Opinion · Supreme Court of the United States

Baze v. Rees

553 U.S. 35

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
2008-04-16
Topic
general

How later courts describe this case

  • holding that Kentucky’s failure to adopt the proposed alternatives does not, by itself, demonstrate that the execution procedure is cruel and unusual
  • holding that a pretrial detainee has at least as much protection as a prisoner
  • recognizing that thirty-six states that sanction capital punishment have adopted lethal injection as the means and that thirty of those states as well as the Federal Government use the same three-drug protocol
  • holding that lethal injection does not violate the Eighth Amendment
  • holding that to establish exposure to a risk of future harm under the Eighth Amendment, the conditions presenting the risk must be “sure or very likely to cause . . . needless suffering,” and give rise to “sufficiently imminent dangers”
  • explaining that a state has a valid penological reason “not to be the first to experiment with a new method of execution”
  • explaining that 8 the progress of states towards a more humane method of capital punishment “has led to the use of lethal injection by every jurisdiction that imposes the death penalty”
  • explaining that “an inmate cannot succeed on an Eighth Amendment claim simply by showing one more step the State could take as a failsafe for other, independently adequate measures”

Citator

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Cited by
1005 opinions

Headnotes

  1. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment, which prohibits cruel and unusual punishments, applies to the States through the Due Process Clause of the Fourteenth Amendment. Robinson v. California, 370 U.S. 660, 666 (1962)
  2. Criminal Law & Procedure — Capital Sentencing Capital punishment is constitutional, and the States may enact laws specifying that sanction; because capital punishment is constitutional, there must be a means of carrying it out. Gregg v. Georgia, 428 U.S. 153, 177 (1976)
  3. Criminal Law & Procedure — Methods of Execution The Court has never invalidated a State's chosen procedure for carrying out a sentence of death as the infliction of cruel and unusual punishment.
  4. Criminal Law & Procedure — Methods of Execution Some risk of pain is inherent in any method of execution, no matter how humane, if only from the prospect of error in following the required procedure, and the Constitution does not demand the avoidance of all risk of pain in carrying out executions.
  5. Criminal Law & Procedure — Methods of Execution A method of execution violates the Eighth Amendment only if it presents a substantial or objectively intolerable risk of serious harm; merely showing that an execution method may result in pain, either by accident or as an inescapable consequence of death, does not establish an objectively intolerable risk of harm. Baze v. Rees, 553 U.S. 35 (2008) (plurality opinion)
  6. Criminal Law & Procedure — Methods of Execution To establish an Eighth Amendment violation based on a method of execution, a condemned prisoner must show that the risk of harm is substantial when compared to the known and available alternatives; proof of a slightly or marginally safer alternative is insufficient.
  7. Criminal Law & Procedure — Methods of Execution A proffered alternative procedure must effectively address a substantial risk of serious harm; to qualify, the alternative must be feasible, readily implemented, and in fact significantly reduce a substantial risk of severe pain. Farmer v. Brennan, 511 U.S. 825, 842 (1994)
  8. Criminal Law & Procedure — Methods of Execution A State's refusal to adopt a feasible, readily implemented alternative procedure that would significantly reduce a substantial risk of severe pain, in the face of documented advantages and without a legitimate penological justification for adhering to its current method of execution, can be viewed as cruel and unusual under the Eighth Amendment.
  9. Criminal Law & Procedure — Methods of Execution The Eighth Amendment forbids punishments of torture and all others in the same line of unnecessary cruelty; the forbidden punishments identified in the Court's cases shared the common feature of the deliberate infliction of pain for the sake of pain, superadding pain to a death sentence through torture. Wilkerson v. Utah, 99 U.S. 130, 135–136 (1879)
  10. Criminal Law & Procedure — Methods of Execution Punishments are cruel when they involve torture or a lingering death, something inhuman and barbarous, and more than the mere extinguishment of life; the punishment of death itself, however, is not cruel within the meaning of the Constitution. In re Kemmler, 136 U.S. 436, 447 (1890)
  11. Criminal Law & Procedure — Methods of Execution An isolated mishap alone does not give rise to an Eighth Amendment violation, where the event, while regrettable, does not suggest cruelty or that the procedure at issue gives rise to a substantial risk of serious harm. Farmer v. Brennan, 511 U.S. 825, 842 (1994); Louisiana ex rel. Francis v. Resweber, 329 U.S. 459, 463–464 (1947)
  12. Criminal Law & Procedure — Methods of Execution A second attempt at executing a prisoner by electrocution after a mechanical malfunction interfered with the first attempt does not violate the Eighth Amendment where the accident involved no suggestion of malevolence or a purpose to inflict unnecessary pain. Louisiana ex rel. Francis v. Resweber, 329 U.S. 459, 462–464 (1947) (plurality opinion)
  13. Criminal Law & Procedure — Methods of Execution Subjecting individuals to a risk of future harm, not simply actually inflicting pain, can qualify as cruel and unusual punishment, but the conditions presenting the risk must be sure or very likely to cause serious illness and needless suffering and give rise to sufficiently imminent dangers. Helling v. McKinney, 509 U.S. 25, 33, 34–35 (1993)
  14. Criminal Law & Procedure — Methods of Execution A practice is difficult to regard as objectively intolerable when it is in fact widely tolerated; the broad consensus among the Federal Government and the States supporting lethal injection, including the specific three-drug combination used by Kentucky, is probative but not conclusive as to whether a practice is objectively intolerable.
  15. Criminal Law & Procedure — Methods of Execution Failing a proper dose of sodium thiopental that would render the prisoner unconscious, there is a substantial, constitutionally unacceptable risk of suffocation from the administration of pancuronium bromide and of pain from the injection of potassium chloride.
  16. Criminal Law & Procedure — Methods of Execution Kentucky's protocol contains safeguards, including qualification requirements for IV team members, participation in at least ten practice sessions per year, the requirement to establish primary and backup IV lines and prepare two sets of lethal injection drugs, and the presence of the warden and deputy warden in the execution chamber, that substantially reduce the risk of IV infiltration and of an inadequate dose of sodium thiopental.
  17. Criminal Law & Procedure — Methods of Execution Kentucky's protocol requires the warden to redirect the flow of chemicals to the backup IV site if the prisoner does not lose consciousness within 60 seconds, and the presence of the warden and deputy warden in the execution chamber allows them to watch for signs of IV problems, including infiltration.
  18. Criminal Law & Procedure — Methods of Execution In light of the safeguards in Kentucky's protocol, the risks of administering an inadequate sodium thiopental dose are not so substantial or imminent as to amount to an Eighth Amendment violation, and Kentucky's failure to adopt petitioners' proposed alternatives does not demonstrate that its execution procedure is cruel and unusual.
  19. Criminal Law & Procedure — Methods of Execution States have a legitimate interest in providing for a quick, certain death and in preserving the dignity of the execution procedure, especially where convulsions or seizures could be misperceived as signs of consciousness or distress; the inclusion of pancuronium bromide serves to prevent involuntary physical movements that may accompany the injection of potassium chloride and to stop respiration, hastening death.
  20. Criminal Law & Procedure — Methods of Execution A State has a legitimate interest in providing for a quick, certain death; pancuronium bromide serves to prevent involuntary physical movements during unconsciousness that may accompany the injection of potassium chloride and to stop respiration, hastening death, and the Commonwealth's interest in preserving the dignity of the procedure justifies its inclusion.
  21. Criminal Law & Procedure — Methods of Execution Veterinary practice for animals, including methods such as stunning the animal or severing its spinal cord, is not an appropriate guide for humane practices for humans.
  22. Criminal Law & Procedure — Methods of Execution A proper dose of thiopental obviates the concern that a prisoner will not be sufficiently sedated.
  23. Criminal Law & Procedure — Methods of Execution The risk of administering the second and third drugs before the sodium thiopental has taken effect is attenuated given the steps Kentucky has taken to ensure the proper administration of the first drug, and an inmate cannot succeed on an Eighth Amendment claim simply by showing one more step the State could take as a failsafe for other, independently adequate measures.
  24. Criminal Law & Procedure — Methods of Execution A State's decision to adhere to its execution protocol despite asserted risks, while adopting safeguards to protect against them, is not probative of the wanton infliction of pain under the Eighth Amendment.
  25. Criminal Law & Procedure — Methods of Execution Kentucky's lethal injection protocol, which is substantially similar to the protocol upheld in this case, does not create a demonstrated risk of severe pain and is consistent with the Eighth Amendment.
  26. Criminal Law & Procedure — Methods of Execution Because capital punishment is constitutional, there must be a constitutional means of carrying it out, and lethal injection is assumed for present purposes to be a constitutional means of execution. Gregg v. Georgia, 428 U.S. 153, 175 (1976)
  27. Criminal Law & Procedure — Methods of Execution In assessing a punishment selected by a democratically elected legislature against the constitutional measure, its validity is presumed. Gregg v. Georgia, 428 U.S. 153, 175 (1976)
  28. Criminal Law & Procedure — Methods of Execution In considering the feasibility and availability of any suggested modification of a lethal injection protocol, the ethical restrictions applicable to medical professionals are a prominent practical constraint that must be taken into account; a suggested modification cannot be regarded as feasible or readily available if it would require participation by persons whose professional ethics rules or traditions impede their participation.
  29. Criminal Law & Procedure — Methods of Execution To show that a modification of a lethal injection protocol is required by the Eighth Amendment, a prisoner must demonstrate that the modification would significantly reduce a substantial risk of severe pain, and showing merely that a modification would result in some reduction in risk is insufficient.
  30. Criminal Law & Procedure — Methods of Execution An inmate challenging a method of execution must do more than simply offer the testimony of a few experts or a few studies; the inmate should point to a well-established scientific consensus, and only if a State refused to change its method in the face of well-established scientific consensus evidence would the State's conduct be comparable to circumstances previously held to violate the Eighth Amendment. Farmer v. Brennan, 511 U.S. 825, 836 (1994)
  31. Criminal Law & Procedure — Methods of Execution An inmate cannot succeed on an Eighth Amendment claim simply by showing one more step the State could take as a failsafe for other, independently adequate measures.
  32. Criminal Law & Procedure — Methods of Execution A stay of execution may not be granted on Eighth Amendment method-of-execution grounds unless the condemned prisoner establishes that the State's lethal injection protocol creates a demonstrated risk of severe pain, and the prisoner must show that the risk is substantial when compared to the known and available alternatives.
  33. Criminal Law & Procedure — Habeas Corpus The Antiterrorism and Effective Death Penalty Act of 1996 was designed to curb abuse of the habeas corpus process and to address delay and repetitive litigation in capital cases. H.R. Rep. No. 104-23, p. 8 (1995)
  34. Criminal Law & Procedure — Methods of Execution The question whether a similar three-drug protocol may be used in other States remains open and may be answered differently in a future case on the basis of a more complete record.
  35. Criminal Law & Procedure — Methods of Execution Pancuronium bromide, by masking outward signs of distress, creates a risk that the inmate will suffer excruciating pain before death occurs.
  36. Criminal Law & Procedure — Methods of Execution There is a general understanding among veterinarians that the risk of pain from pancuronium bromide is sufficiently serious that its use should be proscribed when an animal's life is being terminated, and several States, including Kentucky, have enacted legislation prohibiting its use in animal euthanasia. Ky. Admin. Regs., tit. 201, ch. 16:090, § 5(1) (2004)
  37. Criminal Law & Procedure — Methods of Execution Pancuronium bromide serves no therapeutic purpose; its primary use is to prevent involuntary muscle movements, and its secondary use is to stop respiration. Preventing involuntary muscle movements is not a sufficient justification for the risk inherent in its use, and stopping respiration is not a sufficient justification either.
  38. Criminal Law & Procedure — Methods of Execution Any minimal interest in ensuring that a condemned inmate dies a dignified death, and that witnesses are not made uncomfortable by an incorrect belief that the inmate is in pain, is vastly outweighed by the risk that the inmate is actually experiencing excruciating pain that no one can detect.
  39. Criminal Law & Procedure — Methods of Execution There is no necessity for pancuronium bromide to be included in the lethal injection cocktail to inhibit respiration when it is immediately followed by potassium chloride, which causes death quickly by stopping the inmate's heart.
  40. Criminal Law & Procedure — Methods of Execution While state legislatures have approved lethal injection as a humane method of execution, the majority have not enacted legislation specifically approving the use of pancuronium bromide or any given combination of drugs, and in the majority of States that use the three-drug protocol, the drugs were selected by unelected Department of Correction officials without specialized medical knowledge or expert guidance; such drug selections are not entitled to the kind of deference afforded legislative decisions.
  41. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment requires that a criminal sanction serve a legitimate penological function; a criminal sanction that does not serve a legitimate penological function constitutes gratuitous infliction of suffering in violation of the Eighth Amendment. Gregg v. Georgia, 428 U.S. 153 (1976)
  42. Constitutional Law — Cruel and Unusual Punishment The three societal purposes identified for death as a sanction are incapacitation, deterrence, and retribution; retribution is the primary rationale remaining for imposing the death penalty, and the legitimacy of deterrence as a justification is questionable because there is no reliable statistical evidence that capital punishment in fact deters potential offenders. Gregg v. Georgia, 428 U.S. 153, 183 & n.28 (1976)
  43. Constitutional Law — Cruel and Unusual Punishment Eighth Amendment jurisprudence has narrowed the class of offenders eligible for the death penalty to those who have committed outrageous crimes defined by specific aggravating factors.
  44. Constitutional Law — Cruel and Unusual Punishment Under the Eighth Amendment, objective evidence, though of great importance, does not wholly determine the controversy, because the Constitution contemplates that in the end the Court's own judgment will be brought to bear on the question of the acceptability of the death penalty. Atkins v. Virginia, 536 U.S. 304, 312 (2002)
  45. Constitutional Law — Cruel and Unusual Punishment The needless extinction of life with only marginal contributions to any discernible social or public purposes would be patently excessive and violative of the Eighth Amendment. Furman v. Georgia, 408 U.S. 238, 312 (1972) (White, J., concurring)
  46. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment must draw its meaning from the evolving standards of decency that mark the progress of a maturing society. Atkins v. Virginia, 536 U.S. 304, 311–312 (2002), quoting Trop v. Dulles, 356 U.S. 86, 101 (1958)
  47. Constitutional Law — Cruel and Unusual Punishment The Constitution permits capital punishment in principle, as evidenced by the ubiquity of the death penalty in the founding era and express constitutional provisions for capital punishment, but this does not mean that all methods of execution are constitutional. U.S. Const. amends. V, VIII
  48. Constitutional Law — Cruel and Unusual Punishment A method of execution violates the Eighth Amendment only if it is deliberately designed to inflict pain; the standard that a method of execution violates the Eighth Amendment if it poses a substantial risk of severe pain that could be significantly reduced by adopting readily available alternative procedures finds no support in the original understanding of the Cruel and Unusual Punishments Clause or in the Court's previous method-of-execution cases.
  49. Constitutional Law — Cruel and Unusual Punishment The Cruel and Unusual Punishments Clause of the Eighth Amendment refers to torturous punishments and prohibits horrid modes of torture such as the rack or the stake. J. Bayard, A Brief Exposition of the Constitution of the United States 154 (2d ed. 1840)
  50. Constitutional Law — Cruel and Unusual Punishment The original understanding and intent of the framers of the Eighth Amendment was to proscribe as cruel and unusual only such modes of execution as compound the simple infliction of death with added cruelties or indignities. H. Bedau, The Courts, the Constitution, and Capital Punishment 35 (1977)
  51. Constitutional Law — Cruel and Unusual Punishment The defining characteristic of burning at the stake, disemboweling, drawing and quartering, beheading, and the like was that they were designed to inflict torture as a way of enhancing a death sentence; the Eighth Amendment targets the intentional infliction of gratuitous pain. Kemmler, 136 U.S. at 447; Wilkerson, 99 U.S. at 136
  52. Constitutional Law — Cruel and Unusual Punishment In method-of-execution cases, the Court has explicitly or implicitly applied the standard of intentional infliction of gratuitous pain, and has not engaged in a comparative analysis of one method of execution versus another. Wilkerson v. Utah, 99 U.S. 130, 134–136 (1879); In re Kemmler, 136 U.S. 436, 442, 444, 447 (1890)
  53. Constitutional Law — Cruel and Unusual Punishment Absent malevolence or a purpose to inflict unnecessary pain, the Constitution does not prohibit a State from subjecting a prisoner to the risk of an execution malfunction in order to carry out a death sentence. Louisiana ex rel. Francis v. Resweber, 329 U.S. 459, 463–464 (1947) (plurality opinion)
  54. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment does not permit only one mode of execution, nor does it require an anesthetized death.
  55. Constitutional Law — Cruel and Unusual Punishment A comparative element, if any, in an Eighth Amendment method-of-execution inquiry should be limited to whether the challenged method inherently inflicts significantly more pain than traditional modes of execution such as hanging and the firing squad; a method of execution that is less painful and more humane than hanging does not constitute cruel and unusual punishment. Gray v. Lucas, 463 U.S. 1237, 1239–1240 (1983) (Burger, C.J., concurring in denial of certiorari); Hernandez v. State, 43 Ariz. 424, 441, 32 P.2d 18, 25 (1934)
  56. Constitutional Law — Cruel and Unusual Punishment The risk of negligence in implementing a death-penalty procedure does not establish a cognizable Eighth Amendment claim; where a State has no intent, or anything approaching intent, to inflict unnecessary pain, and the complaint is only that the State's pain-avoidance procedure may fail due to executioner mistake, no cognizable Eighth Amendment claim is presented. Workman v. Bredesen, 486 F.3d 896, 907–908 (2007)
  57. Constitutional Law — Cruel and Unusual Punishment A claim that a method of execution violates the Eighth Amendment is reviewed by considering whether the method creates an untoward, readily avoidable risk of inflicting severe and unnecessary suffering, and the relevant factors — the degree of risk, the magnitude of pain, and the availability of alternatives — are interrelated and each must be considered. U.S. Const. amend. VIII (Ginsburg, J., dissenting)
  58. Constitutional Law — Cruel and Unusual Punishment A death sentence cannot be imposed under sentencing procedures that create a substantial risk that it would be inflicted in an arbitrary and capricious manner. Gregg v. Georgia, 428 U.S. 153, 188 (1976)
  59. Constitutional Law — Cruel and Unusual Punishment The Eighth Amendment prohibits the unnecessary and wanton infliction of pain. Gregg v. Georgia, 428 U.S. 153, 173 (1976); Louisiana ex rel. Francis v. Resweber, 329 U.S. 459, 463 (1947)
  60. Constitutional Law — Cruel and Unusual Punishment A method of execution is unconstitutional under the Eighth Amendment if it creates an untoward, readily avoidable risk of inflicting severe and unnecessary pain, considering the protocol as a whole and in combination with other elements.
  61. Constitutional Law — Cruel and Unusual Punishment The failure to include readily available safeguards to confirm that an inmate is unconscious after injection of sodium thiopental, in combination with other elements of Kentucky's protocol, may create an untoward, readily avoidable risk of inflicting severe and unnecessary pain.
  62. Constitutional Law — Cruel and Unusual Punishment Medical standards need not be wholly incorporated into the Eighth Amendment, but the constitutionality of a lethal injection protocol depends on guarding against the risk of consciousness during otherwise painful procedures.