trial with unfairness, as the jury heard these comments before hearing the evidence. Runningeagle might well be correct about the true import of the prosecutor’s comments. But see Donnelly v. DeChristo- foro,416 U.S. 637, 647
(1974) (“[A] court should not lightly infer that a prosecutor intends an ambiguous remark to have its most damaging meaning or that a jury, sitting through lengthy exhortation, will draw that meaning from the plethora of less damaging interpretations.”). Even if the Arizona Supreme Court unreasonably viewed all of the prosecutor’s comments as characterizations of the evidence rather than characterizations of the defendants, however, to prevail on habeas review under Richter, Runningeagle must demonstrate that any “arguments or theories . . . [that] could have sup- ported” the state court’s ultimate decision—here, its determi- nation that the prosecutor’s remarks did not violate Runningeagle’s due process right to a fair trial—would have been an unreasonable application of clearly established fed- eral law. See Richter,131 S. Ct. at 786
. Because the trial court
sustained Runningeagle’s objection and repeatedly instructed
RUNNINGEAGLE v. RYAN 8271
the jury that the attorneys’ arguments were not evidence, and
because the weight of the evidence against Runningeagle was
substantial, Runningeagle cannot do so.
[15] “Improper argument does not, per se, violate a defen-
dant’s constitutional rights.” Fields v. Woodford, 309 F.3d 1095, 1109
(9th Cir. 2002) (quoting Thompson v. Borg,74 F.3d 1571, 1576
(9th Cir. 1996)). “[I]t is not enough that the prosecutors’ remarks were undesirable or even universally condemned.” Darden v. Wainwright,477 U.S. 168, 181
(1986) (internal quotation marks omitted). Rather, “[t]he rele- vant question is whether the prosecutors’ comments ‘so infected the trial with unfairness as to make the resulting con- viction a denial of due process.’ ”Id.
(quoting Donnelly,416 U.S. at 643
). In Darden, during closing, the prosecutor referred to Darden as an “animal,” and said that he should not be allowed out of a cell unless he was on a leash and that he wished that he could see Darden “sitting here with no face, blown away by a shotgun.”Id.
at 181-83 nn.11 & 12. Never- theless, the Court found that these improper statements did not deprive Darden of a fair trial, in part because of the sub- stantial evidence against Darden, and because the trial court instructed the jury that the arguments made by counsel were not evidence. See id. at 181-83; see also Donnelly,416 U.S. at 645
(finding that an improper statement by a prosecutor during closing argument did not amount to a due process vio- lation in part because the judge instructed the jury that the remark was not evidence); Allen v. Woodford,395 F.3d 979, 998
(9th Cir. 2005) (finding that prosecutorial misconduct did not amount to a due process violation where the trial court gave an instruction that the attorneys’ statements were not evidence and where the prosecutors presented substantial evi- dence of the defendant’s guilt). [16] The trial judge sustained Runningeagle’s objection to the improper statements. Just as in Donnelly and Darden, moreover, the trial court repeatedly instructed the jury regard- ing the nature of the attorneys’ arguments. Both before open- 8272 RUNNINGEAGLE v. RYAN ing statements and after the close of the trial, the court instructed the jurors that what the attorneys said in opening was not evidence, that they should decide the case only on the evidence, and that they should not be influenced by sympathy or prejudice. Again as in Darden,477 U.S. at 181-83
, the evi- dence against Runningeagle was substantial, and included, among other things, his palm print on the clothes dryer next to the Williamses’ bodies and his own statements about the crimes. Runningeagle,859 P.2d at 171-72
. The Arizona Supreme Court’s determination that the prosecutor’s com- ments, while improper, did not amount to a due process viola- tion, was therefore not an unreasonable application of clearly established federal law. See28 U.S.C. § 2254
(d). That the Arizona Supreme Court did not cite to either Donnelly or Darden, the most relevant Supreme Court opinions, is imma- terial. See Richter,131 S. Ct. at 784
(“And as this Court has observed, a state court need not cite or even be aware of our cases under § 2254(d).”) (citing Early v. Packer,537 U.S. 3, 8
(2002) (per curiam)).
VII.
We therefore affirm the district court’s denial of Run-
ningeagle’s habeas petition and request for an evidentiary
hearing.
AFFIRMED.12
12
We address Runningeagle’s March 26, 2012 motion for a limited
remand of issues not before us in an order filed concurrently with this
opinion.
RUNNINGEAGLE v. RYAN 8273
PREGERSON, Circuit Judge, concurring in part and dissent-
ing in part:
“A rule . . . declaring ‘prosecutor may hide, defendant must
seek,’ is not tenable in a system constitutionally bound to
accord defendants due process.”
Banks v. Dretke, 540 U.S. 668, 696
(2004).
In the early morning hours of December 6, 1987, in Phoe-
nix, Arizona, two teenagers committed a horrible and sense-
less crime. Petitioner Sean Bernard Runningeagle and his co-
defendant, Corey Tilden, burglarized the home of Herbert and
Jacqueline Williams. Herbert and Jacqueline Williams were
present at the time of the burglary, and, in the course of the
burglary, one of these two teenagers stabbed and killed the
Williamses.
Runningeagle and Tilden were tried together in Maricopa
County Superior Court. Both were convicted of two counts of
first degree murder. At the sentencing hearing, the trial judge
sentenced Tilden to life imprisonment but sentenced Run-
ningeagle to death.1 The judge’s decision to spare Tilden’s life
was based primarily on the judge’s view that it was Run-
ningeagle who stabbed the victims. What the trial judge did
not have before her, and indeed no court has ever had before
it, are the statements Tilden made about his role in the mur-
ders to his cellmate, Manuel Melendez. Prosecutors and
police spoke with Melendez five times in the weeks leading up
to Runningeagle’s trial, but never provided Melendez’s poten-
tially exculpatory statements to Runningeagle.
1
Prior to the Supreme Court’s decision in Ring v. Arizona, trial judges
in Arizona determined mitigating and aggravating circumstances and
decided whether a death sentence should be imposed. 536 U.S. 584, 589
(2002). In Ring, the Supreme Court held that this procedure violated the Sixth Amendment’s Right to a Trial by Jury.Id.
Ring, however, is not retroactive to cases on federal habeas review. Schriro v. Summerlin,542 U.S. 348, 358
(2007).
8274 RUNNINGEAGLE v. RYAN
Runningeagle has diligently sought this information from
prosecutors for more than twenty years, to no avail. On April
18, 1988, three months before trial, Runningeagle’s counsel
filed a motion requesting that prosecutors provide “all mate-
rial or information which tends to mitigate or negate [Run-
ningeagle’s] guilt as to the offense charged, or which would
tend to reduce [his] punishment therefor . . . .” Despite this
request, the prosecution failed to provide Melendez’s state-
ments to Runningeagle.
In his state post-conviction review (“PCR”) proceedings,
Runningeagle raised a Brady claim and asked for access to the
court’s subpoena power and for an evidentiary hearing, so he
could finally obtain Melendez’s statements. But the state PCR
court summarily denied Runningeagle’s Brady claim, without
first requiring prosecutors to disclose Melendez’s statements.
The court based its denial on Arizona Rule of Criminal Proce-
dure 32.1(e), which requires the petitioner to establish that
“[n]ewly discovered material facts probably exist and such
facts probably would have changed the verdict or sentence.”
Ariz. R. Crim. P. 32.1(e) (emphasis added).
In his federal habeas proceedings, Runningeagle asked for
discovery and an evidentiary hearing. Like the state PCR
court, the district court denied Runningeagle’s Brady claim
without first requiring prosecutors to disclose Melendez’s state-
ments.2 Runningeagle then appealed the district court’s denial
of habeas relief to our court.
2
In the district court, Runningeagle made discovery requests for docu-
ments containing Melendez’s statements from the police department, the
county attorney’s office, the sheriff’s office, and the county jail. Run-
ningeagle also requested that the court afford him the opportunity to
depose investigators and detectives who had spoken with Melendez. The
district court denied all of Runningeagle’s discovery requests on the
ground that Runningeagle was not “diligent” in attempting to develop the
facts of his claim in state court, as required by 28 U.S.C. § 2254
(e)(2). The
district court’s ruling was incorrect. Runningeagle was diligent in attempt-
ing to develop the factual basis of his claim in state court. Before the state
RUNNINGEAGLE v. RYAN 8275
During oral argument before our court, counsel for the gov-
ernment acknowledged there may be a “Melendez File” con-
taining exculpatory evidence that, to this day, has still not
been disclosed to Runningeagle. Oral Argument Audio at
33:40-34:01; 36:28-37:44. The government attorney, how-
ever, took the remarkable position that Runningeagle was not
entitled to this exculpatory information. Oral Argument Audio
at 33:40-34:01; 36:28-37:44.
The majority opinion, like every court to have adjudicated
Runningeagle’s claims, denies Runningeagle’s Brady claim
without first requiring prosecutors to disclose Melendez’s
statements. Maj. Op. at 8257. In so holding, the majority
opinion concludes that the state PCR court’s denial of Run-
ningeagle’s Brady claim, without any discovery or evidentiary
development, was not “contrary to” or an “unreasonable
application” of clearly established federal law under 28 U.S.C. § 2254
(d)(1). Maj. Op. at 8245-46. The majority opin- ion further concludes that, under Cullen v. Pinholster,131 S. Ct. 1388
(2011), Runningeagle is not entitled to discovery of Melendez’s statements. Maj. Op. at 8257. In my view, the state PCR court’s use of “probably would have changed the verdict or sentence” as a standard for Brady materiality was “contrary to” clearly established Supreme Court case law. Under clearly established Supreme Court case law, the standard for materiality under Brady is whether PCR court, Runningeagle raised a Brady claim and requested an evidenti- ary hearing. He also asked for access to the PCR court’s subpoena power, and attached supporting documents to his PCR Petition. Runningeagle’s attempts to develop the record before the state PCR court were more than sufficient to satisfy 2254(e)(2)’s diligence requirement. See Stanley v. Schriro,598 F.3d 612, 624
(9th Cir. 2010) (“A petitioner who has previ- ously sought and been denied an evidentiary hearing has not failed to develop the factual basis of his claim and therefore satisfies § 2254(e)(2).”); West v. Ryan,608 F.3d 477, 484-85
(9th Cir. 2010) (same). 8276 RUNNINGEAGLE v. RYAN “there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” United States v. Bagley,473 U.S. 667, 682
(1985). A “reasonable probability” is a probability suffi- cient to undermine confidence in the outcome, but is less than the preponderance more-likely-than-not standard. Kyles v. Whitley,514 U.S. 419, 434
(1995). Because Runningeagle has satisfied § 2254(d)(1)’s “con- trary to” clause, we must review Runningeagle’s Brady claim “without the deference AEDPA otherwise requires.” Panetti v. Quarterman,551 U.S. 930, 953
(2007). Under this de novo
review, I would remand to the district court for discovery on
Runningeagle’s sentencing-phase Brady claim. In my view,
Runningeagle has established “good cause” for discovery
under Rule 6(a) of the Rules Governing § 2254 Cases.3
AEDPA’s FRAMEWORK
Because Runningeagle is a state prisoner challenging his
conviction and death sentence in federal court, the strictures
of the Anti-Terrorism and Effective Death Penalty Act
(“AEDPA”) apply to his claim. See 28 U.S.C. § 2254
; Lindh v. Murphy,521 U.S. 320
(1997). The AEDPA provides, in
pertinent part, that a state prisoner may not obtain federal
habeas relief for any claim “adjudicated on the merits” by a
state court unless he can show that the state court’s adjudica-
tion of his claim:
resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly
3
Like the majority, I would affirm the district court’s denial of habeas
relief on Runningeagle’s guilt-phase Brady claim. The evidence of Run-
ningeagle’s guilt was overwhelming. Accordingly, Runningeagle cannot
establish “a reasonable probability that, had the evidence been disclosed
to the defense, the result of the [guilt-phase] would have been different.”
United States v. Bagley, 473 U.S. 667, 682
(1985). I also concur in the
majority’s resolution of Runningeagle’s non-Brady claims.
RUNNINGEAGLE v. RYAN 8277
established Federal law, as determined by the
Supreme Court of the United States . . .
28 U.S.C. § 2254
(d)(1) (emphasis added). This section con- tains two independent clauses: a “contrary to” clause and an “unreasonable application” clause. See Terry Williams v. Tay- lor,529 U.S. 362, 404
(2000). A state prisoner is not required to satisfy both clauses of Section 2254(d)(1). Terry Williams,529 U.S. at 404-05
. He need only show that the state court’s decision was “contrary to” federal law, or, an “unreasonable application” of federal law.Id.
A. The “Contrary To” Clause A state court’s “use of the wrong legal rule or framework [ ] constitute[s] error under the ‘contrary to’ prong of § 2254(d)(1).” Frantz v. Hazey,533 F.3d 724, 734
(9th Cir. 2008) (en banc); see also Price v. Vincent,538 U.S. 634, 640
(2003) (holding that a state court decision is “contrary to”
clearly established federal law if the state court “applies a rule
that contradicts the governing law set forth in [Supreme
Court] cases.”) (internal marks omitted). In Terry Williams,
the Supreme Court gave the following example of a state
court decision that would be “contrary to” clearly established
federal law:
A state court decision will certainly be contrary to
our clearly established precedent if the state court
applies a rule that contradicts the governing law set
forth in our cases. Take, for example, our decision in
Strickland v. Washington. If a state court were to
reject a prisoner’s claim of ineffective assistance of
counsel on the grounds that the prisoner had not
established by a preponderance of the evidence that
the result of his criminal proceeding would have
been different, that decision would be [contrary to]
our clearly established precedent because we held in
Strickland that the prisoner need only demonstrate a
8278 RUNNINGEAGLE v. RYAN
“reasonable probability that . . . the result of the pro-
ceeding would have been different.”
529 U.S. at 405-06
(internal citations omitted). In the context of a Brady claim, our court has held that a state court’s use of the wrong standard for assessing materiality will result in a decision that is “contrary to” clearly established federal law. See Bailey v. Rae,339 F.3d 1107, 1118
(9th Cir. 2003) (hold- ing that the state court’s use of a “probably change the result” standard for materiality was “contrary to” clearly established federal law). B. The “Unreasonable Application” Clause A state court’s decision will constitute an unreasonable appli- cation of clearly established federal law if the “state court’s application of clearly established federal law was objectively unreasonable.” Terry Williams,529 U.S. at 409
. In Harrington v. Richter,131 S. Ct. 770
(2011), the
Supreme Court discussed use of the “unreasonable applica-
tion” clause when a state court issues a summary denial on the
merits. The Court explained that, when a state court issues a
summary denial on the merits, the “unreasonable application”
clause requires that:
[A federal habeas court] determine what arguments
or theories supported or, as here, could have sup-
ported, the state court’s decision; and then it must
ask whether it is possible fairminded jurists could
disagree that those arguments or theories are incon-
sistent with the holding in a prior decision of this
Court.
Richter, 131 S. Ct. at 786. The Court then held that, if fair-
minded jurists could disagree with the hypothetical arguments
generated by the federal habeas court, then the state court’s
RUNNINGEAGLE v. RYAN 8279
summary denial will not be an “unreasonable application” of
clearly established federal law. Id.
C. De Novo Review in Federal Court
If a state prisoner is able to satisfy Section 2254(d)(1)’s
“contrary to” clause or its “unreasonable application” clause,
the federal habeas court must then review the state prisoner’s
claim de novo. Frantz, 533 F.3d at 735
; see also Lafler v. Cooper, No. 10-209, ___ S. Ct. ___,2012 WL 932019
, at *11 (2012) (reviewing habeas petitioner’s ineffective assistance claim de novo after finding that state court’s adjudication of the claim was “contrary to” clearly established federal law); Panetti v. Quarterman,551 U.S. 930, 953
(2007) (holding
that, when the requirement set forth in § 2254(d)(1) is satis-
fied, “[a] federal court must then resolve the claim without the
deference AEDPA otherwise requires.”).
With AEDPA’s framework in mind, and with an under-
standing that this framework was designed to limit and restrict
a federal court’s ability to issue the Great Writ in criminal
matters originating in state courts, it is time to consider
whether Runningeagle is entitled to discovery on his Brady
claim.
DISCUSSION
I. The State PCR Court’s Denial of Runningeagle’s
Brady Claim Was “Contrary To” Clearly Established
Federal Law Because the State PCR Court Applied
the Wrong Standard for Assessing Materiality Under
Brady
Under Section 2254(d)(1)’s “contrary to” clause, a state
court’s “use of the wrong legal rule or framework [ ] consti-
tute[s] error . . . .” Frantz, 533 F.3d at 734
; see also Price,538 U.S. at 640
. Here, the state court’s use of the wrong legal 8280 RUNNINGEAGLE v. RYAN standard for assessing materiality under Brady was “contrary to” clearly established federal law. Under clearly established Supreme Court case law, the standard for materiality under Brady is whether “there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” United States v. Bagley,473 U.S. 667, 682
(1985). A “reasonable probability” is a probability sufficient to under- mine confidence in the outcome, but is less than the prepon- derance more-likely-than-not standard. Kyles v. Whitley,514 U.S. 419, 434
(1995); see also Bagley,473 U.S. at 678
. This “reasonable probability” standard was not the standard employed by the state PCR court. The state PCR court denied Runningeagle relief on his Brady claim, as well as further evidentiary development on the Brady claim, based on Arizona Rule of Criminal Proce- dure 32.1(e). Rule 32.1(e) provides for relief when “newly discovered material facts probably exist and such facts proba- bly would have changed the verdict or sentence.” (emphasis added). This standard mirrors the standard under Rule 33 of the Federal Rules of Criminal Procedure for granting a new trial based on newly discovered evidence. See United States v. George,420 F.3d 991, 1000
(9th Cir. 2005) (noting that a
new trial under Rule 33 requires that the new evidence
“would probably result in acquittal”) (emphasis added).4
4
The majority takes inconsistent positions on whether the state PCR
court reached the merits of Runningeagle’s Brady claim. First, the major-
ity contends that Runningeagle’s Brady claim is not procedurally
defaulted because the state PCR court reached the merits of Run-
ningeagle’s Brady claim and denied Runningeagle relief on Brady materi-
ality grounds rather than on one of the state law procedural grounds listed
in Rule 32.1(e). Maj. Op. at 8249. Several pages later, however, the major-
ity contends that the state PCR court’s use of an erroneous materiality
standard was not “contrary to” clearly established federal law because the
state PCR court could have denied Runningeagle relief based on one of the
state law procedural grounds listed in Rule 32.1(e). Maj. Op. at 8253 n.5
RUNNINGEAGLE v. RYAN 8281
The state PCR court’s use of a “probably would have
changed the verdict or sentence” standard for determining
materiality under Brady was contrary to clearly established
Supreme Court case law. The Supreme Court has explained
time and time again that the test for materiality under Brady
is less onerous than the standard for obtaining a new trial
under Rule 33 of the Federal Rules of Criminal Procedure. In
United States v. Agurs, 427 U.S. 97
(1976), the Supreme
Court held that, under Brady:
[T]he defendant should not have to satisfy the severe
burden of demonstrating that newly discovered evi-
dence probably would have resulted in acquittal. If
the standard applied to the usual motion for a new
trial based on newly discovered evidence were the
same when the evidence was in the State’s posses-
sion as when it was found in a neutral source, there
would be no special significance to the prosecutor’s
obligation to serve the cause of justice.
Agurs, 427 U.S. at 111
(emphasis added). See also Bagley,473 U.S. at 680-81
(“The standard of materiality applicable in the absence of a specific Brady request is therefore stricter than the harmless-error standard but more lenient to the (contending that the state PCR court could have denied relief based on Rule 32.1(e)’s procedural requirement that evidence be “newly discov- ered”). I agree with the first proposition put forth by the majority: that the state PCR court reached the merits of the Brady claim and denied relief on the merits rather than one of the state law procedural grounds listed in Rule 32.1(e). Where, as here, a state court decision is interwoven with fed- eral law and “the adequacy and independence of any possible state law ground is not clear from the face of the [state court] opinion, [the federal court] will accept as the most reasonable explanation that the state court decided the case the way it did because it believed that federal law required it to do so.” Florida v. Powell,130 S. Ct. 1195, 1201-02
(2010) (internal quotation marks omitted) (quoting Michigan v. Long,463 U.S. 1032, 1040-41
(1983)). 8282 RUNNINGEAGLE v. RYAN defense than the newly-discovered-evidence standard.”) (emphasis added). Our court has previously held that a state court’s use of the wrong standard for assessing materiality under Brady will result in a state court decision that is “contrary to” clearly established federal law. In Bailey v. Rae,339 F.3d 1107
(9th Cir. 2003), our court reviewed a state court denial of a Brady claim where the state court required the petitioner to show the evidence suppressed “be such as will probably change the result if a new trial is granted.”Id. at 1118
(emphasis added)
(internal quotation marks omitted). In finding that the state
court decision was “contrary to” clearly established Supreme
Court case law, our court explained that:
The steep hurdle set by the state court runs contrary
to the materiality test that has been set out by the
Supreme Court. In Bagley, the Court explained that
evidence is material if there is a “reasonable proba-
bility” that a different outcome would have occurred
had the evidence been disclosed, meaning that there
was a “probability sufficient to undermine confi-
dence in the outcome.” The Court, in arriving at the
standard, made a point of distinguishing the stricter
“newly discovered evidence” standard of the type
applied by the Oregon state court.
Id.
(internal citations omitted). Here, as in Bailey, the steep hurdle set by the state PCR court runs “contrary to” clearly established federal law. See also Terry Williams,529 U.S. at 405-06
(noting that a state court’s use of the wrong standard
in assessing prejudice under Strickland would be an example
of a state decision “contrary to” clearly established Supreme
Court case law).5
5
The Supreme Court’s decision in Richter does not affect analysis under
the “contrary to” clause of § 2254(d)(1). Richter concerned § 2254(d)(1)’s
“unreasonable application” clause, not the “contrary to” clause. See Rich-
ter, 131 S.Ct. at 785 (“The court of appeals lengthy opinion [ ] discloses
an improper understanding of § 2254(d)’s unreasonableness standard
. . . .”) (emphasis added).
RUNNINGEAGLE v. RYAN 8283
II. Because Runningeagle has Satisfied Section
2254(d)(1)’s “Contrary To” Clause, Runningeagle’s
Brady Claim is Subject to De Novo Review in Federal
Court
Once a state prisoner satisfies Section 2254(d)(1)’s “con-
trary to” clause or its “unreasonable application” clause, the
state prisoner’s habeas claim is subject to de novo review in
federal court. See Panetti, 551 U.S. at 953
; Frantz,533 F.3d at 735
. Here, the state PCR court’s denial of Runningeagle’s
Brady claim was “contrary to” clearly established federal law
because the state PCR court applied the wrong standard for
assessing materiality under Brady. Accordingly, Run-
ningeagle’s claim is subject to de novo review because he has
satisfied Section 2254(d)(1)’s “contrary to” clause.
III. Pinholster Does Not Bar Further Evidentiary
Development for Habeas Claims Subject to De Novo
Review
The majority relies on the Supreme Court’s recent decision
in Cullen v. Pinholster, 131 S. Ct. 1388
(2011), for the propo- sition that Runningeagle is not entitled to discovery in federal court. Maj. Op. at 8257. Pinholster, however, does not apply to Runningeagle’s Brady claim because Runningeagle’s Brady claim is subject to de novo review. In Pinholster, the Supreme Court held that a federal habeas court’s “review under § 2254(d)(1) is limited to the record that was before the state court . . . .” 131 S. Ct. at 1398. Pin- holster, however, did not address what happens after a habeas petitioner has overcome the limitation of § 2254(d)(1). Indeed, the Supreme Court has held that, once a petitioner has satisfied § 2254(d)(1) “[a] federal court must then resolve the claim without the deference AEDPA otherwise requires.” Panetti,551 U.S. at 953
; see also Frantz,533 F.3d at 735
.
Here, as discussed above, Runningeagle’s claim is subject
to de novo review because he has satisfied Section
8284 RUNNINGEAGLE v. RYAN
2254(d)(1)’s “contrary to” clause. It is under this de novo
review that a state prisoner can receive discovery in federal
court.
IV. Runningeagle is Entitled to Discovery on his
Sentencing-Phase Brady Claim
The majority concludes that discovery of Melendez’s
potentially exculpatory statements is unnecessary because
there is no “reasonable probability” that Runningeagle would
have received a life sentence had Melendez implicated Tilden
as the stabber. Maj. Op. at 8253. This is so, the majority con-
tends, because “the likely result of further inculpation of Til-
den was a death sentence for Tilden and not a life sentence for
Runningeagle.” Maj. Op. at 8254 (emphasis added). I respect-
fully disagree for the following reasons.
A. The Majority Incorrectly Applies the Standard for a
Ruling on the Merits Instead of the Standard for Dis-
covery Under Rule 6(a) of the Rules Governing § 2254
Habeas Cases
First, the majority does not address the relevant legal stan-
dard for granting discovery in a habeas proceeding. Under the
applicable standard, a habeas petitioner is entitled to discov-
ery under Rule 6(a) of the Rules Governing § 2254 Cases
when “specific allegations before the court show reason to
believe that the petitioner may, if the facts are fully devel-
oped, be able to demonstrate that he is . . . entitled to relief
. . . .” Pham v. Terhune, 400 F.3d 740, 743
(9th Cir. 2005) (quoting Bracy v. Gramley,520 U.S. 899, 908-09
(1997)). Our court has also held that discovery should be authorized under Rule 6(a) “when discovery [is] essential for the habeas petitioner to develop fully his underlying claim.” Pham,400 F.3d at 743
(internal marks omitted); see also Jones v. Wood,114 F.3d 1002, 1009
(9th Cir. 1997) (authorizing discovery
because it was “essential” for the habeas petitioner to “de-
velop fully” his underlying claim). Thus, to obtain discovery,
RUNNINGEAGLE v. RYAN 8285
a habeas petitioner is not required to conclusively establish
entitlement to relief. To obtain discovery, the habeas peti-
tioner need only show that he “may, if the facts are fully
developed, be able to demonstrate that he is entitled to relief,”
Pham, 400 F.3d at 743
(internal marks omitted), or that dis- covery is “essential” to develop the underlying claim.Id.
Here, there is reason to believe that Runningeagle may, if the facts are fully developed, be able to demonstrate that he is entitled to relief on his sentencing-phase Brady claim. Bracy,520 U.S. at 908-09
. Runningeagle has alleged that the prosecution withheld documents detailing statements co- defendant Tilden made to Melendez about Tilden’s role in the murders. The trial judge’s decision to spare co-defendant Til- den from a death sentence was based, in large part, on the trial judge’s view that Runningeagle was the one who inflicted the stab wounds. Thus, statements from Melendez that implicated Tilden as the stabber would be crucial mitigating evidence for Runningeagle. Moreover, the government did acknowledge during oral argument before our court that there may be a “Melendez File” containing exculpatory evidence that was never turned over to the defense. Oral Argument Audio at 33:40-34:01; 36:28-37:44. In these circumstances, discovery of exculpatory information in the “Melendez File” is “essential” for Run- ningeagle to “develop fully” his sentencing-phase Brady claim. See Pham,400 F.3d at 743
.
B. The Evidence that Runningeagle was the Stabber Was
Not “Overwhelming”
Next, the majority contends that Runningeagle is not enti-
tled to discovery of Melendez’s statements because “[n]othing
that Melendez said could have blunted the overwhelming evi-
dence that Runningeagle did the stabbing” and that there is
“no basis in the evidence” to conclude that Tilden may have
been the stabber. Maj. Op. 8254. I agree with the majority
8286 RUNNINGEAGLE v. RYAN
insofar as there was “overwhelming” evidence that Run-
ningeagle and Tilden entered the Williams’ home, that Run-
ningeagle and Tilden committed first-degree burglary, and
that Runningeagle and Tilden were guilty of first-degree mur-
der. But I disagree that there was “overwhelming” evidence
that it was Runningeagle, and not Tilden, who stabbed the
victims. The evidence that Runningeagle was the stabber was
far from compelling.
The trial judge’s view that it was Runningeagle, and not
Tilden, who stabbed the victims, apparently came from three
items of evidence:
1. The Palmprint: Runningeagle’s palmprint was
found on a dryer inside the Williams’ home.
2. The Knife: Runningeagle owned a large sur-
vival knife that was similar to the type of knife used
to kill the victims.
3. Co-Defendant Orva Antone’s Testimony: Co-
Defendant Orva Antone struck a deal with the prose-
cution and agreed to testify for the prosecution in
exchange for the prosecution dismissing murder
charges against him. On direct examination, Antone
testified that he witnessed Tilden strike Ms. Williams
with a flashlight and observed Runningeagle “tease”
Mr. Williams with a knife. Antone, however, also
testified that both Tilden and Runningeagle entered
the Williams’ home, and that he did not see whether
it was Tilden or Runningeagle who inflicted the stab
wounds. On cross-examination, Antone admitted
that he was intoxicated at the time of the murders,
that he originally told police that he didn’t remember
anything about the murders because he was drunk,
that he only knew that the Williamses were stabbed
because police detectives told him, and that detec-
tives told him that Runningeagle was the stabber.
RUNNINGEAGLE v. RYAN 8287
Given this record, statements from Melendez that implicated
Tilden as the stabber could have raised enough doubt in the
trial judge’s mind about the identity of the stabber so as to
warrant sparing Runningeagle’s life.
To be sure, Melendez, like Antone, had credibility prob-
lems. Melendez was a jailhouse informant and Antone was an
accomplice in the murders. See Hon. Stephen S. Trott, Words
of Warning for Prosecutors Using Criminals as Witnesses, 47 Hastings L.J. 1381
, 1383-85 (1996) (noting that accomplices, co-conspirators, snitches, and informers make for a “not-so- reliable” witness). But there is no reason to think that the trial judge would give greater weight to the testimony of a murder accomplice who struck a deal with the prosecution than the testimony of a jailhouse informant. Indeed, perhaps the most perplexing aspect of the majority opinion is its inconsistent treatment of Melendez’s credibility. First, the majority opinion contends that, had Melendez testi- fied that Tilden was the stabber, such testimony was unlikely to be believed because a jailhouse informant is a “notoriously unreliable source.” Maj. Op. at 8251. But three paragraphs later, the majority opinion contends that the trial judge would have sentenced Tilden to death based on Melendez’s testi- mony. Maj. Op. at 8254. Which is it? Was Melendez, as the majority opinion claims, so reliable and trustworthy that the trial judge would have sentenced Tilden to death based on Melendez’s statements? Or was Melendez, as the majority opinion also claims, so unreliable that his testimony could not have affected Runningeagle’s sentence? C. The Majority Misapplies Brady’s Materiality Standard Finally, the majority mischaracterizes the relevant inquiry for determining materiality under Brady. The majority mis- takenly presumes that there is not a “reasonable probability” of a life sentence for Runningeagle because evidence showing that Tilden was the stabber would have only resulted in a 8288 RUNNINGEAGLE v. RYAN death sentence for Tilden. Maj. Op. at 8254. While it is cer- tainly possible that testimony implicating Tilden as the stab- ber could have resulted in a death sentence for Tilden, it is also reasonably probable that such testimony could have resulted in a life sentence for Runningeagle. See, e.g., Rom- pilla v. Beard,545 U.S. 374, 393
(2005) (“[A]lthough we suppose it is possible that [the sentencer] could have heard it all and still have decided on the death penalty, that is not the test.”). Under Brady’s materiality standard, the relevant inquiry is whether “there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” Bagley,473 U.S. at 682
. A “reasonable probability” is a probability sufficient to undermine confidence in the outcome, but is less than the pre- ponderance more-likely-than-not standard. Kyles,514 U.S. at 434
. Testimony from Melendez implicating Tilden as the stab- ber would be just the sort of powerful “lingering doubt” evi- dence that we have repeatedly described as an “extremely effective argument” for defendants in the sentencing phase of a capital case. Lockhart v. McCree,476 U.S. 162, 181
(1986); see also Cox v. Ayers,613 F.3d 883, 898
(9th Cir. 2010) (same); Williams v. Woodford,384 F.3d 567, 624
(9th Cir. 2004) (same). Indeed, we have repeatedly relied on a compre- hensive study of opinions of jurors in death penalty cases that concluded that “ ‘the best thing a capital defendant can do to improve his chances of receiving a life sentence has nothing to do with mitigating evidence . . . . The best thing he can do, all else being equal, is to raise doubt about his guilt.’ ” Wil- liams,384 F.3d at 624
(quoting Stephen P. Garvey, Aggrava- tion and Mitigation in Capital Cases: What Do Jurors Think?,98 Colum. L. Rev. 1538
, 1563 (1998)). See also Cox,613 F.3d at 898
(noting significance of defense counsel’s
penalty-phase “non-shooter” theory). Here, statements from
Melendez that implicated Tilden as the stabber could have
raised enough doubt in the trial judge’s mind about the iden-
tity of the stabber so as to warrant sparing Runningeagle’s
RUNNINGEAGLE v. RYAN 8289
life. At a minimum, the question is close enough that Run-
ningeagle is entitled to discovery of Melendez’s statements.
See Pham, 400 F.3d at 743
.
CONCLUSION
The majority is content to resolve Runningeagle’s
sentencing-phase Brady claim without first requiring prosecu-
tors to disclose Melendez’s statements. Because I would
require the prosecution to turn over all exculpatory material
to Runningeagle, I respectfully dissent.