Opinion · Court of Appeals for the Ninth Circuit

John Wesley SMITHART, Plaintiff-Appellant, v. Robert TOWERY; John A. Knight; Scott McGregor, Defendants-Appellees

79 F.3d 951

Type
Opinion
Court
Court of Appeals for the Ninth Circuit
Jurisdiction
Federal
Date
1996-04-01
Topic
litigation

holding that Heck barred the plaintiff’s claims that defendants lacked probable cause to arrest him and brought unfounded criminal charges against him | holding that a Section 1983 action must be dismissed under Heck if a criminal conviction arising out of the same facts stands and is fundamentally inconsistent with the unlawful behavior for which damages are sought | holding that under Heck, if a criminal conviction arising out of the same facts stands and is fundamentally inconsistent with the unlawful behavior for which § 1983 damages are sought, the § 1983 action must be dismissed | holding Heck bars plaintiff’s 5 claims that defendants lacked probable cause to arrest him and brought unfounded charges against 6 him | holding Heck bars plaintiff’s claims that defendants 19 lacked probable cause to arrest him and brought unfounded charges against him | holding that although the plaintiff had been convicted for assault with a deadly weapon for his attempt to run over officers with his vehicle, his excessive force claim against the officers for their subsequent use of force was not barred by Heck | finding sufficient allegations that the defendant officers beat the plaintiff “beyond recognition with unnecessary force” until he “had a broken arm, two broken legs, numerous contusions, and internal injuries.” | finding that Heck did not bar the plaintiff’s excessive force claim because the plaintiff maintained that defendants used force far greater than that required for his arrest and out of proportion to the threat which he posed to the defendants | affirming a Heck-based dismissal of § 1983 claims alleging that police officers lacked probable cause for plaintiff’s arrest and brought unfounded criminal charges | finding Heck barred claim that the arrest lacked 15 probable cause, and the defendants had brought unfounded charges against him | finding that a 12 conviction, pursuant to guilty plea, for assault with a deadly weapon (i.e., a truck driven at police) 13 did not result in Heck bar to excessive force claim because the force allegedly was used after 14 plaintiff exited his vehicle | according to Heck, if a criminal conviction arising from the same facts still stands and is fundamentally inconsistent with the conduct for which § 1983 damages are sought, the § 1983 action must be dismissed | Heck barred plaintiffs claims that officers lacked probable cause to arrest and charge him with assault | allegations that the defendants lacked probable cause to arrest the plaintiff and brought unfounded criminal charges challenged validity of conviction and were Heck-barred | Heck barred plaintiff’s claims that defendants lacked probable cause to arrest him and brought unfounded charges against him | Heck barred plaintiff's claims that 5 defendants lacked probable cause to arrest him and brought unfounded criminal charges against 6 him | “There is no question that Heck bars [Plaintiff’s]'s claims that defendants lacked 6 probable cause to arrest him” | “There is no question that Heck bars [plaintiff’s] claims that defendants 15 lacked probable cause to arrest him and brought unfounded charges against him.” | Heck barred plaintiff’s 8 claims that defendants lacked probable cause to arrest him and brought unfounded criminal 9 charges against him | Heck barred plaintiff’s 13 claims that defendants lacked probable cause to arrest him and brought unfounded criminal 14 charges against him | “There is no question that Heck bars Smithart’s claims that defendants lacked probable cause to arrest him and brought unfounded criminal charges against him.” | “Heck bars . . . claims that defendants 24 lacked probable cause to arrest . . . and brought unfounded criminal charges.” | excessive force claims are not barred by Heck v. Humphrey, 512 U.S. 477, 486-87 (1994) | allegations that defendants lacked probable cause to arrest the plaintiff and brought unfounded criminal charges challenged validity of conviction and were Heck-barred | “There is no q

Citator

Cited by
114 opinions
PER CURIAM:

Nevada state prisoner John Wesley Smit-hart appeals pro se the district court’s dismissal of his 42 U.S.C. § 1983 action. We have jurisdiction pursuant to 28 U.S.C. § 1291. We review de novo, Kruso v. International Tel. & Tel. Corp., 872 F.2d 1416, 1421 (9th Cir.1989), cert. denied, 496 U.S. 937, 110 S.Ct. 3217, 110 L.Ed.2d 664 (1990), and affirm in part, vacate in part, and remand.

We are called upon to apply the rule of Heck v. Humphrey, - U.S. -, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), to an-action under 42 U.S.C. § 1983 which seeks damages for, inter aha, excessive foree applied during the course of an arrest which resulted in Smithart’s criminal conviction. Heck precludes a section 1983 claim based on actions which would “render a conviction or sentence invalid” where that conviction has not been reversed, expunged or called into question by issuance of a writ of habeas corpus. Heck, - U.S. at -, 114 S.Ct. at 2372. Heck, in other words, says that if a criminal conviction arising out of the same facts stands and is fundamentally inconsistent with the unlawful behavior for which section 1983 damages are sought, the 1983 action must be dismissed.

Here, Smithart entered a plea pursuant to North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970), to assault with a deadly weapon. The weapon in question was Smithart’s 1973 Chevrolet truck which he drove at defendants, a Washoe County Sheriffs deputy and a Nevada Highway patrolman. These officers had effected a traffic stop of Smithart’s son on Smithart’s property.

In his 1983 action, Smithart alleges that after he exited his vehicle, defendants provoked him into a confrontation which they escalated beyond any necessary measure. Defendants, Smithart alleges, “without probable cause, authority or justification,” assaulted, arrested, handcuffed, and beat Smithart with their batons, feet, and fists. Defendants allegedly beat Smithart “beyond recognition with unnecessary force” until Smithart, an unarmed fifty-nine year-old Native American, had a broken arm, two broken legs, numerous contusions, and internal injuries. Smithart alleges that defendants forcibly removed him from his property and “conspired to bring unfounded criminal charges” against him.

There is no question that Heck bars Smithart’s claims that defendants lacked probable cause to arrest him and brought unfounded criminal charges against him. See id. Smithart may challenge the validity of his arrest, prosecution and conviction only by writ of habeas corpus. See id. To the extent that Smithart seeks to invalidate his assault conviction, whether expressly or by implication, we affirm the district court’s dismissal. See id. If Smithart wishes to challenge his arrest, prosecution or conviction, he should file a writ of habeas corpus.

Smithart maintains, however, that defendants used force far greater than that required for his arrest and out of proportion to the threat which he posed to the defendants. In Heck, the Court expressly held that where plaintiffs action “even if successful, will not demonstrate the invalidity of any outstanding criminal judgment against the plaintiff, the action should be allowed to proceed, in the absence of some other bar to the suit.” Id. at - - -, 114 S.Ct. at 2372-73 (emphasis in original; footnotes omitted). Because a successful section 1983 action for excessive force would not necessarily imply the invalidity of Smithart’s arrest or conviction, Heck does not preclude Smithart’s excessive force claim. See id.; Wells v. Bon *953 ner, 45 F.3d 90, 95 (5th Cir.1995) (assuming without deciding that finding of excessive force during plaintiffs arrest would not imply the invalidity of plaintiffs conviction); see also Heck, - U.S. at - n. 7, 114 S.Ct. at 2372 n. 7 (successful section 1983 action for unreasonable search would not necessarily imply that plaintiffs conviction was unlawful); Graham v. Connor, 490 U.S. 386, 394, 109 S.Ct. 1865, 1870, 104 L.Ed.2d 443 (1989) (excessive force claim in context of arrest properly characterized as Fourth Amendment claim alleging unreasonable seizure of the person). To the extent that Smithart seeks to recover for defendants’ alleged use of excessive force during the course of his arrest, his section 1983 action may proceed despite the fact that his conviction has not been reversed, expunged, invalidated, or called into question by the issuance of a writ of habeas corpus by a federal court. See Heck, - U.S. at - - - & n. 7, 114 S.Ct. at 2372-73 & n. 7; see also Graham, 490 U.S. at 394, 109 S.Ct. at 1870.

AFFIRMED in part, VACATED in part, and REMANDED for further proceedings consistent with this opinion. Each party to bear its own costs.