Opinion · Court of Appeals for the Ninth Circuit
Bruce v. Astrue
557 F.3d 1113
- Type
- Opinion
- Court
- Court of Appeals for the Ninth Circuit
- Jurisdiction
- Federal
- Date
- 2009-03-05
- Topic
- general
holding that “the ALJ should not have discredited [lay] 9 testimony on the basis of its relevance or irrelevance to medical conclusions.” | holding that the ALJ gave inadequate reasons for rejecting wife’s lay opinion testimony | holding ALJ’s are required to consider lay witness testimony and provide “reasons germane to each witness” to properly reject it | noting that an ALJ must not “discredit 20 [a spouse’s] testimony as not supported by medical evidence in the record” | holding it was improper for ALJ to discredit testimony of claimant’s wife as not supported by medical evidence in record | finding that an ALJ gave “inadequate reasons for rejecting the wife’s lay 14 opinion testimony” | holding, “under our law . . . the ALJ [cannot] discredit ... lay testimony as not supported by 17 medical evidence in the record” | emphasizing that lay witness “testimony is competent evidence and cannot be disregarded without comment” | noting that an ALJ must provide germane reasons to disregard lay witness testimony | finding that a lay person, plaintiff’s wife, 4 “though not a vocational or medical expert, was not disqualified from rendering an opinion as to 5 how her husband’s condition affects his ability to perform basic work activities” | reversing because ALJ failed to provide 11 legitimate reasons for rejecting testimony of claimant’s wife regarding his ability to work | discussing the ALJ’s and 2 medical expert’s consideration of lay witness testimony together | noting “the reasons germane 3 || to each witness must be specific’ | “Nor under our law could the ALJ discredit [the witness’s] lay testimony as not supported by medical evidence in the record.” | “Nor under our law could the ALJ discredit [the witness’s] lay testimony as not supported by medical evidence in the record.” | "Nor under our law could the ALJ discredit her lay testimony as not supported by the medical evidence in the record." | to discount lay witness testimony, the ALJ must give reasons germane and specific to each witness | “Nor under our law could the ALJ 8 discredit [the witness’s] lay testimony as not supported by medical evidence in the record.” | “Nor under our law could the ALJ discredit her lay testimony as not supported by medical evidence in the record.” | A lay person, though not a vocational or medical expert, was not disqualified from rendering an opinion | close relationship not germane reason where it had no “apparent 13 bearing on [lay witness’s] credibility” | ALJ could not reject family member’s testimony because it was not supported by medical evidence | “Nor under our law could the ALJ discredit her lay 20 testimony as not supported by medical evidence in the record.” | “Nor under our law could the ALJ discredit her lay testimony as not supported by 22 medical evidence in the record.” | “Nor under our law could the ALJ discredit [the witness’s] lay 19 testimony as not supported by medical evidence in the record.” | ALJ erred when rejecting third party testimony on grounds that third 23 party was not able to identify whether limitations were “medically necessary” | A lay person, though not a vocational or medical expert, was not disqualified from rendering an opinion | ALJ may not reject otherwise-credible lay person testimony merely because it was not corroborated by the medical record | “Nor under our law 14 could the ALJ discredit her lay testimony as not supported by medical evidence in 15 the record.” | ALJ credited wife’s testimony as to claimant’s daily activities, but failed to accept or properly reject wife’s testimony that claimant’s 28 1 activities were limited | “Nor under our law could the ALJ discredit [the 6 witness’s] lay testimony as not supported by medical evidence in the record.” | lay testimony is particularly important where the objective 28 medical evidence does not support alleged symptoms | “Nor 13 under our law could the ALJ discredit [the witness’s] lay testimony as not supported by 14 medical evidence in the r
Citator
- Cited by
- 225 opinions
Jerry Bruce (“Bruce”) appeals the district court’s judgment affirming the Commissioner of Social Security’s decision to deny Bruce’s application for Supplemental Security Income (“SSI”) and Disability Insurance Benefits (“DIB”) under Titles II and XVI of the Social Security Act. We have jurisdiction under 28 U.S.C. § 1291. Because the ALJ failed to adequately address competent lay witness testimony favorable to Bruce, we reverse the district court’s judgment and remand.
*1115 I.
Bruce filed claims for SSI and DIB, alleging disability due to severe degenerative joint disease in his right hip and severe depression. The Social Security Administration denied these claims initially and upon reconsideration. Bruce requested a hearing.
Bruce, who was forty-three years old at the time of his hearing, has a ninth grade education. In June 1997, Bruce became disabled. He testified that he continues to suffer from severe degenerative joint disease and severe depression.
At the hearing, Cindy Bruce testified that she and Bruce had been married for ten years and that since an accident in 1997 his impairments had negatively affected his ability to work. Cindy Bruce testified that, at least twice per week, Bruce refuses to leave the bedroom, bathe, and eat, because of his severe depression. She explained that on most days he lies down during the day for forty-five minutes to an hour and a half.
A vocational expert also testified at Bruce’s hearing. In response to the ALJ’s hypothetical question, the vocational expert expressed the opinion that Bruce could perform the work required for certain unskilled jobs available in the national economy. But the vocational expert noted that absence from the workplace two or more days a month would disqualify Bruce from gainful employment at any job.
In his decision, the ALJ found that Bruce suffers from degenerative joint disease of the right hip and depression with anxiety and a personality disorder. The ALJ concluded that Bruce’s residual functional capacity precludes him from returning to his past relevant work. The ALJ found, however, that Bruce is capable of making an adjustment to other unskilled jobs existing in significant numbers in the national economy — including a parking lot attendant, produce sorter, and small products assembler.
II.
Brace contends that the ALJ erred in finding that he could perform other work in the national economy. Specifically, he argues that the ALJ erred in rejecting, without sufficient comment, the lay witness testimony of his wife, Cindy Bruce. We agree that the ALJ failed to properly address the lay witness testimony of Cindy Bruce.
We review de novo a district court’s order upholding the Social Security Commissioner’s denial of disability benefits. Moore v. Comm’r, 278 F.3d 920, 924 (9th Cir.2002). We “must independently determine whether the Commissioner’s decision is (1) free of legal error and (2) is supported by substantial evidence.” Id. (citing cases).
“In determining whether a claimant is disabled, an ALJ must consider lay witness testimony concerning a claimant’s ability to work.” Stout v. Comm’r, 454 F.3d 1050, 1053 (9th Cir.2006); see also 20 C.F.R. §§ 404.1513(d)(4), (e). Such testimony is competent evidence and “cannot be disregarded without comment.” Nguyen v. Chater, 100 F.3d 1462, 1467 (9th Cir.1996). If an ALJ disregards the testimony of a lay witness, the ALJ must provide reasons “that are germane to each witness.” Id. Further, the reasons “germane to each witness” must be specific. Stout, 454 F.3d at 1054 (explaining that “the ALJ, not the district court, is required to provide specific reasons for rejecting lay testimony”) (emphasis added).
The ALJ failed to meet this standard with respect to Cindy Bruce’s testimony. The ALJ was required to consider and comment upon competent lay testimony, as it concerned how Bruce’s impairments im *1116 pact his ability to work. Although the ALJ found Cindy Bruce’s testimony “generally credible,” 1 the ALJ failed to consider her testimony when reaching conclusions regarding Bruce’s ability to work. Specifically, when the ALJ asked the Commissioner’s vocational expert what turned out to be the dispositive hypothetical question, the ALJ failed to include the limitations on Bruce’s ability to work that Cindy Bruce recounted, such as Bruce’s refusal to leave the bedroom, bathe, and eat because of his severe depression and his need to lie down for forty-five minutes to an hour and a half most days.
Moreover, the ALJ gave inconsistent and inadequate reasons for rejecting the wife’s lay opinion testimony. The ALJ found her credible in her observations of her husband’s activities, and the ALJ should not have discredited her testimony on the basis of its relevance or irrelevance to medical conclusions. See 20 C.F.R. § 404.1513(d) (providing that lay witness testimony may be introduced “to show the severity of [the claimant’s] impairment(s) and how it affects [his] ability to work”); Dodrill v. Shalala, 12 F.3d 915, 918-19 (9th Cir.1993) (“[F]riends and family members in a position to observe a claimant’s symptoms and daily activities are competent to testify as to her condition.”). Nor under our law could the ALJ discredit her lay testimony as not supported by medical evidence in the record. See, e.g., Smolen v. Chater, 80 F.3d 1273, 1289 (9th Cir.1996) (“The rejection of the testimony of [the claimant’s] family members because [the claimant’s] medical records did not corroborate her fatigue and pain violates SSR 88-13, which directs the ALJ to consider the testimony of lay witnesses where the claimant’s alleged symptoms are unsupported by her medical records.”). The ALJ also noted that Cindy Bruce, who he found to be a generally credible witness, was applying for benefits on her own behalf. This fact should not disqualify her from rendering an opinion regarding her husband’s ability to work. Nor did it have any apparent bearing on her credibility. Cf. Greger v. Barnhart, 464 F.3d 968, 972 (9th Cir.2006) (holding that an ALJ permissibly rejected the claimant’s ex-girlfriend’s testimony in part because her close relationship with the claimant and desire to help him influenced her).
A lay person, Bruce’s wife, though not a vocational or medical expert, was not disqualified from rendering an opinion as to how her husband’s condition affects his ability to perform basic work activities. See 20 C.F.R. § 404.1513(d)(4) (providing that evidence provided by lay witnesses may be used to show “the severity of [a claimant’s] impairment(s) and how it affects [the claimant’s] ability to work”).
III.
For the above reasons, we reverse and remand.
REVERSED AND REMANDED.
. The ALJ's entire discussion of Cindy Bruce’s testimony is as follows:
I have further considered the 3rd party statements of Cindy Bruce, the claimant’s spouse found at Exhibit B6E, as well as her testimony during the first hearing and find such to be generally credible to the extent she is simply reporting her observations of the behaviors the claimant demonstrates. She is not knowledgeable in the medical and/or vocational fields and thus is unable to render opinions on how the claimant's impairments impact his overall abilities to perform basic work activities. Further, her testimony and statements are not supported by the objective medical evidence. Finally, it should be noted she has also applied for disability benefits.