Opinion · Court of Appeals for the Ninth Circuit
Miranda B. v. Kitzhaber
Miranda B. v. Kitzhaber, 328 F.3d 1181 (9th Cir. 2003)
- Type
- Opinion
- Court
- Court of Appeals for the Ninth Circuit
- Jurisdiction
- Federal
- Date
- 2003-05-14
- Topic
- general
holding that “Title II's statutory 24 language does not prohibit . . . injunctive action against state officials in their official 25 capacities” | holding that “Congress is pre- sumed to know the law and to have incorporated judicial interpretations when adopting a preexisting remedial scheme” | holding that the denial of a defense to suit based on a statutory bar to relief under § 1983 is not immediately appealable under the collateral TANEDO V . EAST BATON ROUGE PARISH SCH . BD . 9 order doctrine | holding “Title II’s statutory language does not prohibit [the plaintiff’s] injunctive action against state officials in their official capacities” | following “the Sixth, Seventh, and Eighth Circuits in holding that Title II’s statutory language does not prohibit [the plaintiff’s] injunctive action against state officials in their official capacities” | declining to disturb Circuit’s “settled precedent” that Congress validly 11 abrogated sovereign immunity under Title II when intervening Supreme Court precedent 12 “addressed only Title I of the ADA” | discussing official capacity suits under Title 13 II with respect to Ex parte Young | allowing Title II ADA suits against state officials in their official capacities | “Congress is presumed to know the law and to have incorporated judicial interpretations when adopting a preexisting remedial scheme . . . .” | a public official can be sued in his official capacity for violations of Title II | Congress validly abrogated Eleventh Amendment state immunity under Title II of ADA | “[W]here a panel confronts an issue germane to the eventual 19 resolution of the case, and resolves it after reasoned 20 consideration in a published opinion, that ruling becomes the law 21 of the circuit,” binding on all lower courts. | “[W]here a panel confronts an issue germane to the eventual 19 resolution of the case, and resolves it after reasoned 20 consideration in a published opinion, that ruling becomes the law 21 of the circuit,” binding on all lower courts.
Citator
- Cited by
- 79 opinions
Kathleen L. Wilde, Oregon Advocacy Center, Portland, Oregon, argued the cause for the plaintiffs-appellees; Stephen J. Mathieu, Oregon Advocacy Center, and Kent B. Thurber, Davis, Wright Tremaine, L.L.P., Portland, Oregon, filed a brief.
Kevin Russell, Attorney, Civil Rights Division, U.S. Department of Justice, Washington, D.C., argued the cause for the United States as Intervenor and filed a brief; Ralph F. Boyd, Jr., Assistant Attorney General, Jessica Dunsay Silver, Seth M. Galanter, Attorneys, Civil Rights Division, U.S. Department of Justice, were on the brief.
Per Curiam Opinion; Concurrence by Judge O'SCANNLAIN
The State filed a motion to dismiss Miranda B.'s first amended complaint, arguing that Congress did not validly abrogatePage 1184itsEleventhAmendment immunity under Title II or Section 504, and, therefore, Miranda B.'s claims could not be brought in federal court. The State also claimed that Title II and Section 504 evidenced congressional intent to supersedeEx parte Youngand § 1983 suits against state officials.
The district court agreed with the State that Miranda B. could not proceed under § 1983 against DHS, but otherwise denied the State's motion. Specifically, the district court concluded that Miranda B.'s Title II and Section 504 claims are not barred by theEleventhAmendment, that Miranda B.'s claims against the state officials in their official capacity are permissible underEx Parte Young,and that Miranda B.'s § 1983 claims against the individual defendants are permissible because they were based on cognizable due process violations.
The State now appeals the district court's denial of its motion to dismiss.
InClark,123 F.3d at 1270-71, andDare,191 F.3d at 1174-75, we conducted the necessary congruence and proportionality tests and determined that Title II did not exceed congressional authority under § 5 of theFourteenthAmendment. Accordingly, we concluded that Congress validly abrogated the states'EleventhAmendment sovereign immunity under Title II.Clark,123 F.3d at 1270;Dare,191 F.3d at 1175.
The Supreme Court inGarrettsubsequently held that Congress did not validly abrogate the states'EleventhAmendment immunity under Title I of ADA,42 U.S.C. §§ 12111-12117("Title I"), which prohibits employers, including states, from discriminating against qualified individuals with disabilities in their employment practices.See Garrett,531 U.S. at 360-61,374,121 S.Ct. 955. The Court determined that Congress did not identify a sufficient pattern of state-sanctioned unconstitutional discrimination in order to justify the use of its § 5 authority, and, thus, states were entitled to immunity from suits seeking money damages under Title I in federal court.See id.at 374,121 S.Ct. 955. The Court, however, explicitly deferred any decision regarding state immunity under Title II because it "has somewhat different remedial provisions from Title I."Garrett,531 U.S. at 360n. 1,121 S.Ct. 955.
Following the Court's decision, we held without reservation that becauseGarrettaddressed only Title I of the ADA, the Court had not overruledClark'sandDare'sessential holding that Congress had validly abrogated state immunity under Title II.Hason v. Med. Bd. of Cal.,279 F.3d 1167,1171,reh'g enbanc denied,294 F.3d 1166(9th Cir. 2002),and cert.dismissed,___ U.S. ___,123 S.Ct. 1779,155 L.Ed.2d 508,2003WL 1792116 (U.S. Apr. 7, 2003) (No. 02-479). And we have thereafter considered ourselves bound by our holding inHason.See, e.g., Thomas v. Nakatani,309 F.3d 1203,1209(9th Cir. 2002) (stating thatHasonreaffirmedClark'sandDare'sholding that Congress abrogated sovereign immunity under Title II);Lovell v. Chandler,303 F.3d 1039,1051(9th Cir. 2002) (same).
The State does not allege that intervening Supreme Court precedent has alteredHasonor its progeny; rather, it merely contends that we did not give due consideration toGarrett'sholding in decidingHason.We fail to ascribe such a dim view to our previous cases.Garretthad been decided, and while we did not specifically address the State's arguments, they were readily apparent. "Once a panel resolves an issue in a precedential opinion, the matter is deemed resolved, unless overruled by the court itself sitting en banc, or by the Supreme Court."Hart v. Massanari,266 F.3d 1155,1171(9th Cir. 2001). We decline further review of our settled precedent.5
Although the State admits that it accepted federal funds under the Rehabilitation Act and thus, under our precedent, waived its immunity, it argues that intervening Supreme Court precedent has also altered such analysis. InCollege Savings Bank v. FloridaPrepaid Postsecondary Education Expense Board,527 U.S. 666,675-76,119 S.Ct. 2219,144 L.Ed.2d 605(1999), the Supreme Court emphasized that states could waive theirEleventhAmendment immunity by receiving federal funds when receipt of those funds was conditioned on a waiver of sovereign immunity, but that such waivers must be "voluntary." The State contends that its waiver of sovereign immunity was not voluntary because we had previously ruled that Congress had abrogated its immunity. In the State's view, it could not voluntarily waive that which it did not know it possessed.
Its argument has been foreclosed. InDouglas,which followedCollege Savings Bank,we determined that we need not reach the more difficult issue of whether Congress validly abrogated the states'EleventhAmendment immunity under Section 504 because it is clear that a state waives its immunity from suit under the Rehabilitation Act by accepting federal funds.Douglas,271 F.3d at 820. In so doing, we clearly reaffirmed our waiver analysis set forth inClark. Id.at 820-21;see also Vinson v.Thomas,288 F.3d 1145,1151(9th Cir. 2002) (reaffirmingDouglas'sholding that by accepting federal funds, a state waives its sovereign immunity);Lovell,303 F.3d at 1051(reaffirming that accepting federal funds waives sovereign immunity under section 504).
The State contends that we are not bound byDouglasbecause the issue of waiver was not before us and thus can be dismissed as dicta. We decline to dismiss our precedent so lightly. As we have noted before, "where a panel confronts an issue germane to the eventual resolution of the case, and resolves it after reasoned consideration in a published opinion, that ruling becomes the law of the circuit, regardless of whether doing so is necessary in some strict logical sense."United States v.Johnson,256 F.3d 895,914(9th Cir. 2001) (en banc). We must therefore conclude that, because the State voluntarily accepted federal funds under Section 504, it has waived its right to immunity from suit under theEleventhAmendment.
The Sixth Circuit has addressed and has rejected the State's argument, holding that "an official who violates Title II of the ADA does not represent `the state' for purposes of theEleventhAmendment, yet he or she nevertheless may be held responsible in an official capacity for violating Title II, which by its terms applies only to `public entit[ies].'"Carten v. Kent StateUniv.,282 F.3d 391,396(6th Cir. 2002) (alteration in original). The Seventh and the Eighth Circuits have similarly arrived at the same conclusion.See Bruggeman v. Blagojevich,324 F.3d 906,2003WL 1793049, *5 (7th Cir. Apr. 7, 2003);Randolph v. Rodgers,253 F.3d 342,348(8th Cir. 2001).
We agree with our sister circuits. UnderEx parte Young,"a suit against a state official in his or her official capacity is not a suit against the official but rather is a suit against the official's office."Will v. Mich. Dep't of State Police,491 U.S. 58,71,109 S.Ct. 2304,105 L.Ed.2d 45(1989). This distinction is why "unconstitutional conduct by a state officer may be `state action' for purposes of theFourteenthAmendment yet not attributable to the State for the purposes of the Eleventh."Fla. Dep't of State v. Treasure Salvors, Inc.,458 U.S. 670,685,102 S.Ct. 3304,73 L.Ed.2d 1057(1982) (citation omitted). We find no difference between declaring that a named officer in her official capacity represents the "State" for purposes of theFourteenthAmendment, and declaring that the same officer represents a "public entity" under Title II. As such, we follow the Sixth, Seventh, and Eighth Circuits inPage 1188holding that Title II's statutory language does not prohibit Miranda B.'s injunctive action against state officials in their official capacities.7
InVerizon Maryland, Inc. v. Public Service Commission ofMaryland,535 U.S. 635,122 S.Ct. 1753,152 L.Ed.2d 871(2002), however, the Court refused to apply this reasoning to the Telecommunications Act of 1996. The Court allowed anEx parteYoungaction against the state commissioners in their official capacity, holding thatSeminole Tribewas inapplicable because the Act "plac[ed] no restriction on the relief a court [could] award" and it did not "say whom the suit is to be brought against."8535 U.S. at 647,122 S.Ct. 1753.
The remedial provisions at issue here are similar to those under the Telecommunications Act. Title II is based on the remedial measures of the Rehabilitation Act, which in turn incorporated the remedies in Title VI of the Civil Rights Act of 1964.9See42 U.S.C. § 12133(providing that "remedies, procedures, and rights" for Title II are set forth under Section 504 of the Rehabilitation Act);29 U.S.C. § 794a(a)(2) (Section 504 of the Rehabilitation Act) (providing that remedies are set forth in Title VI of the Civil Rights Act of 1964). Like the Telecommunications Act, Title VI does not prescribe any specific defendants,10nor limit the remedies availablePage 1189against a state or public officials.11See Randolph,253 F.3d at 347(concluding that Title II's remedial provisions, which incorporate Title VI, do not constitute a comprehensive remedial scheme).
Moreover, before the ADA was enacted, other circuits had determined thatEx parte Youngsuits were permissible for violations of Title VI and Section 504.See, e.g., Brennan,834 F.2d at 1253-54(Section 504 claim can proceed underEx parteYoung). Because Congress is presumed to know the law and to have incorporated judicial interpretations when adopting a preexisting remedial scheme,Cannon v. Univ. of Chi.,441 U.S. 677,697,99 S.Ct. 1946,60 L.Ed.2d 560(1979);Lorillard v. Pons,434 U.S. 575,580-81,98 S.Ct. 866,55 L.Ed.2d 40(1978), we cannot conclude that Congress intendedEx parte Youngnot to be applicable for violations of Title II or Section 504.
Here, there is no doubt that the relief sought is prospective injunctive relief only, and the State acknowledges as much. Because Miranda B.'s claims "do not impose upon the State `a monetary loss resulting from a past breach of a legal duty on the part of the defendant state officials,'" she may proceed underEx parte Young. Verizon,535 U.S. at 646,122 S.Ct. 1753(emphasis omitted) (quotingEdelman v. Jordan,415 U.S. 651,668,94 S.Ct. 1347,39 L.Ed.2d 662(1974)).
The State acknowledges that a denial of a motion to dismiss a § 1983 claim is generally not appealable. The State contends, however, that in this case its appeal falls under the collateral order doctrine because it would improperly subject the State to suit.See Figueroa,7 F.3d at 1408("Ordinarily, the denial of a 12(b)(6) motion is not a reviewable final order; it is only when a question of immunity is involved that we use the collateral order doctrine to exercise jurisdiction."). The State's argument is that Miranda B. cannot properly bring equal protection claims against state officials for violating the ADA and Rehabilitation Act because Congress foreclosed § 1983's remedial provisions for those claims.See Vinson,288 F.3d at 1156. Thus, the State concludes that if we were to agree with it, the only redress Miranda B. would have is through a Title II or Section 504 suit against the State directly or against its officials in their official capacities underEx parte Young,both of which it claims are proscribed. According to the State, sovereign immunity is thus implicated or at least inextricably intertwined with the § 1983 claims and provides this court with jurisdiction. We disagree.
Clearly sovereign immunity is not directly implicated: suits brought under § 1983 againstindividualofficers in theirindividualcapacity for violations of the Constitution do not implicate sovereign immunity.See, e.g., id.at 1155 n. 11 ("Vinson's individual capacity claim against Thomas does not implicate the State's sovereign immunity under either the ADA or the Rehabilitation Act."). Rather, the State is claiming that Miranda B. failed to make out a valid claim under § 1983 because her claim is premised on Title II and Section 504, which we have held foreclosed a remedy under § 1983.See id.at 1156. The "essence" of the State's argument is thus not immunity from suit or a right not to stand trial, but a defense to suit.See VanCauwenberghe v. Biard,486 U.S. 517,524,108 S.Ct. 1945,100 L.Ed.2d 517(1988) (noting that "`the essence' of the claimed right [must be] a right not to stand trial"). Denial of a defense to suit is not immediately appealable.Cf. Burns-Vidlak v.Chandler,165 F.3d 1257,1261(9th Cir. 1999) (holding that denial of defense to liability for punitive damages is not immediately appealable);United States v. Rossman,940 F.2d 535,536(9th Cir. 1991) (per curiam) (denial of motion to dismiss even though claim was time-barred is not appealable).
The State's argument that the claims are inextricably intertwined with its sovereign immunity fares no better. For a panel to have jurisdiction over a claim because it is inextricably intertwined with an appealable issue, the issues must be nearly inseparable. As the Seventh Circuit has described this doctrine, "A close relationship between the unappealable order and the appealable order will not suffice: it must be practically indispensable that we address the merits of the unappealable order in order to resolve the properly-taken appeal."United States ex rel. Valders Stone Marble, Inc. v.C-Way Constr. Co.,909 F.2d 259,262(7th Cir. 1990). Here, no such relationship exists. We are addressing only the State's claims of sovereign immunity at this juncture, which are completely separable andPage 1191distinct from the merits of the Miranda B.'s § 1983 claim. Because we need not address the merits of this claim to resolve the properly appealable orders, we lack jurisdiction over the issue and do not reach its merits.
I write separately not to belabor my reasoning for why I have concluded our precedent is wrong — I have done so in detail elsewhere,see, e.g., Hason v. Med. Bd. of Cal.,294 F.3d 1166(9th Cir. 2002) (O'Scannlain, J., dissenting from denial of rehearing en banc);Douglas v. Cal. Dep't of Youth Auth.,285 F.3d 1226(9th Cir. 2002) (O'Scannlain, J., dissenting from denial of rehearing en banc) — but rather to state once again that our precedent in these important areas is far out of step with both our sister circuits and the Supreme Court.1As I have stated before, "ClarkandDarehave gone the way of the dodo bird and the wooly mammoth, overtaken and relegated to extinction by the course of events. `Clarkis now outdated — andDouglaswrong — for failing to recognize the change in the legal landscape of sovereign immunity.'"Hason,294 F.3d at 1171(O'Scannlain, J., dissenting from denial of rehearing en banc) (citations omitted). A majority of my colleagues, however, has thus far failed to agree that a sea change has occurred in this area which compels undertaking the more detailed approachsPage 1192the Supreme Court has demanded of us inBoard of Trustees of theUniversity of Alabama v. Garrett,531 U.S. 356,121 S.Ct. 955,148 L.Ed.2d 866(2001), andCollege Savings Bank v. FloridaPrepaid Postsecondary Education Expense Board,527 U.S. 666,119 S.Ct. 2219,144 L.Ed.2d 605(1999).
I had hoped that the Supreme Court would grant us a reprieve from one of our blunders when it granted certiorari last year and scheduled oral argument inHason v. Medical Board ofCalifornia,279 F.3d 1167,1171,reh'g en banc denied,294 F.3d 1166(9th Cir. 2002),and cert. dismissed,___ U.S. ___,123 S.Ct. 1779,155 L.Ed.2d 508,2003WL 1792116 (U.S. Apr. 7, 2003) (No. 02-479), the seminal case in our misguided Title IIEleventhAmendment precedent. Unfortunately, the State of California decided that it no longer wished to present its arguments to the Supreme Court, and petitioned the Court to dismiss its case, which it did. In so doing, the Court foreclosed the chance to consider this important issue for yet another Term, and simultaneously sealed the fate of the State of Oregon here.
I am convinced that the Supreme Court eventually will correct our errors, which we have steadfastly refused to tackle in the first instance; the only question is when. Until such day arrives, however, I am bound by the law of our circuit and therefore concur, no matter my personal view.
- Typically, this court does not have jurisdiction to hear an appeal from the denial of a motion to dismiss.See Figueroa v.United States,7 F.3d 1405,1408(9th Cir. 1993). However, the denial of a state's motion to dismiss on the grounds ofEleventhAmendment immunity is an exception to that general rule.Id.;Clark v. California,123 F.3d 1267,1269(9th Cir. 1997) ("This court has jurisdiction to hear an interlocutory appeal from an order denying a state's motion to dismiss on the ground of immunity under theEleventhAmendment." (citingPuerto RicoAqueduct Sewer Auth. v. Metcalf Eddy, Inc.,506 U.S. 139,113 S.Ct. 684,121 L.Ed.2d 605(1993))). ↩
- The State filed a motion for initial hearing en banc, which was denied September 11, 2002. ↩
- TheEleventhAmendment states,
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. Const. amend.XI. "Although by its terms the Amendment applies only to suits against a State by citizens of another State, [the Supreme Court's] cases have extended the Amendment's applicability to suits by citizens against their own States."Garrett,531 U.S. at 363,121 S.Ct. 955(citations omitted). ↩ - Garrett,531 U.S. at 363,121 S.Ct. 955(citing42 U.S.C. § 12202("A State shall not be immune under theeleventhamendment to the Constitution of the United States from an action in [a] Federal or State court of competent jurisdiction for a violation of this chapter")). ↩
- Accordingly, we need not decide Miranda B.'s alternative argument that Congress validly abrogated state sovereign immunity pursuant to the Due Process Clause. ↩
- We have jurisdiction over this issue pursuant to the collateral order doctrine.See In re Ellett,254 F.3d 1135,1138n. 1 (9th Cir. 2001) (basing jurisdiction on the collateral order doctrine and adjudicating defendant's challenge to the scope ofEx parte Young);Sofamor Danek Group, Inc. v.Brown,124 F.3d 1179,1183n. 2 1184-85 (9th Cir. 1997) (same). ↩
- The State citedAlsbrook v. City of Maumelle,184 F.3d 999,1005n. 8 (8th Cir. 1999) (en banc), andLollar v. Baker,196 F.3d 603,609n. 6 (5th Cir. 1999), for the proposition thatEx parte Youngdoes not apply under the ADA. In these cases, however, the courts held that officials could not be sued in theirindividualcapacities under the ADA; they did not decide whether the state officials could be sued in theirofficialcapacities and are thus inapposite. Both circuits have allowedEx parte Youngactions against officials in their official capacities.See, e.g., Randolph,253 F.3d at 346-48, andBrennan v. Stewart,834 F.2d 1248,1253-54(5th Cir. 1988). ↩
- Under the Telecommunications Act, "[i]n any case in which a State commission makes a determination under this section, any party aggrieved by such determination may bring an action in an appropriate Federal district court."47 U.S.C. § 252(e)(6). ↩
- Under Title II, employees and applicants for employment are subject to the remedies, rights, and procedures of29 U.S.C. § 794a, which incorporates the remedial provisions of Title VII of the Civil Rights Act of 1964,42 U.S.C. § 2000e-5(f) to (k).See42 U.S.C. § 12133;29 U.S.C. § 794a(a)(1). These remedies are not at issue in this case. ↩
- Title II limits the applicability of the statute to "public entit[ies]," but the remedial sections make no reference to proper defendants.See42 U.S.C. § 12132. Similarly, the Telecommunications Act provides a cause of action when "a State [commission] fails to act," but fails to specify particular defendants.47 U.S.C. § 252(e)(5)-(6). ↩
- Although courts originally interpreted Title VI as implying a private cause of action against a state, Congress later amended the statute to make it explicit.See Alexander v.Sandoval,532 U.S. 275,279-80,121 S.Ct. 1511,149 L.Ed.2d 517(2001). In doing so, Congress evidenced no intent to limit the remedies available against other parties.See42 U.S.C. § 2000d-7(a)(2) ("In a suit against a State for a violation of a statute . . . remedies (including remedies both at law and in equity) are available for such a violation to the same extent as such remedies are available for such a violation in the suit against any public or private entity other than a State."). ↩
- See Hason,294 F.3d at 1171(O'Scannlain, J., dissenting from denial of rehearing en banc) (citingKlingler v. Dir.,Dep't of Revenue,281 F.3d 776,777(8th Cir. 2002) (affirming pre-Garrettdecision holding that Title II did not validly abrogate State sovereign immunity); Reickenbacker v. Foster,274 F.3d 974,983(5th Cir. 2001);Thompson v. Colorado,278 F.3d 1020,1034(10th Cir. 2001);Erickson v. Bd. of Governors ofState Colls. and Univs.,207 F.3d 945,948(7th Cir. 2000) (questioning the continued authority ofCrawford v. IndianaDepartment of Corrections,115 F.3d 481,487(7th Cir. 1997), which upheld Title II as a valid abrogation of State sovereign immunity),cert. denied,531 U.S. 1190,121 S.Ct. 1187,149 L.Ed.2d 104(2001);see also Popovich v. Cuyahoga County Courtof Common Pleas,276 F.3d 808,812,815-16(6th Cir. 2002) (en banc) (agreeing that Title II is not a valid abrogation of sovereign immunity when Congress is enforcing the Equal Protection Clause, but holding that it is permissible when enforcing the Due Process Clause);Garcia v. S.U.N.Y. HealthScis. Center,280 F.3d 98,110-12(2d Cir. 2001) (holding that Title II actions may only be brought against States if the plaintiff can establish that the "violation was motivated by discriminatory animus or ill will based on the plaintiff's disability");cf. Brown v. N.C. Div. of Motor Vehicles,166 F.3d 698,707(4th Cir. 1999) (holding that a regulation enacted pursuant to Title II did not validly abrogate State sovereign immunity)). See generally Douglas,285 F.3d at 1226-31(O'Scannlain, J., dissenting from denial of rehearing en banc) (citingCollege Savs. Bank v. Fla. Prepaid Postsecondary Educ.Expense Bd.,527 U.S. 666,675,119 S.Ct. 2219,144 L.Ed.2d 605(1999) (A state's decision to waive its immunity must be "altogether voluntary," and, thus, the "test for determining whether a State has waived its immunity from federal court jurisdiction is a stringent one.");Garcia,280 F.3d at 110-12(concluding that state did not waive immunity by accepting federal funds)). ↩