Opinion · Court of Appeals for the Fifth Circuit

Christopher Columbus Cooper v. O.A. Brookshire, Sheriff of Ector County, Texas

Christopher Columbus Cooper v. O.A. Brookshire, Sheriff of Ector County, Tex., 70 F.3d 377 (5th Cir. 1995)

Type
Opinion
Court
Court of Appeals for the Fifth Circuit
Jurisdiction
Federal
Date
1995-12-19
Topic
general

holding that a time-bar should have the same effect on all pro se litigants, because they are “needful of a level playing field” | holding that a pro se prisoner litigant’s Section 1983 complaint is filed as soon as the pleadings have been deposited into the prison mail system | finding that prisoner’s pro se pleading may be deemed “filed” as of the date he deposited it in the prison mail system | finding that prisoner’s pro se pleading may be deemed “filed” as of the date he deposited it in the prison mail system | finding that prisoner’s pro se complaint alleging a § 1983 action would be deemed “filed” as of the date he deposited it in the prison mail system, not as of the date it was received by the district court clerk | finding that prisoner’s pro se complaint alleging a § 1983 action would be deemed “filed” as of the date he deposited it in the prison mail system, not as of the date it was received by the district court clerk | extending mailbox rule to deem pro se prisoner Section 1983 complaint filed as soon as pleadings are deposited in prison mail system | applying the rule of Houston v. Lack, 487 U.S. 266 (1978), to a prisoner’s complaint | applying the rule of Houston v. Lack, 487 U.S. 266 (1978), to a prisoner’s complaint | deeming a pro se prisoner’s § 1983 complaint to be filed “as of the date that he duly submitted it to prison authorities for forwarding to the clerk of court” | remanding to magistrate judge to reinstate improperly dismissed cause of action | applying the mailbox rule to the filing of a complaint under § 1983 | mailbox rule applies to filing of civil complaint under Fed.R.Civ.P. 5(e) | the prison mailbox rule generally applies to filings by inmates and uses the date the filing was submitted to prison authorities for filing as the filing date, rather than the date the document was ultimately filed with the court | applying mailbox rule to prisoner’s pro se civil rights complaint | explaining the prison mailbox rule applies to § 1983 complaints | applying prison mailbox rule in civil rights case | applying the Houston rule to a prisoner’s complaint

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COOPER v. BROOKSHIRE,70 F.3d 377(5th Cir. 1995)
CHRISTOPHER COLUMBUS COOPER, PLAINTIFF-APPELLANT v. O.A. BROOKSHIRE, SHERIFF
OF ECTOR COUNTY, TEXAS, ET AL., DEFENDANTS-APPELLEES.
No. 94-50782.
United States Court of Appeals, Fifth Circuit.
November 22, 1995.
Rehearing and Suggestion for Rehearing En Banc Denied
December 19, 1995.
Nicholas Cowenhoven Taylor (Court-appointed — Not under the act), Midland, TX, for appellant.

Denis C. Dennis, McMahon, Tidwell, Hansen, Atkins Peacock, P.C., Odessa, TX, for appellee.
Appeal from the United States District Court for the Western District of Texas.
Before SMITH, WIENER and DeMOSS, Circuit Judges.Page 378
WIENER, Circuit Judge:
[1] The sole issue presented by this appeal is whether, for purposes of FED.R.Civ.P. 5(e), a prisoner's pro se complaint is "filed" on the date it is properly delivered to prison officials pursuant to the prison's established procedure for prisoner's mail,1rather than the date it is received by the clerk of court. Agreeing with the conclusions uniformly reached by all four circuit courts that have considered this question,2we hold that Plaintiff-Appellant Christopher Columbus Cooper's complaint against prison officials in Ector County, Texas (Ector County officials) should be deemed filed as of the date that he duly submitted it to prison authorities for forwarding to the clerk of court. We therefore reverse the magistrate judge's order granting the Ector County officials' motion to dismiss, and remand for further proceedings.
I
[2] FACTS AND PROCEEDINGS
[3] While incarcerated in a federal prison in El Reno, Oklahoma, Cooper drafted a pro se complaint pursuant to42 U.S.C. § 1983(§ 1983). On July 11, 1994, a Monday, Cooper signed the complaint before a notary public and deposited it in the prison's legal mail system.3Prison authorities forwarded Cooper's complaint to the district court clerk, who received it on July 15, 1994, a Friday.

[4] This case hinges on that date of receipt, as Cooper's cause of action accrued exactly two years and one day earlier.4The magistrate judge who heard the case found that a two-year statute of limitations applied, and recommended dismissing Cooper's claim as untimely. Cooper objected, arguing that, under the Supreme Court's holding inHouston v. Lack,5his complaint should be considered filed as of the date he placed it in the prison's mail system. The district court agreed with Cooper and returned the case to the original magistrate judge for further proceedings. The Ector County officials then moved to dismiss on the grounds that the complaint was time-barred. After both parties consented to have the magistrate judge order the entry of a final judgment pursuant to28 U.S.C. § 636(c) — and despite the prior opinion of the district judge to the contrary — the magistrate judge granted the Ector County officials' motion and dismissed the complaint as untimely.6Cooper appealed the magistrate judge's order directly to this court.7Page 379
II.
[5] ANALYSIS
[6] InHouston v. Lack, a state prisoner drafted a pro se notice of appeal from the dismissal of a habeas corpus petition. He deposited the notice into the prison mail system three days before the thirty-day filing deadline set by FED.R.APP. P. 4(a)(1); but the district court clerk did not receive the notice of appeal until one day after the expiration of the filing period.8The Supreme Court held that the notice of appeal had been filed as of the moment it was delivered to prison officials.9

[7] A bright-line "mailbox rule" for pro se prisoners was thereby established. The Supreme Court recognized that without a mailbox rule, prisoners acting pro se would be unduly prejudiced in their attempts to exercise their rights under the law:
Unskilled in law, unaided by counsel, and unable to leave the prison, [a prisoner's] control over the processing of his notice necessarily ceases as soon as he hands it over to the only public officials to whom he has access — the prison authorities — and the only information he will likely have is the date he delivered the notice to those prison authorities and the date ultimately stamped on his notice.10


[8] TheHouston Courtreasoned that the mailbox rule also pretermits time-consuming examinations of the circumstances behind any delay in the delivery of prisoners' documents to the court clerk.11The Court emphasized the inevitable complexity of such examinations, as "the pro se prisoner has no choice but to entrust the forwarding of his notice of appeal to prison authorities whom he cannot control . . . and who may have every reason to delay."12

[9] The concerns underlying theHoustondecision clearly apply to instant case. Prisoners filing pro se complaints face the same limitations as prisoners filing pro se notices of appeal: They cannot visit the courthouse to ensure that their pleadings are stamped "filed"; and they can neither place their complaints personally in the hands of United States postal workers nor phone the district court to ascertain whether the papers have been delivered.13Moreover, by definition they have no attorney to institute and monitor the process.

[10] Finally, any delay between the submission of a complaint to prison authorities and its arrival at the courthouse, like any delay in the arrival of a notice of appeal, raises difficult issues of possible neglect or even intentional interference. The temptation for willful obstruction recognized inHoustonas to notices of appeal is even more compelling in the case of complaints: When prisonersappeal, they have alreadylostthe first round. If prison authorities have an incentive to delay a filing under those circumstances,14then they have an even greater motivation to thwart the timely filing of new claims the merits of which have yet to be determined.15

[11] It is true that theHoustonholding was based on an interpretation of FED.R.APP. P. 4(a)(1) (Rule 4(a)(1)), whereas the instantPage 380case involves FED.R.CIV. P. 5(e) (Rule 5(e)). Regardless, the language of both rules is "so similar that an identical interpretation [is] warranted."16Both rules plainly require that litigation papers be filed with the court clerk,17yet the Supreme Court refused to read the black letter of Rule 4(a)(1) in a vacuum. Instead, the Court viewed the rule's language in the broader context of its dominant purpose and overall equity, and held that the filing requirement is met when a prisoner delivers a pro se notice of appeal to prison authorities.18Noting that theHoustonopinion nowhere indicates that it should be limited to habeas appeals,19we join all other circuit courts that have considered this issue and extend the Court's conclusion to the filing of a prisoner's pro se complaint under Rule 5(e).

[12] The Ector County officials argue that we should not extend theHoustonanalysis to the filing of complaints, as Rule 4(a)(1) allows only thirty days for the filing of a notice of appeal, compared to the two-year period available for the filing of a § 1983 complaint.20We decline to credit this argument for two reasons. First, the difference in filing periods fairly reflects the relative degrees of difficulty of the tasks involved. A notice of appeal need only list the name of the appellant, the order or judgment appealed from, and the name of the court to which the appeal is taken.21The notice typically consists of but one fairly formulaic, easily adaptable paragraph.

[13] A complaint, by contrast, must state the basis for the jurisdiction of the trial court, a description of a claim or claims upon which relief can be granted, and a demand for judgment for relief sought.22Frequently complaints contain multiple claims,23and relief "in the alternative or of several different types may be demanded."24Thus, even though technical forms of pleadings are no longer required,25and pleadings — particularly pro se pleadings — are generally construed liberally,26a complaint requires considerablyPage 381more background research and individual attention than does a notice of appeal.27Moreover, a great majority of prisoner pro se filings consist of § 1983 complaints, which in almost every instance must comply with the heightened pleading standard of specificity.28

[14] The Ector County officials' argument also fails because it is blind to the underlying policy of theHoustonopinion:
[Houston] simply provides that a statute of limitations has the same practical effect on every pro se prisoner litigant it governs. The length of the time restriction involved is irrelevant. Limitations periods themselves make no distinction between those who file early and those who file late. TheHoustonrule merely serves to create functionally equivalent time bars and provide equal access to the courts for pro se prisoner litigants.29


[15] We are satisfied that pro se prisoner litigants are at least as needful of a level playing field when filing complaints as are such litigants when filing notices of appeal. Accordingly, we reverse the magistrate judge's order dismissing Cooper's complaint as untimely, and remand for further proceedings.

[16] REVERSED AND REMANDED.
[17] JERRY E. SMITH, Circuit Judge, dissenting:
[18] I respectfully dissent from the conscientious view of the panel majority. Unless and until we are told by a new appellate rule or by the Supreme Court that we should extend the rule ofHouston v. Lack,487 U.S. 266,108 S.Ct. 2379,101 L.Ed.2d 245(1988), to all filings by prisoners, we should enunciate boundaries to the rule's application. The majority, however, announces no such limitations.

[19] InHouston, the prisoner had only thirty days to file a notice of appeal. Here, Cooper had two years to file his civil complaint. There is absolutely no showing that he needed to wait until the eleventh hour to file. Certainly, there is no intimation that the federal prison authorities hampered him in any way from preparing and filing his complaint. Hence, there is no unfairness in requiring Cooper to adhere to the same two-year limitations period required of all litigants in Texas.

[20] One workable distinction between the instant case and one likeHoustonis that theHoustonrule should apply only to relative short filing periods, not to extended periods that are usually applicable where statutes of limitations are involved. Using this rationale would also allow us to distinguishThompson v. Rasberry,993 F.2d 513,515(5th Cir. 1993), in which we appliedHoustonto a ten-day filing period.

[21] Moreover, as the majority notes, the appellate rule at issue inHoustonhas since been amended to conform toHouston. If there were a perceived problem in regard to limitations periods, presumably the policymakers would have amended the rule to cure that perceived inequity, as well. They did not, and we should take a clue from that inaction.

[22] The majority does not mention that this circuit has already declined to extend theHoustonrule to just any civil filing. InGuirguis v.Immigration Naturalization Serv.,993 F.2d 508,509-10(5th Cir. 1993), we refused to give the benefit ofHoustonto an alien, confined in a federal detention facility, who tardily filed a petition for review from an order of deportation, despite the fact that his confinement may have been similar to that of a prisoner in terms of the inability to control one's own outgoing mail. We held that "thenarrow exceptioncarved out forpro seprisoners, based substantially upon the language of [FED.R.APP. P.] 3(a) and 4(a), is unavailable to petitioners aggrieved by orders of the [Board of Immigration Appeals] who wish to petition for review. . . ." Id. at 510 (emphasis added).Page 382

[23] The majority also rejects, as a distinction, that Cooper was confined in afederalprison, while the suit he was attempting to file was againstcountyofficials. InHouston, the petitioner was attempting to appeal a judgment in favor of the state, which at the time was confining him in prison. Here, an entirely different sovereign — a party with no interest in the lawsuit — is involved. This is another distinction significant enough to take this case out of the "narrow exception" created inHouston.

[24] Again, the main question left unanswered by the panel majority's diligent effort to reconcile our precedent is this: What are the neutral principles that tell us the limits to theHoustonrule? In the absence of a rule that says so, shouldHoustonbe extended to discovery filings, pretrial orders, petitions for rehearing, motions for new trial, jury demands, or any combination of such matters? I would leave it to the drafters of the rules, cognizant of the policy concerns expressed inHouston, to tell us how far that principle should be extended.

[25] I appreciate the difficulty the majority faces, confronted with some caselaw that extendsHoustonand other authority that does not. Here, there being no inequity, I would not stretch the rule to reach a prisoner who waited until the very end of a two-year period before taking advantage of his right to institute civil litigation.

[26] "It is hard to understand why the Court felt the need to short-circuit the orderly process of rule amendment in order to provide immediate relief in the present case."Houston,487 U.S. at 284,108 S.Ct. at 2389(Scalia, J., dissenting). Accordingly, I respectfully dissent.
  1. We do not here address situations in which a prison maintains facilities for inmates to deposit legal mail directly into a mailbox of the U.S. Postal Service, and therefore the pro se prisoner plaintiff in fact sends legal filings via the U.S. Postal Service. ↩
  2. See Dory v. Ryan,999 F.2d 679(2d Cir. 1993)modified on reh'g onother grounds,25 F.3d 81(2d Cir. 1994);Garvey v. Vaughn,993 F.2d 776(11th Cir. 1993);Lewis v. Richmond City Police Department,947 F.2d 733(4th Cir. 1991);see also Faile v. Upjohn,988 F.2d 985,988(9th Cir. 1993) ("[W]e see no reason to treat other civil `filing' deadlines differently than the filing for a civil appeal."). ↩
  3. The Ector County officials contended at oral argument that Cooper used the U.S. Postal Service to mail the complaint; however, the record clearly establishes that Cooper in fact used the prison's mailing system. ↩
  4. Cooper's complaint asserted that the Ector County officials violated his constitutional rights by placing him in solitary confinement without notice or hearing and in a manner that amounted to cruel and unusual punishment. The relevant period of solitary confinement ended on July 14, 1992.

    The complaint also asserted constitutional violations arising from earlier periods of incarceration in the Ector County jail. The magistrate judge dismissed those claims as clearly time-barred, and Cooper does not appeal their dismissal. ↩
  5. 487 U.S. 266,108 S.Ct. 2379,101 L.Ed.2d 245(1988). ↩
  6. For a magistrate judge to decline to follow a district judge's opinion may be unusual, but when (1) both parties consent to the jurisdiction of the magistrate judge and (2) the district judge specifically designates the magistrate judge to conduct civil proceedings, the magistrate judge "may act in the capacity of a district court judge" and is not bound by prior opinions expressed by the district judge.See McGinnis v. Shalala,2 F.3d 548,551(5th Cir. 1993),cert.denied, ___ U.S. ___,114 S.Ct. 1293,127 L.Ed.2d 647(1994);see also28 U.S.C. § 636(c) (1988 Supp. V 1993);Neals v. Norwood,59 F.3d 530,532(5th Cir. 1995). ↩
  7. See28 U.S.C. § 636(c). ↩
  8. Houston v. Lack,487 U.S. at 268-69,108 S.Ct. at 2381-82. ↩
  9. Id.at 270,108 S.Ct. at 2382. ↩
  10. Houston,487 U.S. at 271-72,108 S.Ct. at 2382-83;see alsoThompson v. Rasberry,993 F.2d 513,515(5th Cir. 1993) (extendingHouston'smailbox rule to pro se prisoners' written objections to a magistrate's proposed findings and recommendations). ↩
  11. See Houston,487 U.S. at 275-76,108 S.Ct. at 2384-85. ↩
  12. Houston,487 U.S. at 271,108 S.Ct. at 2382-83;see also id.at 276,108 S.Ct. at 2385. ↩
  13. See Houston,487 U.S. at 270-71,108 S.Ct. at 2382-83;Dory,999 F.2d at 682. ↩
  14. See Houston,487 U.S. at 271,108 S.Ct. at 2382-83. ↩
  15. It should be noted that Cooper filed his § 1983 complaint against the Ector County officials while he was incarcerated in an independent, federal prison system. The authorities who received his complaint therefore had less reason to delay than if they themselves had been named defendants. Nonetheless, this distinction is insufficient to merit the conclusion that theHoustonrule should not apply to Cooper's case, as it can be assumed that prison officials generally are less than enthusiastic about facilitating the lawsuits of prisoners. ↩
  16. Garvey,993 F.2d at 782(citingLewis,947 F.2d at 736). ↩
  17. CompareFED.R.APP.P. 4(a)(1) ("[T]he notice of appeal required by Rule 3 must filed with the clerk of the district court within 30 days of the date of entry of the judgment. . . .")withFED. R.CIV. P. 5(e) ("The filing of the papers with the court as required by these rules shall be made by filing them with the clerk of the court. . . ."). ↩
  18. See Houston,487 U.S. at 270,108 S.Ct. at 2382. In 1993, after theHoustonopinion was handed down, FED.R.APP. P. 4 was amended to adopt the mailbox rule for all prisoner notices of appeal. Rule 4(c) now reads, "If an inmate confined in an institution files a notice of appeal in either a civil case or a criminal case, the notice of appeal is timely filed if it is deposited in the institution's internal mail system on or before the last day for filing."SeeFED.R.APP. P. 4(c).

    The fact that similar changes have not been made to FED.R.CIV.P. 5(e) is of no moment: Different committees draft changes to the Federal Rules of Civil Procedure and the Federal Rules of Appellate Procedure; and neither the committees nor Congress is under an obligation to consider and incorporate every possible implication of Supreme Court rulings. ↩
  19. See Hamm v. Moore,984 F.2d 890,892(8th Cir. 1992) (citingHostler v. Groves,912 F.2d 1158,1161(9th Cir. 1990),cert. denied, 498 U.S. 1120,111 S.Ct. 1074,112 L.Ed.2d 1180(1991)). ↩
  20. As there is no federal statute of limitations for § 1983 actions, the federal courts borrow the forum state's general personal injury limitations period.See Jackson v. Johnson,950 F.2d 263,265(5th Cir. 1992);Ali v. Higgs,892 F.2d 438,439(5th Cir. 1990). The applicable statute of limitations in Texas is two years.SeeTEX.CIV. PRAC. REM. CODE ANN. §16.003(a) (Vernon s 1986).

    The Ector County officials also attempt to distinguish this case fromHoustonon the grounds that the failure to file a notice of appeal in a timely manner raises ajurisdictionalbarrier to review, whereas the filing of a complaint beyond the limitations period raises aproceduralroadblock. This court has already extendedHouston'smailbox rule to a purely procedural issue — the filing of written objections to a magistrate's proposed findings and recommendations.See Thompson,993 F.2d at 515. Thus, in the instant case, any dissimilarity between jurisdictional and procedural issues amounts to a "distinction without a difference." ↩
  21. FED.R.APP. P. 3(c). ↩
  22. FED.R.CIV.P. 8(a). ↩
  23. FED.R.CIV.P. 8(e)(2). ↩
  24. FED.R.CIV.P. 8(a)(3). ↩
  25. FED.R.CIV.P. 8(e)(1). ↩
  26. See, e.g., Baton Rouge Bldg. Const. v. Jacobs Constructors,804 F.2d 879,881(5th Cir. 1986). ↩
  27. Cooper's complaint, for example, comprises more than eighteen handwritten pages. ↩
  28. See, e.g., Schultea v. Wood,47 F.3d 1427(5th Cir. 1995) (en banc) (interpretingElliott v. Perez,751 F.2d 1472(5th Cir. 1985)). ↩
  29. Lewis,947 F.2d at 735. ↩