Opinion · Supreme Court of the United States
Touby v. United States
Touby v. United States, 500 U.S. 160 (1991)
- Type
- Opinion
- Court
- Supreme Court of the United States
- Jurisdiction
- Federal
- Date
- 1991-05-20
- Topic
- general
How later courts describe this case
- holding that delegation from Congress to the Attorney General, and from the Attorney General to the DEA, neither violated the Constitution nor the Controlled Substances Act
- holding specification of three factors that the executive is “required to consider” constrains executive’s legislative power and renders delegation constitutional
- suggesting that, while weight of cutting ingredients may properly be included in sentencing calculation, weight of unconsumable manufacturing by-products may not
- reserving for future consideration question whether enhanced guidance must be provided “when Congress authorizes another Branch to promulgate regulations that contemplate criminal sanctions”
- rejecting claim that temporary regulation violated nondelegation doctrine on basis that permanent regulation was subject to judicial review and temporary regulation could be challenged in criminal proceedings
- rejecting argument that purity and not weight should be used in calculating base offense level
- upholding a statute authorizing action when “necessary to avoid an imminent hazard to public safety”
- admitting “[o]ur cases are not entirely clear as to whether more specific guidance is in fact required” when Congress is delegating authority “to promulgate regulations that contemplate criminal sanctions”
Citator
UpLaw has not yet analyzed Touby v. United States. The absence of a flag is not a finding that it is good law.
- Cited by
- 167 opinions
Headnotes
- Constitutional Law — Nondelegation Doctrine The nondelegation doctrine, rooted in the constitutional separation of powers, bars Congress from delegating its legislative power to another Branch, but does not prevent Congress from seeking assistance from a coordinate Branch so long as Congress lays down an intelligible principle to which the authorized actor is directed to conform; Congress does not violate the Constitution merely because it legislates in broad terms, leaving a degree of discretion to executive or judicial actors. 500 U.S. at 164-165 (citing Mistretta v. United States, 488 U.S. 361, 371, 372 (1989); J.W. Hampton, Jr., & Co. v. United States, 276 U.S. 394, 409 (1928))
- Constitutional Law — Delegation of Criminal Lawmaking Authority Even assuming that Congress must provide more specific guidance when it authorizes another Branch to promulgate regulations carrying criminal sanctions, a temporary drug-scheduling provision satisfies the nondelegation doctrine where it requires the Attorney General to find an "imminent hazard to the public safety," to consider three enumerated statutory factors with special emphasis on actual abuse, diversion from legitimate channels, and clandestine importation, manufacture, or distribution, to publish 30-day notice in the Federal Register, to transmit notice to the Secretary of Health and Human Services, to consider the Secretary's comments, and to satisfy the mandatory findings for placing a substance in a schedule. 500 U.S. at 165-167
- Constitutional Law — Separation of Powers The principle of separation of powers concerns the distribution of authority among the three coequal Branches and does not address the manner in which Congress parcels out authority within a single Branch; Congress's decision to vest temporary drug-scheduling authority in the Attorney General, who also wields the power to prosecute, presents only a challenge to the wisdom of a legitimate policy judgment, not a separation of powers violation. 500 U.S. at 167-168 (citing Mistretta v. United States, 488 U.S. 361, 382 (1989))
- Constitutional Law — Nondelegation Doctrine A statutory bar on judicial review of a temporary scheduling order does not violate the nondelegation doctrine where another provision authorizes review of a permanent scheduling order — so that the bar merely postpones legal challenges until the administrative process has run its course — and where the bar does not preclude a defendant facing criminal charges from challenging the temporary order as a defense to prosecution, thereby permitting a court to ascertain whether the will of Congress has been obeyed; in these circumstances, the doctrine does not require an additional opportunity for preenforcement review. 500 U.S. at 168-169
- Administrative Law — Subdelegation A statute authorizing the Attorney General to delegate any of his functions under the Act to any officer or employee of the Department of Justice permits delegation of the temporary scheduling power unless a specific limitation on that delegation authority appears elsewhere in the statute, and no such limitation applies to temporary scheduling. 500 U.S. at 169 (citing 21 U.S.C. § 871(a); United States v. Giordano, 416 U.S. 505, 512-514 (1974))
TOUBY v. UNITED STATES,500 U.S. 160(1991)
111 S.Ct. 1752
TOUBY ET UX.v. UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
No. 90-6282
Argued April 17, 1991
Decided May 20, 1991
1. Section 201(h) does not unconstitutionally delegate legislative power to the Attorney General. Pp. 164-169.
(a) The nondelegation doctrine does not prevent Congress from seeking assistance from a coordinate Branch, so long as it lays down an "intelligible principle" to which the person or body authorized to act is directed to conform. See,e.g., J.W. Hampton, Jr. Co. v.UnitedStates,276 U.S. 394,409. Section 201(h)'s "imminent hazard to public safety" standard is concededly such a principle. Moreover, even if more specific guidance is required when Congress authorizes another Branch to promulgate regulations that contemplate criminal sanctions, §Page 161201(h) passes muster. Although it features fewer procedural requirements than the permanent scheduling statute, the section meaningfully constrains the Attorney General by placing multiple specific restrictions on his discretion to define criminal conduct. He must also satisfy § 202(b)'s requirements for adding substances to schedules. Pp. 164-167.
(b) Section 201(h) does not violate the principle of separation of powers by concentrating too much power in the Attorney General, who also wields the power to prosecute crimes. The separation of powers principle focuses on the distribution of powersamongthe three coequal Branches of Government, seeMistrettav.United States,488 U.S. 361,382, and does not speak to the manner in which Congress parcels out authority within the Executive Branch. Pp. 167-168.
(c) Section 201(h) does not violate the nondelegation doctrine by barring judicial review. Since § 507 of the Act plainly authorizes judicial review of a permanent scheduling order, the effect of the § 201(h) bar is merely to postpone legal challenges to a scheduling order until the administrative process has run its course. Moreover, the § 201(h) bar does not preclude an individual facing criminal charges from bringing a challenge to a temporary scheduling order as a defense to prosecution. In these circumstances, the nondelegation doctrine does not require in addition an opportunity for preenforcement review of administrative determinations. Pp. 168-169.
2. The Attorney General did not improperly delegate his temporary scheduling power to the DEA. Section 501(a) of the Act — which authorizes delegation of "any of [the Attorney General's] functions" under the Act — permits delegation unless a specific limitation appears elsewhere in the Act. SeeUnited Statesv.Giordano,416 U.S. 505,512-514. No such limitation appears with regard to the temporary scheduling power. P. 169.909 F.2d 759, affirmed.
O'CONNOR, J., delivered the opinion for a unanimous Court. MARSHALL, J., filed a concurring opinion, in which BLACKMUN, J., joined,post, p. 169.
I
In 1970, Congress enacted the Controlled Substances Act (Act),84 Stat. 1242, as amended,21 U.S.C. § 801et seq. The Act establishes five categories or "schedules" of controlled substances, the manufacture, possession, and distribution of which the Act regulates or prohibits. Violations involving schedule I substances carry the most severe penalties, as these substances are believed to pose the most serious threat to public safety. Relevant here, § 201(a) of the Act authorizes the Attorney General to add or remove substances, or to move a substance from one schedule to another. § 201(a),21 U.S.C. § 811(a).
When adding a substance to a schedule, the Attorney General must follow specified procedures. First, the Attorney General must request a scientific and medical evaluation from the Secretary of Health and Human Services (HHS), together with a recommendation as to whether the substance should be controlled. A substance cannot be scheduled if the Secretary recommends against it. § 201(b),21 U.S.C. § 811(b). Second, the Attorney General must consider eight factors with respect to the substance, including its potential for abuse, scientific evidence of its pharmacological effect, its psychic or physiological dependence liability, and whether the substance is an immediate precursor of a substance already controlled. § 201(c),21 U.S.C. § 811(c). Third, the Attorney General must comply with the notice-and-hearingPage 163provisions of the Administrative Procedure Act (APA),5 U.S.C. § 551-559, which permit comment by interested parties. § 201(a),21 U.S.C. § 811(a). In addition, the Act permits any aggrieved person to challenge the scheduling of a substance by the Attorney General in a court of appeals. § 507,21 U.S.C. § 877.
It takes time to comply with these procedural requirements. From the time when law enforcement officials identify a dangerous new drug, it typically takes 6 to 12 months to add it to one of the schedules. S. Rep. No. 98-225, p. 264 (1984). Drug traffickers were able to take advantage of this time gap by designing drugs that were similar in pharmacological effect to scheduled substances but differing slightly in chemical composition, so that existing schedules did not apply to them. These "designer drugs" were developed and widely marketed long before the Government was able to schedule them and initiate prosecutions. Seeibid.
To combat the "designer drug" problem, Congress in 1984 amended the Act to create an expedited procedure by which the Attorney General can schedule a substance on a temporary basis when doing so is "necessary to avoid an imminent hazard to the public safety." § 201(h),21 U.S.C. § 811(h). Temporary scheduling under § 201(h) allows the Attorney General to bypass, for a limited time, several of the requirements for permanent scheduling. The Attorney General need consider only three of the eight factors required for permanent scheduling. § 201(h)(3),21 U.S.C. § 811(h)(3). Rather than comply with the APA notice-and-hearing provisions, the Attorney General need provide only a 30-day notice of the proposed scheduling in the Federal Register. § 201(h)(1),21 U.S.C. § 811(h)(1). Notice also must be transmitted to the Secretary of HHS, but the Secretary's prior approval of a proposed scheduling order is not required. See § 201(h)(4),21 U.S.C. § 811(h)(4). Finally, § 201(h)(6),21 U.S.C. § 811(h)(6), provides that an order to schedule a substance temporarily "is not subject to judicial review."Page 164
Because it has fewer procedural requirements, temporary scheduling enables the Government to respond more quickly to the threat posed by dangerous new drugs. A temporary scheduling order can be issued 30 days after a new drug is identified, and the order remains valid for one year. During this 1-year period, the Attorney General presumably will initiate the permanent scheduling process, in which case the temporary scheduling order remains valid for an additional six months. § 201(h)(2),21 U.S.C. § 811(h)(2).
The Attorney General promulgated regulations delegating to the DEA his powers under the Act, including the power to schedule controlled substances on a temporary basis. See28 C.F.R. § 0.100(b) (1990). Pursuant to that delegation, the DEA Administrator issued an order scheduling temporarily 4-methylaminorex, known more commonly as "Euphoria," as a schedule I controlled substance.52 Fed. Reg. 38225(1987). The Administrator subsequently initiated formal rulemaking procedures, following which Euphoria was added permanently to schedule I.
While the temporary scheduling order was in effect, DEA agents, executing a valid search warrant, discovered a fully operational drug laboratory in Daniel and Lyrissa Touby's home. The Toubys were indicted for manufacturing and conspiring to manufacture Euphoria. They moved to dismiss the indictment on the grounds that § 201(h) unconstitutionally delegates legislative power to the Attorney General, and that the Attorney General improperly delegated his temporary scheduling authority to the DEA. The United States District Court for the District of New Jersey denied the motion to dismiss,710 F. Supp. 551(1989), and the Court of Appeals for the Third Circuit affirmed petitioners' subsequent convictions,909 F.2d 759(1990). We granted certiorari,498 U.S. 1046(1991), and now affirm.
II
The Constitution provides that "[a]ll legislative Powers herein granted shall be vested in a Congress of thePage 165United States." U.S. Const., Art.I, §1. From this language, the Court has derived the nondelegation doctrine: that Congress may not constitutionally delegate its legislative power to another Branch of government. "The nondelegation doctrine is rooted in the principle of separation of powers that underlies our tripartite system of Government."Mistrettav.United States,488 U.S. 361,371(1989).
We have long recognized that the nondelegation doctrine does not prevent Congress from seeking assistance, within proper limits, from its coordinate Branches.Id., at 372. Thus, Congress does not violate the Constitution merely because it legislates in broad terms, leaving a certain degree of discretion to executive or judicial actors. So long as Congress "lay[s] down by legislative act an intelligible principle to which the person or body authorized to [act] is directed to conform, such legislative action is not a forbidden delegation of legislative power."J.W. Hampton, Jr., Co. v.United States,276 U.S. 394,409(1928).
Petitioners wisely concede that Congress has set forth in § 201(h) an "intelligible principle" to constrain the Attorney General's discretion to schedule controlled substances on a temporary basis. We have upheld as providing sufficient guidance statutes authorizing the War Department to recover "excessive profits" earned on military contracts, seeLichterv.United States,334 U.S. 742,778-786(1948); authorizing the Price Administrator to fix "fair and equitable" commodities prices, seeYakusv.United States,321 U.S. 414,426-427(1944); and authorizing the Federal Communications Commission to regulate broadcast licensing in the "public interest," seeNational Broadcasting Co. v.United States,319 U.S. 190,225-226(1943). In light of these precedents, one cannot plausibly argue that § 201(h)'s "imminent hazard to the public safety" standard is not an intelligible principle.
Petitioners suggest, however, that something more than an "intelligible principle" is required when Congress authorizes another Branch to promulgate regulations that contemplatePage 166criminal sanctions. They contend that regulations of this sort pose a heightened risk to individual liberty, and that Congress must therefore provide more specific guidance. Our cases are not entirely clear as to whether or not more specific guidance is in fact required. CompareFaheyv.Mallonee,332 U.S. 245,249-250(1947), cited inMistretta,supra, at 373, n. 7, withYakus, supra, at 423-427, andUnited Statesv.Grimaud,220 U.S. 506,518,521(1911). We need not resolve the issue today. We conclude that § 201(h) passes muster even if greater congressional specificity is required in the criminal context.
Although it features fewer procedural requirements than the permanent scheduling statute, § 201(h) meaningfully constrains the Attorney General's discretion to define criminal conduct. To schedule a drug temporarily, the Attorney General must find that doing so is "necessary to avoid an imminent hazard to the public safety." § 201(h)(1),21 U.S.C. § 811(h)(1). In making this determination, he is "required to consider" three factors: the drug's "history and current pattern of abuse"; "[t]he scope, duration, and significance of abuse"; and "[w]hat, if any, risk there is to the public health." §§ 201(c)(4)-(6), 201(h)(3),21 U.S.C. § 811(c)(4)(6),811(h)(3). Included within these factors are three other factors on which the statute places a special emphasis: "actual abuse, diversion from legitimate channels, and clandestine importation, manufacture, or distribution." § 201(h)(3),21 U.S.C. § 811(h)(3). The Attorney General also must publish 30-day notice of the proposed scheduling in the Federal Register, transmit notice to the Secretary of HHS, and "take into consideration any comments submitted by the Secretary in response." §§ 201(h)(1), 201(h)(4),21 U.S.C. § 811(h)(1),811(h)(4).
In addition to satisfying the numerous requirements of § 201(h), the Attorney General must satisfy the requirements of § 202(b),21 U.S.C. § 812(b). This section identifies the criteria for adding aPage 167substance to each of the five schedules. As the United States acknowledges in its brief, § 202(b) speaks in mandatory terms, drawing no distinction between permanent and temporary scheduling. With exceptions not pertinent here, it states that "a drug or other substance may not be placed in any schedule unless the findings required for such schedule are made with respect to such drug or other substance." § 202(b),21 U.S.C. § 812(b). Thus, apart from the "imminent hazard" determination required by § 201(h), the Attorney General, if he wishes to add temporarily a drug to schedule I, must find that it "has a high potential for abuse," that it "has no currently accepted medical use in treatment in the United States," and that "[t]here is a lack of accepted safety for use of the drug . . . under medical supervision." § 202(b)(1),21 U.S.C. § 812(b)(1).
It is clear that in §§ 201(h) and 202(b) Congress has placed multiple specific restrictions on the Attorney General's discretion to define criminal conduct. These restrictions satisfy the constitutional requirements of the nondelegation doctrine.
Petitioners point to two other aspects of the temporary scheduling statute that allegedly render it unconstitutional. They argue first that it concentrates too much power in the Attorney General. Petitioners concede that Congress may legitimately authorize someone in the Executive Branch to schedule drugs temporarily, but argue that it must be someone other than the Attorney General, because he wields the power to prosecute crimes. They insist that allowing the Attorney General both to schedule a particular drug and to prosecute those who manufacture that drug violates the principle of separation of powers. Petitioners do not object to the permanent scheduling statute, however, because it gives "veto power" to the Secretary of HHS. Brief for Petitioners 20.
This argument has no basis in our separation of powers jurisprudence. The principle of separation of powers focuses on the distribution of powersamongthe three coequalPage 168Branches, seeMistretta,488 U.S., at 382; it does not speak to the manner in which authority is parceled out within a single Branch. The Constitution vests all executive power in the President, U.S. Const., Art.II, §1, and it is the President to whom both the Secretary and the Attorney General report. Petitioners' argument that temporary scheduling authority should have been vested in one executive officer rather than another does not implicate separation of powers concerns; it merely challenges the wisdom of a legitimate policy judgment made by Congress.
Petitioners next argue that the temporary scheduling statute is unconstitutional because it bars judicial review. They explain that the purpose of requiring an "intelligible principle" is to permit a court to "`ascertain whether the will of Congress has been obeyed.'"Skinnerv.Mid-America Pipeline Co.,490 U.S. 212,218(1989), quotingYakus, supra, at 426. By providing that a temporary scheduling order "is not subject to judicial review," § 201(h)(6), the Act purportedly violates the nondelegation doctrine.
We reject petitioners' argument. Although § 201(h)(6),21 U.S.C. § 811(h)(6), states that a temporary scheduling order "is not subject to judicial review," another section of the Act plainly authorizes judicial review of a permanent scheduling order. See § 507,21 U.S.C. § 877. Thus, the effect of § 201(h)(6) is merely to postpone legal challenges to a scheduling order for up to 18 months, until the administrative process has run its course. This is consistent with Congress' express desire to permit the Government to respond quickly to the appearance in the market of dangerous new drugs. Even before a permanent scheduling order is entered, judicial review is possible under certain circumstances. The United States contends, and we agree, that § 201(h)(6) does not preclude an individual facing criminal charges from bringing a challenge to a temporary scheduling order as a defense to prosecution. See Brief for United States 34-36. This is sufficient to permit a court to "`ascertain whether the will ofPage 169Congress has been obeyed.'"Skinner, supra, at 218, quotingYakus,321 U.S., at 426. Under these circumstances, the nondelegation doctrine does not require, in addition, an opportunity for preenforcement review of administrative determinations.
III
Having concluded that Congress did not unconstitutionally delegate legislative power to the Attorney General, we consider petitioners' claim that the Attorney General improperly delegated his temporary scheduling power to the DEA. Petitioners insist that delegation within the Executive Branch is permitted only to the extent authorized by Congress, and that Congress did not authorize the delegation of temporary scheduling power from the Attorney General to the DEA.
We disagree. Section 501(a) of the Act states plainly that "[t]he Attorney General may delegate any of his functions under [the Controlled Substances Act] to any officer or employee of the Department of Justice."21 U.S.C. § 871(a). We have interpreted § 501(a) to permit the delegation of any function vested in the Attorney General under the Act unless a specific limitation on that delegation authority appears elsewhere in the statute. SeeUnitedStatesv.Giordano,416 U.S. 505,512-514(1974). No such limitation appears with regard to the Attorney General's power to schedule drugs temporarily under § 201(h).
The judgment of the Court of Appeals isAffirmed.
The second point that I wish to emphasize is my understanding of the breadth of the Court's constitutional holding. I agree that the separation of powers doctrine relates only to the allocation of powerbetweenthe Branches, not the allocation of powerwithina single Branch. But this conclusion by no means suggests that the Constitution as a whole is indifferent to how permissibly delegated powers are distributed within the Executive Branch. In particular, the Due Process Clause limits the extent to which prosecutorial andPage 171other functions may be combined in a single actor. See,e.g.,Morrisseyv.Brewer,408 U.S. 471,485-487(1972). Petitioners raise no due process challenge in this case, and I do not understand anything in today's decision as detracting from the teachings of our due process jurisprudence generally.Page 172