Opinion · Court of Appeals for the First Circuit
Wilfredo Martinez, A/K/A Wilfredo Martinez Rodriguez v. Rafael Colon, A/K/A Rafael Colon Pizarro
Wilfredo Martinez, A/K/A Wilfredo Martinez Rodriguez v. Rafael Colon, A/K/A Rafael Colon Pizarro, 54 F.3d 980 (1st Cir. 1995)
- Type
- Opinion
- Court
- Court of Appeals for the First Circuit
- Jurisdiction
- Federal
- Date
- 1995-06-20
- Topic
- general
holding that there is no substantive due process right under the Fourteenth Amendment to be free from malicious prosecution | explaining that Gaudreault “contemplates that the underlying tortious conduct take place within the context of an arrest, interrogation, or similar maneuver” (emphasis added) | explaining that “whether an officer was on or off duty when the challenged incident occurred” is not dispositive | holding a police officer did not act under color of law even when he assaulted another officer at the precinct station | explaining that a right is "clearly established" when a "reasonably prudent state actor would have realized not merely that his conduct might be wrong, but that it violated a particular constitutional right.” | noting that “material” facts are those with potential to change a case’s outcome | guoting Gaudreault v. Municipality of Salem, 923 F.2d 203, 207 n.3 (1st C i r . 19 90) | describing “material” disputed facts as those with “potential to change the outcome of the suit under the governing law” | affirming dismissal without prejudice of pendent claims when the district court determined “far in advance of trial that no legitimate federal question existed” | reaffirming principle that the district court, in its discretion, may dismiss pendent claims contemporaneous with a determination, in advance of trial, that "no legitimate federal question exist[s]" | describing the “key determinant” of an under color of law inquiry as “whether the actor, at the time in question, purposes to act in an official capacity” | using the term “functional custody” to characterize situations analogous to incarceration or institutionalization | affirming summary judgment for defendant, on a supervisory liability claim, because police officer who shot fellow officer during episode of horseplay did not violate constitutional rights 25 of the officer he shot | stating that the actor’s conduct will be attributed to the state when it “occurs in the course of performing an actual or apparent duty of his office, or . . . is such that the actor could not have behaved in that way but for the authority of his office.” | finding no state action where an on-duty police officer shot his coworker with a police revolver at the stationhouse because the shooting arose form a personal wish to torment an acquaintance where the defendant’s status as a police officer was irrelevant to the torment | policeman who, during private harassment, unintentionally fired service revolver thereby maiming fellow officer was not acting under color of state law | policeman who, during private harassment, unintentionally fired service revolver thereby maiming fellow officer was not acting under color of state law | "[S]ection 1983 is ... implicated ... [when] the conduct is such that the actor could not have behaved in that way but for the authority of his office." | No supervisory liability claim where the individual officers had no constitutional obligation to prevent private violence under the substantive due process clause | Where “no underlying constitutional violation . . . occurred . . . no supervisory liability can be attributed to [supervisor] under [§] 1983” | [W]e must assess the nature of his conduct in ___ light of the totality of surrounding circumstances . . . . | "not every action undertaken by a person who happens to be a [state actor] is attributable to the state." | for purposes of section 1983, “a person [still] acts under color of state law when he abuses the position given to him by the State” | "the construct -- 'acting under color of state law' -- rarely depends on any single, easily determinable fact, such as a policeman's garb, duty status, or whereabouts." | "It is settled in this circuit that issues adverted to on appeal in a perfunctory manner, unaccompanied by some developed argumentation, are deemed to have been abandoned." | "It is settled in this circuit that issues adverted to on appeal in a perfunctory manner, unacco
Citator
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- Cited by
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Edgardo Rodriguez-Quilichini, Asst. Sol. Gen., with whom Pedro Delgado Hernandez, Sol. Gen., and Carlos Lugo Fiol, Deputy Sol. Gen., Hato Rey, PR, were on brief, for appellees.
[2]I. BACKGROUND
[3] Consistent with the method of Fed.R.Civ.P.56, we canvass the material facts in a light that flatters, but does not impermissibly distort, the plaintiff's claims. We then recount the travel of the case.[6] In the early morning hours of May 26, 1988, plaintiff-appellant Wilfredo Martinez Rodriguez (Martinez), a youthful member of Puerto Rico's police force, drove to the Loiza Street Precinct, located in the San Juan metropolitan area. Though Martinez was not scheduled to begin his shift until 4:00 a.m., he arrived early, pursuant to local custom, in order to procure his post assignment. Martinez alleges that he was on duty from the moment he arrived — even before his shift began — because from that point forward he was subject to the shift commander's orders.
[7] Upon Martinez' arrival, a fellow officer who was on duty at the time, Angel Valentin Corali (Valentin), approached Martinez' car and called him "pretty boy" ("papito lindo"). When Martinez alighted, Valentin drew his service revolver, pointed it at Martinez' stomach, cocked the hammer, placed his finger on the trigger, and inquired if Martinez was afraid. Valentin then disarmed the weapon, and Martinez hurried inside the station, first telling Valentin: "Don't horse around with that because you will kill me."
[8] Shortly after this fracas had occurred, Valentin accosted Martinez in the radio room, inserted his finger into a small hole in Martinez' undershirt, and ripped it. Once again, Martinez walked away from Valentin. He then changed into his uniform, entered the waiting room, and reported to his shift supervisor, defendant-appellee Juan Trinidad Marrero (Trinidad).
[9] Soon thereafter, Valentin reappeared, pointed his revolver at Martinez' genitals, cocked the hammer, and, with his finger on the trigger, threatened to "blow away" Martinez' penis (asking him, somewhat rhetorically, if he was scared). When Valentin lowered the weapon, Martinez immediately moved away from him. Within minutes Valentin again approached Martinez, cocked the revolver, aimed it at Martinez' groin, and resumed his taunting. The revolver accidentally discharged, maiming Martinez.
[10] The first encounter took place in the precinct's parking lot and the rest transpiredPage 983inside the police station. According to Martinez, roughly twenty minutes elapsed from start to finish. All parties agree that the shooting, which occurred before the 4:00 a.m. shift change, was unintentional.1
[13] After a flurry of pretrial discovery, the officers moved for summary judgment. They argued,inter alia,that Valentin was not acting under color of state law when the mishap occurred; and that, therefore, onlooker officers did not have a constitutional duty to intervene on Martinez' behalf. The district court referred the motions and Martinez' timely opposition to a magistrate judge. The magistrate concluded that, underDeShaney,the officers had no constitutional obligation to protect Martinez from Valentin's actions, and urged the district court to grant summary judgment. The plaintiff objected to the magistrate's report and recommendation, but the district court, affordingde novoreview,seeFed.R.Civ.P.72(b), adopted the report, accepted the recommendation, and entered judgment accordingly. This appeal followed.
[14]II. THE SUMMARY JUDGMENT STANDARD
[15] A district court may grant summary judgment only "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Fed.R.Civ.P.56(c). We have charted the boundaries of this rule in case after case,see, e.g., Coyne v. Taber Partners I,53 F.3d 454,457(1st Cir. 1995);National Amusements, Inc. v. Townof Dedham,43 F.3d 731,735(1st Cir. 1995),cert. denied,___ U.S. ___,115 S.Ct. 2247, ___ L.Ed.2d ___ (1995);Vasapolli v.Rostoff,39 F.3d 27,32(1st Cir. 1994);Dow v. United Bhd. ofCarpenters,1 F.3d 56,58(1st Cir. 1993);Pagano v. Frank,983 F.2d 343,347(1st Cir. 1993);Wynne v. Tufts Univ. Sch. ofMed.,976 F.2d 791,793-94(1st Cir. 1992),cert. denied,___ U.S. ___,113 S.Ct. 1845,123 L.Ed.2d 470(1993);United Statesv. One Parcel of Real Property(Great Harbor Neck, NewShoreham, R.I.),960 F.2d 200,204(1st Cir. 1992);Rivera-Muriente v. Agosto-Alicea,959 F.2d 349,351-52(1st Cir. 1992);Medina-Munoz v. R.J. Reynolds Tobacco Co.,896 F.2d 5,7-8(1st Cir. 1990);Garside v. Osco Drug, Inc.,895 F.2d 46,48-49(1st Cir. 1990);Brennan v. Hendrigan,888 F.2d 189,191-92(1st Cir. 1989), and it would serve no useful purpose to draw that map anew.[16] For present purposes, we need say no more than that summary judgment will lie if the record, even when taken in the aspect most favorable to the nonmovant,see Rivera-Muriente,959 F.2d at 352, fails to yieldPage 984a trialworthy issue as to some material fact. In applying this principle, it is important to bear in mind that not every genuine factual conflict necessitates a trial. It is only when a disputed fact has the potential to change the outcome of the suit under the governing law if found favorably to the nonmovant that the materiality hurdle is cleared.See One Parcel,960 F.2d at 204. Here, the record reflects a veritable salmagundi of bitterly disputed facts — but none that is material.
[17] To that extent, then, our task is simplified. Exercisingdenovoreview,see Pagano,983 F.2d at 347, and adopting the plaintiff's version of all controverted facts (but not, however, giving credence to "conclusory allegations, improbable inferences, [or] unsupported speculation,"Medina-Munoz,896 F.2d at 8), we conclude that the court below did not err in jettisoning the section 1983 claims.
[18]III. ANALYSIS
[19] There are two essential elements of an action under section 1983: "(i) that the conduct complained of has been committed under color of state law, and (ii) that this conduct worked a denial of rights secured by the Constitution or laws of the United States."Chongris v. Board of Appeals,811 F.2d 36,40(1st Cir.),cert. denied,483 U.S. 1021,107 S.Ct. 3266,97 L.Ed.2d 765(1987);accord West v. Atkins,487 U.S. 42,48,108 S.Ct. 2250,2254,101 L.Ed.2d 40(1988);Daniels v. Williams,474 U.S. 327,330-31,106 S.Ct. 662,664-65,88 L.Ed.2d 662(1986). Of course, the reference to "state law" cannot be taken literally, for Puerto Rico enjoys the functional equivalent of statehood in regard to section 1983 and, thus, state law includes Puerto Rico law.See Playboy Enters., Inc. v. Public Serv.Comm'n of P.R.,906 F.2d 25,31n. 8 (1st Cir.),cert. denied,498 U.S. 959,111 S.Ct. 388,112 L.Ed.2d 399(1990);Berrios v.Inter Am. Univ.,535 F.2d 1330,1331n. 3 (1st Cir.),appealdismissed,426 U.S. 942,96 S.Ct. 2665,49 L.Ed.2d 1180(1976).[20] For purposes of this appeal, the defendants do not contest the plaintiff's allegation that, at all relevant times, the defendants were on duty and acting under color of state law. This concession reduces our inquiry to whether the facts, taken most congenially to the plaintiff, can support a finding that the defendants violated a right secured to the plaintiff either by the Constitution or by federal law. Since the plaintiff has not alleged the transgression of any right secured to him under a federal statute, we may narrow the inquiry still further, limiting it to whether the facts show a violation of a constitutional right. It is to this elusive question that we next proceed.
[23] Although theDeShaneyCourt left open the possibility of certain circumscribed exceptions to the general rule of nonliability, Martinez makes no effort to slide within them. He does not argue that he was in the custody of the state,see id.at 198-200,109 S.Ct. at 1004-06(discussing right to protection arising in favor of incarcerated prisoners and involuntarily committed mental patients), or that he was in its "functional custody,"see id.at 201 n. 9,109 S.Ct. at 1006n. 9 (discussing possible existence of situations analogous to incarceration or institutionalization), or that the state made him more vulnerable toPage 985Valentin's actions,see id.at 201,109 S.Ct. at 1006. Rather, Martinez contends thatDeShaneyis altogether inapposite.
[24] To the extent that this contention is based simply and solely on the fact that, unlike inDeShaney,the defendants here are police officers, not social workers, we reject it. Of course, police officerssometimeshave an affirmative duty to intervene that is enforceable under the Due Process Clause. For example, "[a]n officer who is present at the scene [of an arrest] and who fails to take reasonable steps to protect the victim of another officer's use of excessive force can be held liable under section 1983 for his nonfeasance," provided that he had a "realistic opportunity" to prevent the other officer's actions.Gaudreaultv. Municipality of Salem,923 F.2d 203,207n. 3 (1st Cir. 1990),cert. denied,500 U.S. 956,111 S.Ct. 2266,114 L.Ed.2d 718(1991);accord O'Neill v. Krzeminski,839 F.2d 9,11-12(2d Cir. 1988). But this line of cases does not, as plaintiff importunes, carve out an exception to theDeShaneyrule. Instead, such cases escape the rule because the aggressor is acting under color of his public office.
[25]Gaudreaultillustrates the point. The quoted statement specifically contemplates that the underlying tortious conduct take place within the context of an arrest, interrogation, or similar maneuver,see Gaudreault,923 F.2d at 206-07n. 3, in which a differential exists between the victim and the officer precisely because of the latter's status as one empowered to enforce the law, coercively if necessary, against the former. Similarly,O'Neillinvolved the beating of a handcuffed man by law enforcement officers during an interrogation in the detention area of a police station.See O'Neill,839 F.2d at 10. We cannot imagine a more paradigmatic exercise of state authority than the processes of handcuffing, detaining, and interrogating a citizen.GaudreaultandO'Neill,then, are cases in which the aggressor is acting under color of state law. TheDeShaneyrule — which addresses the "State's failure to protect an individual againstprivateviolence,"DeShaney,489 U.S. at 197,109 S.Ct. at 1004(emphasis supplied) — is not implicated in such cases because the violence in question is not private but "public,"i.e.,attributable to state action.4
[26] Private violence — even private violence engaged in by one who happens to work for the state — has different legal ramifications than violence attributable to state action.See, e.g., Hughes v.Halifax County Sch. Bd.,855 F.2d 183,186-87(4th Cir. 1988) (distinguishing private actions of county maintenance workers from cases in which "the actions complained of were committed while the defendants were purporting to act under the authority vested in them by the state, or were otherwise made possible because of the privileges of their employment"),cert. denied,488 U.S. 1042,109 S.Ct. 867,102 L.Ed.2d 991(1989).
[27] Thus we recently held, in light ofDeShaney,that a district attorney's office had no constitutional obligation to protect a citizen against self-inflicted private violence (there, noncustodial suicide) alleged to have been caused by the state's implication of him in a multiple murder case.See Souza v.Pina,53 F.3d 423,426-27(1st Cir. 1995). InterpretingDeShaneyto say that the state has no generalized duty to protect its citizens from violence except when it sets the stage by acting affirmatively (as in a custodial setting),see id.at 426, we concluded that, although the state's acts may have "rendered [the decedent] more vulnerable to danger in the sense that those acts may have exacerbated — or even brought about — [the decedent's] suicidal tendencies . . . these are not the kind ofPage 986`affirmative acts' by the state that would give rise to a constitutional duty to protect."Id.at 426 (citingMonahan v.Dorchester Counseling Ctr., Inc.,961 F.2d 987,992-93(1st Cir. 1992)).
[28] Translated to the police milieu, these cases mean that when an on-duty police officer witnesses violence, the existencevelnonof a constitutional duty to intervene will most often hinge on whether he is witnessing private violence or violence attributable to state action. It remains to be seen how and where the line that separates one from the other should be drawn.
[31] The point is that segregating private action from state action calls for a more sophisticated analysis. In general, section 1983 is not implicated unless a state actor's conduct occurs in the course of performing an actual or apparent duty of his office, or unless the conduct is such that the actor could not have behaved in that way but for the authority of his office. Thus, whether a police officer is acting under color of state law turns on the nature and circumstances of the officer's conduct and the relationship of that conduct to the performance of his official duties.See Pickrel v. City of Springfield,45 F.3d 1115,1118(7th Cir. 1995);Anthony v. County of Sacramento,845 F. Supp. 1396,1400(E.D.Cal. 1994).
[32] We think this focus follows inexorably fromWest,where the Court wrote that "[t]he traditional definition of acting under color of state law requires that the defendant . . . have exercised power `possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.'"West,487 U.S. at 49,108 S.Ct. at 2255(quotingUnited States v. Classic,313 U.S. 299,326,61 S.Ct. 1031,1043,85 L.Ed. 1368(1941)). Hence, a person acts under color of state law "when he abuses the position given to him by the State."Id.at 50,108 S.Ct. at 2255. The key determinant is whether the actor, at the time in question, purposes to act in an official capacity or to exercise official responsibilities pursuant to state law.See id.
[33] Logically, then, not every action undertaken by a person who happens to be a police officer is attributable to the state. Though "under `color' of law means under `pretense' of law," even so, the acts of state officials "in the ambit of their personal pursuits" are not state action.Screws,325 U.S. at 111,65 S.Ct. at 1040;see also Gibson,910 F.2d at 1518. Accordingly, a policeman's private conduct, outside the line of duty andPage 987unaided by any indicia of actual or ostensible state authority, is not conduct occurring under color of state law.See Barna v.City of Perth Amboy,42 F.3d 809,816(3d Cir. 1994);United States v. Tarpley,945 F.2d 806,809(5th Cir. 1991),cert. denied,504 U.S. 917,112 S.Ct. 1960,118 L.Ed.2d 562(1992);Dang Vang v. Vang Xiong X. Toyed,944 F.2d 476,479(9th Cir. 1991);Murphy v. Chicago TransitAuth.,638 F. Supp. 464,467(N.D.Ill. 1986);Johnson v.Hackett,284 F. Supp. 933,937(E.D.Pa. 1968). Even though "acting under color of law" includes "acting under pretense of law" for purposes of a state action analysis, there can be no pretense if the challenged conduct is not related in some meaningful way either to the officer's governmental status or to the performance of his duties.
[36] Here, the record is transpicuously clear that throughout the course of Martinez' ordeal Valentin did not exercise, or purport to exercise, any power (real or pretended) possessed by virtue of state law. To the contrary, Valentin was bent on a singularly personal frolic: tormenting an acquaintance.5Though on duty and in uniform, Valentin's status as a police officer simply did not enter into his benighted harassment of his fellow officer. Hazing of this sort, though reprehensible, is not action under color or pretense of law.
[37] Nor can it be said that Valentin's actions were in any meaningful way related either to his official status or to the performance of his police duties. In this regard, the case bears a resemblance toDelcambre.There, the Fifth Circuit ruled that the plaintiff, who had been assaulted on the premises of the municipal police station by her brother-in-law, the police chief, had no cognizable claim under42 U.S.C. § 1983.See Delcambre,635 F.2d at 408. The assault arose out of a family squabble, and the court found that the police chief, though on duty, "was not acting under color of law as required for liability under [section 1983]."Id.
[38] To be sure, Valentin shot Martinez with his service revolver, and in that sense it might be argued that the shooting was made possible by Valentin's status as a police officer.See Cassadyv. Tackett,938 F.2d 693,695(6th Cir. 1991) (concluding that, in "allegedly flourishing and threatening to use his gun" against a coworker, the defendant acted under color of state law because he "had authority or power to carry the gun in the jail only because he was [the county's] elected jailer"). This argument succumbs for a very basic reason: plaintiff did not proffer it either in the district court or in his appellate brief. The argument is, therefore, not properly before us.SeeUnited States v. Slade,980 F.2d 27,30n. 3 (1st Cir. 1992) (stating that theories not briefed on appeal are waived);Teamsters,Chauffeurs, Warehousemen Helpers Union v. Superline Transp.Co.,953 F.2d 17,21(1st Cir. 1992) ("If any principle is settled in this circuit, it is that, absent the most extraordinary circumstances, legal theories not raised squarely in the lower court cannot be broached for the first time on appeal.").
[39] Even if the argument were properly before us, we would not embrace it. We do not think it is reasonable to hold thateveryuse of a policeman's gun, even in the course of purely personal pursuits, creates a cause of action under section 1983. Instead, we are of the view that the context in which a servicePage 988revolver is used, not just the mere fact of its use, must be consulted to determine the constitutional relevance of the officer's conduct.See Payne v. Government of D.C.,559 F.2d 809,825n. 9 (D.C. Cir. 1977). Consequently, "[w]hile a police officer's use of a state-issue weapon in the pursuit of private activities will have `furthered' the § 1983 violation in a literal sense," a court needs "additional indicia of state authority to conclude that the officer acted under color of state law."Barna,42 F.3d at 817-18(holding that "unauthorized use of a police-issue nightstick is simply not enough to color [a] clearly personal family dispute with the imprimatur of state authority").
[40] Here, plaintiff has not produced any evidence tending to show that his tormentor, when brandishing the firearm, was exercising or purporting to exercise police power.6In the absence of any additional indicia of state action, we believe that the unauthorized use of a government-issue weapon is too attenuated a link to hold together a section 1983 claim.See Barna,42 F.3d at 818-19;Payne,559 F.2d at 825n. 9;see also Bonsignore v.City of N.Y.,683 F.2d 635,638-39(2d Cir. 1982) (holding that a police officer who wounded his wife and killed himself using a gun which he was authorized to carry because of his status as an officer "was not acting under color of state law since his actions were not `committed in the performance of any actual or pretended duty,' but were performed `in the ambit of [his] personal pursuits'") (quotingScrews,325 U.S. at 111,65 S.Ct. at 1040;Johnson,284 F. Supp. at 937).
[41] We add an eschatocol of sorts. Even if a constitutional duty to intervene conceivably could be dragooned from these facts, then in that event the location of this case in the penumbra ofDeShaneydictates that the defendants nonetheless would enjoy qualified immunity and, since appellant's suit only seeks money damages, the defendants would be entitled to an affirmance on this alternative ground.See, e.g., Garside,895 F.2d at 48-49(explaining that a grant of summary judgment can be affirmed on any independently sufficient ground made manifest in the record). We elaborate below.
[42] "In analyzing a claim of qualified immunity, . . . we are concerned withclearly establishedconstitutional or statutory rights of which a reasonable officer would have known at the time he took action."Crooker v. Metallo,5 F.3d 583. 584 (1st Cir. 1993) (emphasis supplied). When used in this context, the phrase "clearly established" has a well defined meaning. It denotes that at the time the challenged conduct occurred the contours of the right were sufficiently plain that a reasonably prudent state actor would have realized not merely that his conduct might be wrong, but that it violated a particular constitutional right.See Anderson v. Creighton,483 U.S. 635,640,107 S.Ct. 3034,3039,97 L.Ed.2d 523(1987);Buenrostro v.Collazo,973 F.2d 39,42(1st Cir. 1992). The inquiry into the nature of a constitutional right for the purpose of ascertaining clear establishment seeks to discover whether the right was reasonably well settled at the time of the challenged conduct and whether the manner in which the right related to the conduct was apparent.See Wiley v. Doory,14 F.3d 993,995(4th Cir. 1994) (Powell, J., sitting by designation). In mounting this inquiry, courts may neither require that state actors faultlessly anticipate the future trajectoryPage 989of the law,see Crooker,5 F.3d at 585(noting that a state actor is not "expected to carry a crystal ball"), nor permit claims of qualified immunity to turn on the eventual outcome of a hitherto problematic constitutional analysis,see, e.g., Collinsv. Marina-Martinez,894 F.2d 474,478(1st Cir. 1990) (recognizing that "a plaintiff who is entitled to prevail on the merits is not necessarily entitled to prevail on the issue of qualified immunity");accord Amsden v. Moran,904 F.2d 748,751-52(1st Cir. 1990) (citing other cases),cert. denied,498 U.S. 1041,111 S.Ct. 713,112 L.Ed.2d 702(1991).
[43] Here, there can be no doubt that, at the moment the maiming of Martinez materialized, legitimate questions abounded as to whether the conduct at issue violated Martinez' constitutional rights. After all,DeShaneyhad not yet been decided; thus, the whole question of a constitutional duty to intervene was cloaked in uncertainty. Even now, with the guidance furnished by theDeShaneyCourt, the precise contours of the rule as it applies to onlooker officers are murky. Consequently, even if Martinez had some basis for a claim that the defendants owed him a duty grounded in the Constitution, the dimensions of the right were dimly perceived (if perceived at all). It follows inexorably that the defendants would be entitled to qualified immunity and, hence, entitled tobrevisdisposition.
[46]1.Violation of Local Law.Martinez urges that the defendants' breach of a provision of Puerto Rico's Civil Code, P.R. Laws Ann. tit. 25, § 1003 (1980),7furnishes a basis for liability under42 U.S.C. § 1983. He is wrong.
[47] It is established beyond peradventure that a state actor's failure to observe a duty imposed by state law, standing alone, is not a sufficient foundation on which to erect a section 1983 claim.See, e.g., Amsden,904 F.2d at 757;Chongris,811 F.2d at 42-43. Although it is true that constitutional significance may attach to certain interests created by state law,see, e.g.,Chongris,811 F.2d at 43(recognizing that "property rights, while protected by the federal Constitution, are creatures of state law"), not every transgression of state law does double duty as a constitutional violation. The Constitution is a charter of carefully enumerated rights and responsibilities, defining the relationship between the people and a government of limited powers. Its scope and application are necessarily determined by its own terms. Though grand in its design and eloquent in its phrasing, the Constitution is not an empty ledger awaiting the entry of an aggrieved litigant's recitation of alleged state law violations — no matter how egregious those violations may appear within the local legal framework.8
[48] Moreover, while the plaintiff states that section 1003 creates a constitutionally protected "entitlement" underBoard ofRegents v. Roth,408 U.S. 564,576-77,92 S.Ct. 2701,2708-09,33 L.Ed.2d 548(1972), he does not develop the thesis — and we do not see howRothapplies. NeitherRoth'sfocus nor its procedural design bears any similarity to the case at hand. For one thing, theRothCourt's conception of a cognizable constitutional entitlement was limited to property interests.See id.(citingGoldberg v. Kelly,397 U.S. 254,90 S.Ct. 1011,25 L.Ed.2d 287(1970)). We fail to intuit howRothsupports the plaintiff's claim that he had an entitlement, pursuant to section 1003, to be protected in his physical person. For another thing,Page 990the remedial framework contemplated byRoth— procedural due process, principally in the form of notice and a hearing,seeid.at 577,92 S.Ct. at 2709— has no applicability at all to Martinez' remonstrance. Whatever other uncertainties may plague this case, it is clear that Martinez is claiming asubstantivedue process violation, not aproceduraldue process violation.See, e.g., Amsden,904 F.2d at 753-54(delineating differences).
[49] In sum,Rothis a round hole, and Martinez' square peg of a case does not fit within it.
[50]2.Equal Protection.The plaintiff makes the bold assertion that he was denied rights secured to him under the Equal Protection Clause because, were he a private citizen, the defendants would almost certainly have come to his rescue. He does not embellish thisipse dixitin any way.9Consequently, it does not assist his cause. "It is settled in this circuit that issues adverted to on appeal in a perfunctory manner, unaccompanied by some developed argumentation, are deemed to have been abandoned."Ryan v. Royal Ins. Co. of Am.,916 F.2d 731,734(1st Cir. 1990);accord United States v. Zannino,895 F.2d 1,17(1st Cir.),cert. denied,494 U.S. 1082,110 S.Ct. 1814,108 L.Ed.2d 944(1990);Collins v. Marina-Martinez,894 F.2d 474,481n. 9 (1st Cir. 1990). So it is here: the plaintiff's fleeting reference to equal protection does not succeed in preserving the issue for review.10
[51]3.Supervisory Liability.Finally, the plaintiff maintains that Trinidad, if not liable under section 1983 as an onlooker officer, may be held liablequashift supervisor for Valentin's acts. "Supervisory liability attaches only if a plaintiff can demonstrate by material of evidentiary quality an affirmative link between the supervisor's conduct and the underlying section 1983 violation."Maldonado-Denis v. Castillo-Rodriguez,23 F.3d 576,583(1st Cir. 1994);see also Febus-Rodriguez v.Betancourt-Lebron,14 F.3d 87,92(1st Cir. 1994);Gutierrez-Rodriguez v. Cartagena,882 F.2d 553,562(1st Cir. 1989). Because no underlying constitutional violation in fact occurred,see supraPart III(C), no supervisory liability can be attributed to Trinidad under section 1983.11
[52]IV. CONCLUSION
[53] We need go no further. Because the defendant's failure to intervene and protect the plaintiff against Valentin's private actions, though regrettable, cannot be said to have violated rights secured to the plaintiff by the United States Constitution,see DeShaney,489 U.S. at 196-97,109 S.Ct. at 1003-04, the district court did not err in summarily disposing of the federal claims. And, once the court determined so far in advance of trial that no legitimate federal question existed, the jurisdictional basis for plaintiffs pendent claims under Puerto Rico law evaporated.See Brennan,888 F.2d at 196. Thus, thePage 991court properly dismissed the balance of the complaint.12[54]AFFIRMED.
[58] As Martinez walked across the parking lot, Valentin said to the defendants, "Here comes Pretty Boy." Valentin then accosted Martinez, drew his service revolver, pointed it directly at Martinez's genital area, cocked it, put his finger on the trigger, asked Martinez if he was afraid, and then lowered the revolver. Martinez told Valentin: "Don't horse around with that because you will kill me." Martinez then proceeded into the station house. A short time later Valentin again confronted Martinez; this time he pushed his finger through a hole in Martinez's undershirt and ripped the shirt open. The record does not disclose whether any words were spoken at this juncture. Martinez put his police uniform on and reported to his shift supervisor, defendant Trinidad.
[59] A short time later Valentin again assaulted Martinez. This assault was similar to the first confrontation, but with an ominous threat. This time Valentin pushed the muzzle of his loaded and cocked revolver into the front of Martinez's pants and threatened to "blow away" Martinez's penis. Valentin then asked Martinez if he was scared. After Valentin withdrew the weapon, Martinez moved away from him.
[60] A short time later, within minutes, Valentin again accosted Martinez. He loaded and cocked his revolver and then inserted it into the front of Martinez's pants while continuing to verbally abuse him. The charade ended when Valentin's revolver discharged. Valentin's prior threat became a reality; Martinez's penis was in fact blown away and he was rendered permanently impotent.
[61] The majority calls the shooting accidental and says, "All parties agree that the shooting . . . was unintentional."Anteat 983. Whether the shooting was accidental or not, it can be concluded, based on Valentin's words and actions, that it was an accident that was bound to happen. What Valentin did makes Russian roulette seem like a parlor game.
[63] As the majority points out: "`[T]he traditional definition of acting under color of state law requires that the defendant have exercised power possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of thePage 992state.'"Anteat 986 (quotingWest v. Atkins,487 U.S. 42,49,108 S.Ct. 2250,2255,101 L.Ed.2d 40(1988)) (ellipses and internal quotation marks omitted). Simply stated, "a person acts under color of state law `when he abuses the position given him by the State.'"Id.(quotingWest,487 U.S. at 50,108 S.Ct. at 2255). I think that Valentin exercised power possessed by virtue of Puerto Rico law and made possible only because he was clothed with the authority of Puerto Rico, and that he abused that power.
[64] Even if I disregard the obvious — that Valentin was in uniform, on duty, in the police station, and used his service revolver to commit the tort (all of which militate heavily in favor of a finding that Valentin abused his position as a police officer) — I believe that Valentin's status as a police officer was the only reason the defendants took no action. If Valentin had been a private citizen and had been tormenting Martinez in the same manner, the bystander officers certainly would have intervened. The record gives rise to a reasonable inference that Valentin's police-officer status led the bystander officers to conclude that: (1) Valentin was not mentally unbalanced to the point that he might actually shoot Martinez, but a stable person only engaged in harassment or horseplay; and (2) Valentin was skilled enough with firearms to be allowed to engage in this sort of stupidity. Consequently, the record gives rise to an inference that Valentin's police-officer status was asine qua nonof the bystander officer's non-intervention. In my view, this inference establishes that Valentin was acting under color of state law.
[65] The majority suggests thatMartinez'sstatus as a police officer somehow reduced the likelihood that Martinez perceived Valentin to be acting with the imprimatur of the Commonwealth.See id.at 988 n. 6. I believe the opposite conclusion is at least as likely to be true. After the bystander officers (including Trinidad, who had supervisory authority) failed to intervene during the initial rounds of abuse by Valentin, Martinez could well have concluded that this type of hazing of young officers was standard fare in the Loiza Street Precinct. Therefore, Martinez could well have believed that the Commonwealth acquiesced in Valentin's actions.
[66] Because Valentin was acting under color of state law, I think it pellucid thatDeShaneydoes not bar this suit. At most,DeShaneyprecludes civil rights actions against state actors under the Due Process Clause for failing to protect an individual againstprivateviolence.See489 U.S. at 197,109 S.Ct. at 1004. TheDeShaney,majority took pains to distinguish the case before it from situations where the state itself, through its own affirmative action prior to the complained-of-non-intervention, limited the victim's freedom.Id.at 198-201,109 S.Ct. at 1004-06(contrasting situations where the state has taken custody of certain individuals and thereby incurred "some responsibility for [their] safety and well-being"). Here, the Commonwealth, acting through the person of Valentin, compromised Martinez's freedom by successively assaulting him three times with a loaded service revolver.See West,487 U.S. at 49,108 S.Ct. at 2255. In my view, this infringement was more than sufficient to support Martinez's substantive due process claim.DeShaney,489 U.S. at 200,109 S.Ct. at 1006("In the substantive due process analysis, it is the State's affirmative act of restraining the individual's freedom to act on his own behalf — through incarceration, institutionalization, or other similar restraint of personal liberty — which is the `deprivation of liberty' triggering the protections of the Due Process Clause.").
[67] I believe it important to comment on three discrete parts of the majority opinion. The majority concedes that Valentin's use of his service revolver might arguably bring his actions within the color of state law.Anteat 987. This is then rejected on two grounds: that it was not raised in the district court or plaintiff's appellate brief; and on the merits. I cannot help but wonder why the straw man approach was used. In any event, I disagree on both grounds.
[68] Fairly construed, Martinez's argument that Valentin's status as an on-duty police officer made him a state actor incorporates the argument that Valentin used the indicia and tools of his trade (including his service revolver) to carry out the shooting. For me,Page 993this is more than enough to allow us to consider Valentin's use of his service revolver as a factor in determining whether he was a state actor.
[69] I am also am troubled by the majority's finding that Martinez waived his equal protection claim.Id.at 989-90. As an initial matter, I think it important to state that the claim appears to have some substance. How, after all, can it be rational for bystander officers not to intervene simply because one of their own — as opposed to a civilian — is being victimized by violence? What legitimate state objective could such inaction serve?
[70] The majority finds that Martinez abandoned this claim because he failed to "embellish" it sufficiently.Id.I do not think that the issue needed any embellishing. It was called an equal protection claim and stated relatively clearly: "If Wilfredo had been a private citizen, it seems clear that defendants-appellees would have realized that they were obliged under the law to protect him from the threat of serious damages." Appellant's Brief at 9. In my view, this was sufficient to put the claim in issue.
[71] Finally, I think it important to refute the majority's suggestion that Valentin might not have been acting under color of state laweven ifMartinez been a civilian rather than a fellow officer, the significance of Valentin's uniform and weapon for purposes of the color-of-law determinationmight well havebeengreater.") (emphasis supplied). I find the suggestion remarkable. If a civilian had suffered the abuse Martinez experienced at the hands of anon-duty, uniformed police officerusing his service revolver in front of other officers in a policestation,well-settled precedent would dictate a finding that the civilian was victimized under color of state law. We should not even hint that this may not be so.
[73] Under the qualified immunity doctrine, "government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known."Harlow v.Fitzgerald,457 U.S. 800,818,102 S.Ct. 2727,2738,73 L.Ed.2d 396(1982). In determining whether a right was "clearly established" at the relevant point in time, courts must analyze it at the appropriate level of specificity. Thus, a right is not "clearly established" for qualified immunity purposes unless its contours are sufficiently clear so "that a reasonable official would understand that what he is doing violated that right."Anderson v. Creighton,483 U.S. 635,640,107 S.Ct. 3034,3039,97 L.Ed.2d 523(1987).
[74] The majority suggests that Martinez's right to have the bystander officers intervene on his behalf was "cloaked in uncertainty and was "murky" at the time of the relevant events. I disagree. As the majority concedes, it was settled at the time of the events in this case that
[a]n officer who is present at the scene [of an arrest] and who fails to take reasonable steps to protect the victim of another officer's use of excessive force can be held liable under section 1983 for his nonfeasance, provided that he had a realistic opportunity to prevent the other officer's actions.
[75]Anteat 985 (citations and internal quotation marks omitted). In my view, this line of authority controls here.
[76] The majority distinguishes this precedent by suggesting that it is inapplicable where the tortfeasor officer is not acting under the color of state law, and then concludes that Valentin was not so acting here. For the reasons I have explained above (and despite the opinion of my esteemed colleagues), I do not think that an objectively reasonable police officer could have seen Valentin's actions as purely private. And because Valentin was acting under the color of state law, the aforementioned authority was sufficient to have informed defendants of their obligation toPage 994intervene on Martinez's behalf.See Anderson,483 U.S. at 640,107 S.Ct. at 3039("This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, but it is to say that in the light of pre-existing law the unlawfulness must be apparent.") (citation omitted). If excessive force during the course of a lawful arrest requires intervention, so too should an assault with a deadly weapon taking place during the course of an entirelyunlawfulseizure. I therefore disagree with the majority's qualified immunity analysis.
- In his memorandum of law in support of his opposition to defendant Carlos Lopez-Feliciano's motion to dismiss, Martinez stated that "the revolver apparently fired by accident." Record Appendix at 21. At any rate, the summary judgment record contains no facts that would support a contrary finding; and, for aught that appears, Martinez has never asserted that Valentin shot him intentionally. ↩
- Plaintiff asserted claims against several other defendants, including Valentin and Lopez-Feliciano. Those claims are not before us, and we ignore them for purposes of this opinion. ↩
- Although the underlying facts are hotly contested, we assume for purposes of this appeal, as Martinez would have it, that all three defendants witnessed the entire progression of events and had a meaningful opportunity to intervene at each step along the way. ↩
- A constitutional duty to intervene may also arise if onlooker officers are instrumental in assisting the actual attacker to place the victim in a vulnerable position.See,e.g., Byrd v. Brishke,466 F.2d 6,9-11(7th Cir. 1972);cf.DeShaney,489 U.S. at 201,109 S.Ct. at 1006(recognizing a possible affirmative constitutional duty to protect against the certain dangers if the state takes "part in their creation" or does something "to render [the victim] more vulnerable to them"). In such a scenario, the onlooker officers and the aggressor officer are essentially joint tortfeasors and, therefore, may incur shared constitutional responsibility.See generally Monroev. Pape,365 U.S. 167,187,81 S.Ct. 473,484,5 L.Ed.2d 492(1961) (advising courts to read section 1983 against the backdrop of historical tort liability). Because there is no indication of any such joint enterprise here, we have no occasion to explore the viability of the theory. ↩
- To use the plaintiff's spoken characterization, Valentin was "hors[ing] around"; or, as plaintiff put it in his second amended complaint, "playing `Russian roulette' with another man's genitalia." ↩
- Had Martinez been a civilian rather than a fellow officer, the significance of Valentin's uniform and weapon for purposes of the color-of-law determination might well have been greater.See, e.g., Jones v. Gutschenritter,909 F.2d 1208,1212-13(8th Cir. 1990) (observing that the presence of a uniformed and armed police officer may reasonably cause a civilian to refrain from taking action to protect his rights). But when the victim is himself a fellow officer and the particular interaction between the two officers is of a distinctively personal nature, it can generally be assumed that the aggressor's official trappings, without more, will not lead the victim to believe that the aggressor is acting with the imprimatur of the state and, in turn, to forgo exercising his legal rights. The facts in this case are congruent with this hypothesis. The campaign of terror that Valentin mounted was patently personal in nature, and Martinez unquestionably realized as much; indeed, there was not the slightest indication that Valentin's conduct was undertaken pursuant to the authority of his office. Plainly, the fact that Martinez walked away numerous times shows that he was not "so intimidated" by Valentin's status as a policeman "as to cause him to refrain from exercising his legal right[s]."Id.at 1212. ↩
- The statute provides in pertinent part that police officers have a duty
to protect persons and property, to maintain and keep the public order, to observe and secure the utmost protection of the civil rights of the citizens, to prevent . . . crime and . . . enforce obedience to the laws . . . .
P.R. Laws Ann. tit. 25, § 1003 (1980). ↩ - The absence of aconstitutionalduty to intervene in no way detracts from the callous nature of the conduct attributed to the officers in this case, nor does it imply that onlooker officers confronted by private violence may not have a state law duty to intervene. That question, quite simply, lies beyond the borders of this opinion. ↩
- This criticism rests neither on the economy of Martinez' asseveration nor on its potential incoherence, but, rather, on the utter lack of anylegalfoundation provided for the claim; Martinez makes reference to no constitutional provision, no statute, no case law, no treatise, not even a law review article. Parties to legal controversies must do more than allege unsupported facts to survive summary judgment; they must at the very least explain the basis for, and the legal significance of, those facts. ↩
- To the extent that our dissenting colleague proposes that the defendants' nonintervention cannot be deemed rational,seepost at pp. 992-93, this is merely another way of disagreeing with our conclusion that Valentin's conduct was private, not public. As for the larger issue of drawing distinctions between the private and the public, we note simply that such distinctions are regularly and validly drawn by courts and legislatures alike.See, e.g., Westlands Water Dist. v. Amoco Chem. Co.,953 F.2d 1109,1113(9th Cir. 1991) (finding a rational basis for distinguishing between the public and private tortfeasors in regard to recovery of punitive damages);Southern Cal. EdisonCo. v. United States,415 F.2d 758,760(9th Cir.) (noting that "under the equal protection clause the separate classification of privately and publicly owned utilities has long been held justifiable"),cert. denied,396 U.S. 957,90 S.Ct. 427,24 L.Ed.2d 420(1969). It is this very distinction — public versus private — that undergirds not onlyDeShaneybut also the Bill of Rights itself. ↩
- Moreover, Trinidad was not the supervisor on Valentin's shift (during which Martinez was shot), but rather, on the subsequent 4:00 a.m. to 12 noon shift. Thus, it is far from clear that supervisory liability would be a viable theory vis-a-vis Trinidad even if an underlying constitutional violation could be shown. ↩
- Of course, the dismissal operates without prejudice to whatever rights plaintiff may have to prosecute the pendent claims in the courts of Puerto Rico.See Feinstein v. RTC,942 F.2d 34,47(1st Cir. 1991). ↩