Opinion · Supreme Court of the United States

Miller v. Aderhold

288 U.S. 206

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
1933-02-06
Topic
general

How later courts describe this case

  • “In a criminal case final judgment means sentence; and a void order purporting permanently to suspend sentence is neither final nor a valid judgment.”
  • defendant cannot complain of delay in sentencing if he made no request for entry of judgment
  • “where verdict has been duly returned, the jurisdiction of the trial court... is not exhausted until sentence is pronounced, either at the same or succeeding term”
  • "[W]here verdict has been duly returned, the jurisdiction of the trial court ... is not exhausted until sentence is pronounced, either at the same or a succeeding term." (citations omitted)
  • unlawful order permanently suspending sentence is “a mere nullity without force or effect, as though no order at all ’had been made; and the ease necessarily remains pending until lawfully disposed of by sentence”

Citator

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Cited by
132 opinions

Headnotes

  1. Criminal Law & Procedure — Sentencing In a criminal case in federal district court, an order for a permanent suspension of sentence is void. 288 U.S. at 209 (citing Ex parte United States, 242 U.S. 27)
  2. Criminal Law & Procedure — Final Judgment Final judgment in a criminal case means sentence; a void order purporting permanently to suspend sentence is neither a final nor a valid judgment, but is a mere nullity without force or effect, as though no order at all had been made. 288 U.S. at 210
  3. Criminal Law & Procedure — Sentencing One upon whom sentence in a criminal case has been suspended may at any time request the court to pronounce judgment, and in the absence of such a request must be deemed to have consented to the indefinite delay and cannot complain of it. 288 U.S. at 210
  4. Criminal Law & Procedure — Jurisdiction Where judgment has not been pronounced upon a verdict during the term at which it was rendered, the cause continues on the docket and necessarily passes over to a succeeding term for final judgment or other appropriate action. 288 U.S. at 211
  5. Criminal Law & Procedure — Jurisdiction Where the district court, in a criminal case in which a verdict has been duly returned, orders sentence suspended, it is not without jurisdiction thereafter, either at the same or a subsequent term, to impose sentence—even though the intent of the order of suspension was to suspend sentence permanently. 288 U.S. at 211
MILLERv. ADERHOLD,288 U.S. 206(1933)
53 S.Ct. 325
MILLERv. ADERHOLD, WARDEN.
CERTIORARI TO THE CIRCUIT COURT OF APPEALS FOR THE FIFTH CIRCUIT.
No. 138.
Argued January 9, 1933.
Decided February 6, 1933.
1. One upon whom sentence in a criminal case has been suspended may at any time request the court to pronounce judgment, and in the absence of such request must be deemed to have consented to the indefinite delay. P. 210. 2. In a criminal case in the federal district court an order for a permanent suspension of sentence is void.Ex parte UnitedStates,242 U.S. 27. P. 209. 3. Final judgment in a criminal case means sentence; and a void order purporting permanently to suspend sentence is neither a final nor a valid judgment. P. 210.Page 2074. Where judgment has not been pronounced upon a verdict during the term at which it was rendered, the cause continues on the docket and necessarily passes over to a succeeding term for final judgment or other appropriate action. P. 211. 5. Where the district court, in a criminal case in which a verdict has been duly returned, orders sentence suspended, it is not without jurisdiction thereafter, either at the same or a subsequent term, to impose sentence, — even though the intent of the order of suspension was to suspend sentence permanently. P. 211. 56 F.2d 152, affirmed.
CERTIORARI,287 U.S. 592, to review a judgment affirming a
judgment dismissing a writ of habeas corpus.
Mr. Dean G. Achesonfor petitioner.

The order of the District Court was clearly an indefinite or permanent suspension of sentence. Petitioner was not placed on probation. This order, underEx parte United States,242 U.S. 27, was beyond the power of the court.Ex parte Singer, 284 F. 60;United Statesv.Wilson, 46 F. 748.

Where the record shows a suspension of sentence and release of the prisoner, the suspension is permanent and indefinite.Mintiev.Biddle,15 F.2d 931;Peoplev.Barrett,202 Ill. 287;Grundelv.People,33 Colo. 191;Collinsv.State,217 P. 896;Smithv.State,188 Ind. 64;In reFlint,25 Utah 338;Commonwealthv.Maloney,145 Mass. 205;Weaverv.People,33 Mich. 296;Warnerv.State,194 Ind. 426. The cases ofMinerv.United States, 244 F. 422, andMusickv.United States,2 F.2d 711, are in no sense to the contrary.

With the passing of the trial term in which the invalid order was entered, the trial court, according to the uniform holdings of the federal and many state courts, lost jurisdiction thereafter to impose sentence.Ex parte United States,242 U.S. 27;United Statesv.Wilson, 46 F. 748;Ex parte Singer, 284 F. 60;Mintiev.Biddle,15 F.2d 931.Page 208

The following cases hold that, when the imposition of sentence has been indefinitely suspended or postponed and the trial term has expired, the trial court has no jurisdiction thereafter to impose sentence:Grundelv.People,33 Colo. 191;Hawaiiv.Pedro,11 Haw. 287;Peoplev.Allen,155 Ill. 61;Peoplev.Barrett,202 Ill. 287;Smithv.State,188 Ind. 64;Warnerv.State,194 Ind. 426;In re Beck,63 Kan. 57;Statev.Sapp,87 Kan. 740;Weaverv.People,33 Mich. 296;Statev.Hockett,129 Mo. App. 639;Collinsv.State,217 P. 896;In re Flint,25 Utah 338;Peoplev.Kennedy,58 Mich. 372;Hitchcockv.State,145 Tenn. 626.

The following cases hold that, the suspension being invalid and the sentence valid, the prisoner may be lawfully held:Tannerv.Wiggins,54 Fla. 203;Nealv.State,104 Ga. 509;Millerv.Evans,115 Iowa 101;Brabandtv.Commonwealth,157 Ky. 130;Fullerv.State,100 Miss. 811;Statev.Abbott,87 S.C. 466;Spencerv.State,125 Tenn. 64;Reesev.Olsen,44 Utah 318.

The following cases hold that subsequent imprisonment is unlawful:Statev.Voss,80 Iowa 467;In re Peterson,19 Idaho 433;In re Strickler,51 Kan. 700;Ex parte Cornwall,223 Mo. 259;Statev.Murphy,23 Nev. 390;In re Markuson,5 N.D. 180;Ex parte Clendenning,22 Okla. 108;In re Webb,89 Wis. 354. Cf.Ex parte Bugg,163 Mo. App. 44.

Compare, as to indefinite suspension of imposition:Ex parteWilliams,26 Fla. 310;Ex parte St. Hilaire,101 Me. 522;Commonwealthv.Dowdican's Bail,115 Mass. 133;Philpotv.State,65 N.H. 250;Peoplev.Court,141 N.Y. 288;Commonwealthv.Dunleavy, 16 Pa. Sup.Ct. 380.

Compare, as to indefinite suspension of execution:Sylvesterv.State,65 N.H. 193;Statev.Drew,75 N.H. 402;Statev.Hilton,151 N.C. 687.

The Federal Probation Act is inapplicable to the present case, because that Act does not confer the power toPage 209suspend the imposition of sentence except as a necessary incident to subjecting a defendant to the discipline of probation. This was not done or attempted.Mr. Paul D. Miller, with whomSolicitor General Thacher,Assistant Attorney General Youngquist, andMessrs. John J.ByrneandW. Marvin Smithwere on the brief, for respondent.
MR. JUSTICE SUTHERLAND delivered the opinion of the Court.fn*
December 10, 1930, in the federal district court for the southern district of New York, petitioner was convicted on his plea of guilty of the crime of stealing from the United States mails. By order of the court, sentence was suspended and he was discharged from the custody of the marshal.

At a subsequent term of court, on June 17, 1931, petitioner was sentenced by another judge to four years imprisonment. A motion to vacate the sentence was denied; and a petition for a writ ofhabeas corpuswas filed in the federal district court for the northern district of Georgia, praying the discharge of petitioner on the ground that the court imposing the sentence was without jurisdiction to do so. After a hearing the writ was dismissed and petitioner remanded to custody. The circuit court of appeals affirmed the judgment. 56 F.2d 152.

Petitioner seeks a reversal here on the ground that the order of December 10 constitutes a permanent suspension of sentence, void under the decision of this court inEx parte UnitedStates,242 U.S. 27; and that with the expiration of the term the trial court was without power to sentence petitioner. The Solicitor General vigorously opposes the contention that the effect of the order wasPage 210to suspend sentence permanently; but, without determining that question, we are of opinion that if such was the effect, nevertheless, the court was not deprived of power to impose sentence at a subsequent term.

The decisions on the point are in conflict. The greater number support the view of petitioner; but we are of opinion that the weight of reason is the other way. Several of the cases holding with petitioner are set forth inMintiev.Biddle,15 F.2d 931. While these cases and others are emphatically to the effect that a permanent suspension of sentence is void, and that the court thereby, with the passing of the term, loses jurisdiction, we find no convincing reason in any of them for the latter conclusion. The decision in theMintiecase rests primarily upon considerations affecting the accused. Support for its conclusion is found by the court in the supposition that during the suspension the accused can "make no plans, enter into no contracts, engage in no permanent occupation, and bind himself to no obligations, or create any permanent ties, business or domestic." But it is hard to see the relevancy of these difficulties to the question of jurisdiction. They equally would be present if sentence were definitely postponed from term to term; and power to that extent is not doubted. Moreover, since the suspension order is void, the accused is not bound to rest under the supposed hardship. He may at any time put an end to it by requesting the court to pronounce judgment, which the court no doubt would do unless good cause to the contrary were made to appear. In the absence of such request he must be held to have consented to the indefinite delay and cannot complain.Hoggettv.State,101 Miss. 269,271;57 So. 811. CompareUnitedStatesv.Mulligan,48 F.2d 93;United Statesv.Lecato,29 F.2d 694,695.

In a criminal case final judgment means sentence; and a void order purporting permanently to suspend sentencePage 211is neither a final nor a valid judgment.United Statesv.Lecato, supra, at p. 695;Statev.Bongiorno,96 N.J.L. 318;115 A. 665;Peoplev.Bork,78 N.Y. 346,350;Statev.Vaughan,71 Conn. 457,458;42 A. 640;Symingtonv.State,133 Md. 452,454;105 A. 541. If the suspension be for a fixed time, the case undoubtedly remains on the docket of the court until disposed of by final judgment. There is no good reason, in our opinion, why a different rule should obtain where the order of suspension, though expressly made permanent, is void. Such an order is a mere nullity without force or effect, as though no order at all had been made; and the case necessarily remains pending until lawfully disposed of by sentence. CompareIn re Bonner,151 U.S. 242,259-262;G. Amsinck Co. v.Springfield Grocer Co.,7 F.2d 855,858;Hammersv.United States, 279 F. 265, 266;Biddlev.Thiele,11 F.2d 235,236-237;Bryantv.United States, 214 F. 51.

The order here under review being ineffectual to confer immunity from punishment, the conclusion that such immunity existed must rest upon the bare fact that, without any saving provision, the term at which the accused was convicted but not sentenced had passed. But that foundation for the conclusion at once vanishes in the face of the rule that where judgment has not been pronounced upon a verdict during the term at which it was rendered, the cause continues on the docket and necessarily passes over to a succeeding term for final judgment or other appropriate action.Walkerv.Moser, 117 F. 230, 232. We conclude, in accordance with what we regard as the better view, that in a criminal case, where verdict has been duly returned, the jurisdiction of the trial court, under circumstances such as are here disclosed, is not exhausted until sentence is pronounced, either at the same or a succeeding term.Rachmilv.United States, 288 F. 782, 785;Ex parte Dunn,50 S.D. 48,52-54;Page 212208 N.W. 224;Hoggettv.State, supra, at p. 271;Hancockv.Rogers,140 Ga. 688;79 S.E. 558;Dilleyv.Commonwealth,243 Ky. 464,468;48 S.W.2d 1070;Neacev.Commonwealth,165 Ky. 739,742-743;178 S.W. 1062.Judgment affirmed.
  1. Page 209 The opinion was announced by the Chief Justice, Mr. Justice Sutherland being absent from the Bench. ↩