Opinion · Supreme Court of the United States

Mitchell v. Helms

Mitchell v. Helms, 530 U.S. 793 (2000)

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
2000-06-28
Topic
general

How later courts describe this case

  • holding that law providing governmental aid to public and private schools did not violate First Amendment
  • holding that “[a]ny money that ultimately went to religious institutions . . . as a result of the genuinely independent and private choices of individuals” is valid. (internal quotations and citation omitted)
  • emphasizing that the constitutional concern that direct aid might be impermissibly diverted to religious activities is especially pronounced when the aid is in the form of direct monetary subsidies
  • noting that “in Agostini we modified Lemon for purposes of evaluating aid to schools”
  • instructing that “courts should refrain from trolling through a person’s or institution’s religious beliefs”
  • yielding three opinions that disagreed on the appropriate framework for assessing Establishment Clause claims
  • upholding program lending educational materials and equipment to public and private schools based on enrollment
  • upholding program lending 6 educational materials and equipment to public and private schools based on 7 enrollment

Citator

Mitchell v. Helms has been questioned or limited by later authorities: relies on overruled authority: 53 L. Ed. 2d 714 (overruled by Mitchell v. Helms). Read them before relying on it. 246 later decisions cite it.

Authority status
caution
Cited by
246 opinions

Headnotes

  1. Education Law — Federal School Aid Programs Chapter 2 of the Education Consolidation and Improvement Act of 1981 channels federal funds through state educational agencies to local educational agencies, which lend educational materials and equipment to public and private elementary and secondary schools for "secular, neutral, and nonideological" programs; aid is allocated among participating schools based on enrollment, must supplement rather than supplant nonfederal funds, must be offered to public and nonprofit private schools alike, and private schools may not acquire title to Chapter 2 materials or equipment. 20 U.S.C. §§ 7301–7373, 7312(a), 7351(b)(2), 7371(b), 7372(a)–(c)
  2. Constitutional Law — Establishment Clause To determine whether a statute violates the Establishment Clause, a court asks whether the government acted with the purpose of advancing or inhibiting religion and whether the aid has the effect of doing so; the entanglement inquiry is now a criterion relevant to determining the statute's effect rather than a separate prong. *Lemon v. Kurtzman*, 403 U.S. 602, 612–613; *Agostini v. Felton*, 521 U.S. 203, 222–223, 232–233
  3. Constitutional Law — Establishment Clause Government aid to religious schools has the effect of advancing religion if it results in governmental indoctrination, defines its recipients by reference to religion, or creates an excessive entanglement between government and religion. *Agostini v. Felton*, 521 U.S. 203, 232–233
  4. Constitutional Law — Establishment Clause Whether governmental aid to religious schools results in religious indoctrination attributable to the State—and thus whether the program subsidizes religion—turns on whether any indoctrination that occurs could reasonably be attributed to governmental action. *Agostini v. Felton*, 521 U.S. 203, 226, 230–231
  5. Constitutional Law — Establishment Clause In determining whether indoctrination is attributable to the State, courts apply the neutrality principle, upholding aid offered to a broad range of groups or persons without regard to religion; as a way of assuring neutrality, courts consider whether any governmental aid to a religious institution results from the genuinely independent and private choices of individual parents. *Agostini v. Felton*, 521 U.S. 203, 226
  6. Constitutional Law — Establishment Clause An aid program does not create a financial incentive to undertake religious indoctrination—and therefore does not define its recipients by reference to religion—where aid is allocated on the basis of neutral, secular criteria that neither favor nor disfavor religion and is made available to both religious and secular beneficiaries on a nondiscriminatory basis. *Agostini v. Felton*, 521 U.S. 203, 225–226, 231, 234
  7. Constitutional Law — Establishment Clause The rule that all government aid that directly assists the educational function of religious schools is invalid, and the direct/indirect distinction premised on it, are inconsistent with the Court's more recent cases; labeling aid "direct" or "indirect" is an arbitrary formalism that does not further the constitutional analysis. *Agostini v. Felton*, 521 U.S. 203, 225; *Wolman v. Walter*, 433 U.S. 229, 250; *Board of Ed. of Central School Dist. No. 1 v. Allen*, 392 U.S. 236, 243–245
  8. Constitutional Law — Establishment Clause Where aid to schools, even direct aid, is neutrally available and first passes through the hands, literally or figuratively, of numerous private citizens who are free to direct the aid elsewhere, the government has not provided support of religion; the Establishment Clause does not require that private choice take the form of aid literally passing through individuals' hands. *Witters v. Washington Dept. of Servs. for Blind*, 474 U.S. 481, 489
  9. Constitutional Law — Establishment Clause Special Establishment Clause dangers attend the direct payment of money to religious institutions; that heightened concern rests chiefly on the proximity of direct monetary aid to the original object of the Establishment Clause's prohibition—government sponsorship, financial support, and active involvement in religious activity—rather than on divertibility, and it supplies no justification for an absolute rule against divertibility when the aid consists of instructional materials and equipment. *Rosenberger v. Rector and Visitors of Univ. of Va.*, 515 U.S. 819, 842; *Walz v. Tax Comm'n of City of New York*, 397 U.S. 664, 668
  10. Constitutional Law — Establishment Clause The concern for divertibility, as opposed to improper content, is misplaced, because it is boundless and has at most an attenuated link to any realistic concern for preventing an establishment of religion; the issue is not divertibility but whether the aid itself has an impermissible content, and aid suitable for use in a public school is also suitable for use in any private school.
  11. Constitutional Law — Establishment Clause The Court has not accepted the recurrent argument that all aid is forbidden because aid to one aspect of an institution frees it to spend its other resources on religious ends. *Committee for Public Ed. and Religious Liberty v. Regan*, 444 U.S. 646, 658
  12. Constitutional Law — Establishment Clause Whether a recipient school is pervasively sectarian is not relevant to the constitutionality of a school-aid program; the religious nature of a recipient does not matter to the constitutional analysis so long as the recipient adequately furthers the government's secular purpose, and excluding pervasively sectarian schools from an otherwise permissible aid program is a form of religious hostility lacking constitutional justification. *Witters v. Washington Dept. of Servs. for Blind*, 474 U.S. 481; *Agostini v. Felton*, 521 U.S. 203
  13. Constitutional Law — Establishment Clause In assessing neutrality, courts consider whether governmental aid reaching a religious institution does so only as a result of the genuinely independent and private choices of individuals; where numerous private choices, rather than a single governmental choice, determine the distribution of aid under neutral eligibility criteria, the government cannot grant special favors that might lead to a religious establishment. *Agostini v. Felton*, 521 U.S. 203, 226; *School Dist. of Grand Rapids v. Ball*, 473 U.S. 373, 395, n. 13
  14. Constitutional Law — Establishment Clause A general government program that distributes benefits neutrally to any child qualifying as disabled, without regard to the sectarian-nonsectarian or public-nonpublic nature of the school the child attends, and that accords parents freedom to select a school of their choice while creating no financial incentive to choose a sectarian school, does not violate the Establishment Clause by providing a government-paid sign-language interpreter to a deaf student at a Catholic high school. *Zobrest v. Catalina Foothills School Dist.*, 509 U.S. 1, 10, 13
  15. Constitutional Law — Establishment Clause Aid that ultimately flows to religious institutions only as a result of the genuinely independent and private choices of aid recipients, pursuant to a program made generally available without regard to the sectarian-nonsectarian or public-nonpublic nature of the institution benefited, creates no financial incentive for students to undertake sectarian education and involves no state decision to support religious education. *Witters v. Washington Dept. of Servs. for Blind*, 474 U.S. 481, 487–488
  16. Constitutional Law — Establishment Clause Where aid to parochial schools is available only as a result of the private decisions of individual parents, no imprimatur of state approval can be deemed to have been conferred on any particular religion, or on religion generally; the mere fact that an aid program offers private schools a benefit they did not previously receive does not create an incentive for parents to choose a religious education, because any aid will have some such effect. *Mueller v. Allen*, 463 U.S. 388, 398–399; *Board of Ed. of Central School Dist. No. 1 v. Allen*, 392 U.S. 236, 244; *Everson v. Board of Ed. of Ewing*, 330 U.S. 1, 17
  17. Constitutional Law — Establishment Clause Remedial classes taught by public employees in the facilities of private schools, under a program governed by private choice and neutrality that makes services available to all children meeting the Act's eligibility requirements regardless of religious belief or school attended, do not impermissibly finance religious indoctrination; it is constitutionally insignificant that students did not directly apply for the services, that instruction was provided in groups rather than individually, or that instruction occurred in private school facilities. *Agostini v. Felton*, 521 U.S. 203, 226–229, 232
  18. Constitutional Law — Establishment Clause Actual diversion of government aid to religious indoctrination is constitutionally impermissible. *Bowen v. Kendrick*, 487 U.S. 589, 621–622, 624
  19. Constitutional Law — Establishment Clause To establish a First Amendment violation, plaintiffs challenging a school-aid program must prove that the aid actually is, or has been, used for religious purposes; presumptions of religious indoctrination are normally inappropriate when evaluating neutral school-aid programs. *Board of Ed. of Central School Dist. No. 1 v. Allen*, 392 U.S. 236, 248; *Meek v. Pittenger*, 421 U.S. 349, 361–362; *Agostini v. Felton*, 521 U.S. 203, 223–227, 234
  20. Constitutional Law — Establishment Clause A presumption that religious-school teachers will divert instructional materials and equipment to religious use constitutes an absolute bar to the aid regardless of the school's ability to separate that aid from its religious mission; such a flat rule exalts form over substance and should be abandoned, because teachers receiving supplementary teaching tools need only ensure that any religious teaching is done without the government-provided aids. *Zobrest v. Catalina Foothills School Dist.*, 509 U.S. 1, 13
  21. Constitutional Law — Establishment Clause The assumption that properly instructed public employees will fail to discharge their duties faithfully has been abandoned; accordingly, no constitutional need exists for pervasive monitoring of an aid program, and the adequacy of statutory safeguards against diversion is not itself relevant to the constitutional inquiry. *Agostini v. Felton*, 521 U.S. 203, 234
  22. Constitutional Law — Establishment Clause Scattered, de minimis statutory violations of content or supplantation restrictions, discovered and remedied by the relevant authorities before litigation, do not convert an otherwise unobjectionable program into a law that has the effect of advancing religion.
  23. Constitutional Law — Establishment Clause Neutrality is an important factor in Establishment Clause challenges to school-aid programs, but a program does not pass constitutional muster solely because it employs neutral criteria to distribute aid. *Agostini v. Felton*, 521 U.S. 203, 228, 231–232
  24. Constitutional Law — Establishment Clause A program that uses wholly neutral and secular criteria to allocate aid to students enrolled in religious and secular schools alike does not define its recipients by reference to religion.
  25. Constitutional Law — Establishment Clause The distinction between lending textbooks to religious school students, which does not violate the Establishment Clause, and lending instructional materials and equipment is irrational, because textbooks are themselves "the heart tools" of education and an educator can use virtually any instructional tool, including a textbook, to teach a religious message. *Board of Ed. of Central School Dist. No. 1 v. Allen*, 392 U.S. 236; *Meek v. Pittenger*, 421 U.S. 349, 359–362, 384; *Wallace v. Jaffree*, 472 U.S. 38, 110
  26. Constitutional Law — Establishment Clause Under *Agostini*, the criteria for determining whether aid has the effect of advancing religion may also be reviewed to determine whether a program constitutes an endorsement of religion, and a program that satisfies those criteria does not reasonably appear as an endorsement. *Agostini v. Felton*, 521 U.S. 203, 235
  27. Constitutional Law — Establishment Clause Chapter 2 of the Education Consolidation and Improvement Act of 1981, as applied in Jefferson Parish, Louisiana, is not a law respecting an establishment of religion, where aid is allocated on the basis of neutral, secular criteria, must be supplementary and may not supplant nonfederal funds, never reaches the coffers of religious schools, must be secular, involves private choice, rests on only de minimis evidence of actual diversion, and includes adequate safeguards. 20 U.S.C. §§ 7371(b), 7372(a)–(c)
  28. Education Law — Federal Statutory Requirements The adequacy of a state's safeguards against diversion is a question of statutory and regulatory compliance, not of constitutional law.
  29. Constitutional Law — Establishment Clause A court may presume that participating religious school officials act in good faith in their reports on the use of government aid, especially absent proof that they breached their assurances or misled government officials; judicial concern that a program's legitimate objectives may be subverted by lax enforcement cannot, standing alone, warrant striking down a statute as unconstitutional. *Tilton v. Richardson*, 403 U.S. 672, 679
  30. Constitutional Law — Establishment Clause Evidence of actual diversion of aid that is ambiguous, isolates only specific instances, or is de minimis in scope is insufficient by itself to establish an Establishment Clause violation of an otherwise valid aid program; extensive violations of program restrictions, if proved, are relevant in shaping a remedy that ends such abuses. *Bowen v. Kendrick*, 487 U.S. 589, 623
  31. Constitutional Law — Establishment Clause The Establishment Clause prohibits government from setting up a church, passing laws that aid one religion, aid all religions, or prefer one religion over another, forcing or influencing a person to profess belief or disbelief, punishing professed beliefs or nonbelief, levying any tax to support religious activities or institutions, or participating openly or secretly in the affairs of religious organizations. *Everson v. Board of Education*, 330 U.S. 1, 15–16
  32. Constitutional Law — Establishment Clause Government may not compel any citizen to contribute money to support religion, because compulsion to support religion violates the fundamental principle of freedom of conscience. *Everson v. Board of Ed. of Ewing*, 330 U.S. 1, 64–66 (Madison, *Memorial and Remonstrance* ¶ 3)
  33. Constitutional Law — Establishment Clause Government aid to religion tends to corrupt religion and to degrade government; the Establishment Clause rests in part on the belief that a union of government and religion destroys government and demeans religion, and that ecclesiastical establishments have historically had a contrary operation to the purity and efficacy of religion. *Engel v. Vitale*, 370 U.S. 421, 431; *Everson v. Board of Ed. of Ewing*, 330 U.S. 1, 53 (Rutledge, J., dissenting), 67 (Madison, *Memorial and Remonstrance* ¶ 7)
  34. Constitutional Law — Establishment Clause Government establishment of religion is linked with civic conflict; the turmoil produced by religious establishment has led to rejection of the idea that government should subsidize religious education. *Everson v. Board of Ed. of Ewing*, 330 U.S. 1, 8–11; *Engel v. Vitale*, 370 U.S. 421, 429; *Lemon v. Kurtzman*, 403 U.S. 602, 623, 645–649
  35. Constitutional Law — Establishment Clause Government must be neutral in its relations with groups of religious believers and nonbelievers, neither aiding religion nor hampering its free exercise. *Everson v. Board of Education*, 330 U.S. 1, 16, 18
  36. Constitutional Law — Establishment Clause General government services such as police and fire protection, sewage connections, public highways, and sidewalks raise no Establishment Clause concern; benefits of public welfare legislation extended to virtually every member of the population may be enjoyed by religious organizations consistently with the prohibition against aid. *Everson v. Board of Education*, 330 U.S. 1, 17–18
  37. Constitutional Law — Establishment Clause Reimbursing all parents for the cost of transporting their children to school, including sectarian schools, does not violate the Establishment Clause where the state gives no money to the schools, does not support them, and does no more than provide a general program to help parents get their children safely and expeditiously to and from accredited schools. *Everson v. Board of Education*, 330 U.S. 1, 18
  38. Constitutional Law — Establishment Clause The permissibility of a government practice benefiting religion turns on whether it is classified as aid to religion or as a general public service consistent with government neutrality; the classification is a function of the purpose and effect of the challenged law in all its particularity and is not reducible to any formula. *Board of Ed. of Central School Dist. No. 1 v. Allen*, 392 U.S. 236, 243
  39. Constitutional Law — Establishment Clause Evenhandedness in distributing a benefit as between religious and secular recipients is a relevant factor but is not a sufficiency test of constitutionality; there is no rule of religious equal protection requiring that any expenditure for the benefit of religious school students is constitutional so long as public school pupils are favored on ostensibly identical terms.
  40. Constitutional Law — Establishment Clause "Neutrality" is a conclusory label for the required position of government as neither aiding religion nor impeding religious exercise, and is not synonymous with evenhandedness in conferring benefit on the secular as well as the religious; the substantive principle that government may not aid a religious mission remains the governing understanding of the Establishment Clause as applied to public benefits inuring to religious schools.
  41. Constitutional Law — Establishment Clause In Establishment Clause litigation over school-aid legislation there is no "pure" aid to religion and no purely secular welfare benefit; the judicial task is to make a realistic allocation between the two possibilities.
  42. Constitutional Law — Establishment Clause Permissible services or aid to religious schools under the Establishment Clause have been described as "secular, neutral, or nonideological," with "neutral" used in the sense of "secular" or "nonreligious." *Lemon v. Kurtzman*, 403 U.S. 602, 616; *Wolman v. Walter*, 433 U.S. 229, 242; *Tilton v. Richardson*, 403 U.S. 672, 687–688
  43. Constitutional Law — Establishment Clause Religious institutions need not be quarantined from public benefits that are neutrally available to all; a program that makes aid available generally, without regard to the sectarian-nonsectarian or public-nonpublic nature of the institution benefited, is facially neutral, and that neutrality is a relevant consideration in determining whether an Establishment Clause violation exists. *Roemer v. Board of Public Works of Md.*, 426 U.S. 736, 746–747; *Mueller v. Allen*, 463 U.S. 388, 397, 401; *Witters v. Washington Dept. of Servs. for Blind*, 474 U.S. 481, 487; *Nyquist*, 413 U.S. 756, 782, n. 38
  44. Constitutional Law — Establishment Clause Government aid supporting a sectarian school's religious exercise or the discharge of its religious mission is prohibited, while aid of a secular character with no discernible benefit to a sectarian objective is allowable; because religious and secular spheres overlap in the life of many sectarian schools, courts look to facts likely to reveal the relative religious or secular intent or effect of government benefits, including whether the government acts neutrally, the form of the aid, its path to the religious institution, its divertibility to religious nurture, its potential for reducing traditional expenditures, and its relative importance to the recipient, with no single test controlling. U.S. Const., Amdt. 1
  45. Constitutional Law — Establishment Clause The Establishment Clause does not stand alone but must be applied in harmony with the Free Exercise Clause that follows it, and criteria defining the margins of the establishment prohibition must respect the guarantee of religion's free exercise. U.S. Const., Amdt. 1
  46. Constitutional Law — Establishment Clause To the extent *Meek v. Pittenger*, 421 U.S. 349, and *Wolman v. Walter*, 433 U.S. 229, are inconsistent with the Court's analysis, they are overruled; *Agostini v. Felton*, 521 U.S. 203, controls the constitutional inquiry. *Meek v. Pittenger*, 421 U.S. 349; *Wolman v. Walter*, 433 U.S. 229; *Agostini v. Felton*, 521 U.S. 203
  47. Constitutional Law — Stare Decisis Lower courts must abide by any applicable holding of the Supreme Court even though that holding might seem inconsistent with subsequent decisions. *Agostini v. Felton*, 521 U.S. 203, 237