Opinion · Supreme Court of the United States

John v. Paullin

John v. Paullin, 231 U.S. 583 (1913)

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
1913-12-22
Topic
general

How later courts describe this case

  • Each state clearly has the right to prescribe the jurisdiction of its appellate courts, the mode and time of invoking that jurisdiction, and the rules of practice to be applied in its exercise

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Cited by
48 opinions

Headnotes

  1. Federal Courts & Jurisdiction — Review of State Court Judgments A state appellate court's dismissal of an appeal because its jurisdiction was not invoked in accordance with state law does not deny a federal right, and the Supreme Court cannot review such a judgment under § 237 of the Judicial Code; where the state court neither passed on the merits nor reached any federal question, no federal question was before it for decision. 231 U.S. at 585–586
  2. Federal Courts & Jurisdiction — State Authority over Appellate Jurisdiction It rests with each State to prescribe the jurisdiction of its appellate courts, the mode and time of invoking that jurisdiction, and the rules of practice to be applied in its exercise; these state rules are equally applicable when federal rights are in controversy as when the case turns entirely upon questions of local or general law. 231 U.S. at 586
  3. Statutory Interpretation — Application to State Courts Section 12 of the Act of March 3, 1905, relating to review of judgments rendered in the courts temporarily established by Congress in the Indian Territory, applies only to such judgments and does not govern judgments rendered by state courts after statehood; the mode of subjecting a state's subordinate court judgments to review by its Supreme Court is a matter of local concern and not within the control of Congress. 231 U.S. at 586–587
  4. Federal Courts & Jurisdiction — Finality of State Court Judgment Where a state court dismisses a proceeding for want of a properly invoked appeal and thus decides only a preliminary question of its own jurisdiction turning on local law, the case stands as though no appeal had been prosecuted, and the statutory prerequisite for exercise of the Supreme Court's reviewing power — a final judgment actually or constructively deciding a federal question — is wanting. 231 U.S. at 587–588
JOHNv. PAULLIN,231 U.S. 583(1913)
34 S.Ct. 178
JOHN, GUARDIAN,v. PAULLIN.
ERROR TO THE SUPREME COURT OF THE STATE OF OKLAHOMA.
No. 105.
Argued December 8, 9, 1913.
Decided December 22, 1913.
No Federal right is denied by an appellate court of a State in dismissing an appeal from a lower court, because its jurisdiction was not invoked in accordance with the laws of the State, and this court cannot review such a judgment under § 709, Rev. Stat., now Judicial Code, § 237. It rests with each State to prescribe the jurisdiction of its appellate courts, and the mode of invoking it, and their rules are equally applicable when Federal, as when only local, rights are involved. Section 12 of the act of March 3, 1905,33 Stat. 1048, 1081, providing for the review of judgments of the courts temporarily established in the Indian Territory, related only to such judgments and has no application to judgments rendered by the state courts after Statehood. The method of subjecting the judgments of a subordinate state court to review by appellate courts of the State is a matter of local concern and not within the control of Congress.Coylev.Smith,221 U.S. 559.Page 584In this case, as nothing was decided but a preliminary question of the jurisdiction of a state appellate court which turned entirely upon a question of local law, the writ of error is dismissed. Writ of error to review24 Okla. 636, dismissed.
THE facts, which involve the jurisdiction of this court under
§ 237 of the Judicial Code to review a judgment of the appellate
court of a State dismissing an appeal from an inferior court, are
stated in the opinion.
Mr. Edward F. Colladay, with whomMr. Napoleon B. Maxeywas on the brief, for plaintiff in error.Mr. W.T. Sprowls, Mr. V.B. HaysandMr. Robert Crockett, for defendants in error, submitted.
MR. JUSTICE VAN DEVANTER delivered the opinion of the court.
Our jurisdiction in this case is challenged by a motion to dismiss. The case was begun in the United States Court for the Central District of the Indian Territory, and was pending in that court when the Territory of Oklahoma and the Indian Territory were admitted into the Union as the State of Oklahoma. Under the combined operation of the Oklahoma Enabling Act (June 16, 1906,34 Stat. 267, c. 3335; March 4, 1907,Id. 1286, c. 2911) and the state constitution (seeBennerv.Porter, 9 How. 235, 246) the case was then transferred to the district court of Bryan County, where a trial resulted in a judgment determining the matters in controversy, which turned in part upon the validity, under the laws of the United States, of certain deeds and leases executed by an Indian allottee, since deceased. The guardian of two minor heirs of the allottee had intervened in the cause, had asserted the invalidity of all the deeds and leases, andPage 585had set up a claim to the property in question as against the other parties; but this claim was rejected, and the guardian sought to have the judgment reviewed and reversed by the Supreme Court of the State. That court held that some of the parties below, whose presence in the appellate proceeding was essential, had not been brought into that proceeding, or voluntarily appeared therein, in accordance with the law of the State, and upon that ground dismissed the proceeding.24 Okla. 636. The guardian then sued out the present writ of error.

As the Supreme Court of the State did not pass upon the merits of the case or upon the correctness of any of the rulings below, but, on the contrary, held that it was powerless to do so because its appellate jurisdiction was not invoked in accordance with the laws of the State, we do not perceive any theory upon which its judgment of dismissal may be reviewed by us consistently with the familiar limitations upon our authority. See Rev. Stat., § 709; Judicial Code, § 237. Certainly no Federal right was denied by that court, and if, as was held by it, its appellate jurisdiction was not properly invoked, no Federal question was before it for decision.

Without any doubt it rests with each State to prescribe the jurisdiction of its appellate courts, the mode and time of invoking that jurisdiction, and the rules of practice to be applied in its exercise; and the state law and practice in this regard are no less applicable when Federal rights are in controversy than when the case turns entirely upon questions of local or general law.Callanv.Bransford,139 U.S. 197;Brownv.Massachusetts,144 U.S. 573;Jacobiv.Alabama,187 U.S. 133;Hulbertv.Chicago,202 U.S. 275,281;Newmanv.Gates,204 U.S. 89;Chesapeake Ohio Railway Co. v.McDonald,214 U.S. 191,195.

But it is said that the proceedings by which it was attempted to secure a review of the judgment of the trial court should have been tested by the act of Congress ofPage 586March 3, 1905,33 Stat. 1048, 1081, c. 1479, § 12, and that the Supreme Court of the State erred in holding otherwise. We cannot accede to the contention. The act of 1905, § 12, related to the review of judgments rendered in the courts temporarily established by Congress in the Indian Territory, and had no application to judgments rendered after statehood] in the courts of the State. Besides, the mode of subjecting the judgments of the State's subordinate courts to review in its Supreme Court was a matter of local concern only and not within the control of Congress. SeeCoylev.Smith,221 U.S. 559.

The state constitution provided (Art. 7, § 8) that the appellate jurisdiction of the Supreme Court should be invoked in the manner prescribed by the laws of the Territory of Oklahoma, until the state legislature should provide otherwise, and also (Art. 25, § 2) that the laws of the Territory of Oklahoma, not repugnant to the state constitution or locally inapplicable, should be extended over the new State, which embraced the Indian Territory as well as the Territory of Oklahoma. When the State was admitted into the Union the Territory of Oklahoma had a full complement of laws regulating appellate proceedings. Wilson's Rev. Ann. Stat. 1903, §§ 4732et seq. It was by these constitutional provisions and laws that the Supreme Court tested the appellate proceedings in this instance, with the result that they were adjudged inadequate because they had not brought before the court, within the time prescribed (Wilson's Stat., §§ 4736, 4748), parties whose presence was essential to enable it to review the judgment below.

Thus it appears that nothing was decided but the preliminary question of the court's jurisdiction to pass upon the controverted matters shown in the record, and that this question was resolved according to what the court deemed to be the true construction and effect of applicable provisions of the constitution and laws of the State. InPage 587short, the judgment of dismissal turned entirely upon a question of local law.

As particularly apposite, we quote the following from the opinion inNewmanv.Gates, supra, a case in which this court declined to review a like judgment of dismissal by a state court:

"Had the appeal been properly taken it would have been the duty of the Supreme Court of Indiana to pass upon the questions presented by the record before it, including, it may be, a Federal question, based upon the due faith and credit clause of the Constitution, which, on various occasions, was pressed upon the attention of the trial court. In legal effect, however, the case stands as though no appeal had been prosecuted from the judgment rendered by the trial court. As the jurisdiction of this court to review the judgments or decrees of state courts when a Federal question is presented is limited to the review of a final judgment or decree, actually or constructively deciding such a question, when rendered by the highest court of a State in which a decision in the suit could be had, and as for the want of a proper appeal no final judgment or decree in such court has been rendered, it results that the statutory prerequisite for the exercise in this case of the reviewing power of this court is wanting."Writ of error dismissed.Page 588