Opinion · Supreme Court of the United States

Bartell v. United States

227 U.S. 427

Type
Opinion
Court
Supreme Court of the United States
Jurisdiction
Federal
Date
1913-02-24
Topic
general

use of mails to defraud

Citator

UpLaw has not yet analyzed Bartell v. United States. The absence of a flag is not a finding that it is good law.

Cited by
111 opinions

Headnotes

  1. Criminal Law & Procedure — Indictment An indictment is sufficient under the Constitution and laws of the United States if it advises the accused of the nature and cause of the accusation against him with such reasonable certainty that he can prepare and make his defense and, after judgment, may plead the record and judgment in bar of further prosecution for the same offense. 227 U.S. 427, 431 (1913)
  2. Criminal Law & Procedure — Indictment While a document or writing essential to the charge of crime ordinarily must be sufficiently described to make known its contents or substance, there is a recognized exception for printed or written matter alleged to be too obscene or indecent to be spread upon the records of the court; such matter may be identified by a reference sufficient to advise the accused of the letter or document intended without setting forth its contents. 227 U.S. 427, 431 (1913)
  3. Criminal Law & Procedure — Indictment The right of an accused to be advised of the nature and cause of the accusation is not infringed by omission from the indictment of indecent and obscene matter alleged as not proper to be spread upon the records of the court, provided the crime charged is so described as reasonably to inform the accused of the nature of the charge sought to be established against him. 227 U.S. 427, 431–32 (1913)
  4. Criminal Law & Procedure — Bill of Particulars In a prosecution for mailing obscene matter, the accused may apply to the court before trial for a bill of particulars showing what parts of the paper would be relied on by the prosecution as obscene, and the motion is to be granted or refused in the exercise of the court's sound legal discretion as necessary to the ends of justice. 227 U.S. 427, 432 (1913)
  5. Criminal Law & Procedure — Indictment An indictment under Section 3893 of the Revised Statutes for depositing obscene matter in the mails is sufficient where it charges that the accused knowingly deposited the letter on a day named at a post-office specifically named, that its contents were known to the accused and were too filthy, obscene, lewd and offensive to be spread upon the record of the court, and that the letter was enclosed in an envelope bearing a definite address, at least in the absence of a demand for a bill of particulars. 227 U.S. 427, 432–33 (1913)
  6. Criminal Law & Procedure — Former Jeopardy Where an indictment is challenged as too indefinite to permit the accused to plead the record and conviction in bar of another prosecution, the accused may resort to parol testimony to show the subject-matter of the former conviction. 227 U.S. 427, 432 (1913)
BARTELLv. UNITED STATES,227 U.S. 427(1913)
33 S.Ct. 383
BARTELLv. UNITED STATES.
ERROR TO THE DISTRICT COURT OF THE UNITED STATES FOR THE DISTRICT OF SOUTH
DAKOTA.
No. 691.
Argued January 14, 1913.
Decided February 24, 1913.
An indictment to be good under the Constitution and laws of the United States must advise the accused of the nature and cause of the accusation sufficiently to enable him to meet the accusation and prepare for trial and so that, after judgment, he may be able to plead the record and judgment in bar of further prosecution for the same offense. While ordinarily documents essential to the charge of crime must be sufficiently described to make known the contents thereof, matter too obscene or indecent to be spread on the record may be referred to in a manner sufficient to identify it and advise the accused of the document intended without setting forth its contents; and so held as to an indictment under § 3893 Rev. Stat. for sending obscene matter through the mails. The accused may demand a bill of particulars if the reference in the indictment to a letter too obscene to be published does not sufficiently identify it, and in the absence of such demand a detailed reference is sufficient. The accused is entitled to resort to parol evidence on a prosecution for sending obscene matter through the mail to show that the letter on which the indictment is based had been the subject-matter of a former prosecution, and therefore if the letter is too obscene to be spread on the record it is sufficient if a reference is made thereto in such detail that it may be identified.
THE facts, which involve the construction of § 3893, Rev.
Stat., and the validity of an indictment and conviction
thereunder for depositing obscene matter in a postoffice of the
United States, are stated in the opinion.
Mr. Joe Kirbyfor plaintiff in error submitted:

Under the Fifth and Sixth Amendments the indictmentPage 428must inform the accused of the charge with the definiteness and certainty recognized by law at the time this provision was adopted into the Constitution, and must be sufficient to protect, by the record, the defendant from a second jeopardy for the same offense.

The defendant must be tried for the offense, and that alone, of which the grand jury saw fit to accuse him. It cannot be a blanket indictment so that the prosecuting officer can select from a series of offenses, where only one is presented in the indictment, which he will attempt to prove.

The indictment in this respect does not meet these requirements.

The defendant must be tried, if at all, for the same specific offense that the grand jury had in mind when they returned the indictment, and this must appear from the record and cannot be left to the sense of honesty of the prosecution, or the honor of any court official.In re Bain,121 U.S. 1.

The indictment must inform him of the nature and cause of the accusation, and this information must be so definite as to contain every ingredient of which the crime is composed so that he may be able, with his witnesses, to combat the prosecution at every point and, when the case is concluded, to invoke the protection provided by Article V against being again placed in jeopardy for the same offense.United Statesv.Cruikshank,92 U.S. 542. SeeStatev.Terry, 19 S.W. 206;Rosenv.United States,161 U.S. 29.

The date of the alleged offense, as set forth in the indictment, is not in any manner an identification of the objectionable document which was presented to the grand jury. The date was wholly immaterial so long as the time sought to be proven was within the statute of limitations.United Statesv.Potter, 56 F. 95.

While the statement that the envelope containing thePage 429letter was addressed to a particular person at a particular place might be some possible identification of the envelope, it would seem if it were in the mails something more definite could appear. Was it stamped, postmarked, or otherwise distinguishable? But how would this in any manner identify the letter that is said to have been objectionable. It must be true that some part of the letter was not too filthy to appear on the records of the court. It is reasonable to assume that at least so much of a description of the document as is found in theRosen Casecould have been presented.

How is it to be known that the document ultimately presented to the trial court was the one that was before the grand jury? To hold such an indictment good, is for all practical purposes to abolish the constitutional safeguards. If they can be torn down in this case they can be destroyed in any other, and blanket indictments would probably become the rule.United Statesv.Harmon, 34 F. 872;United Statesv.Read, 73 F. 289.The Solicitor Generalfor the United States:

It is unnecessary to set forth the obscene matter.Rosenv.United States,161 U.S. 29,34,40.

Identification by the date of mailing and the address upon the envelope is sufficient.Tubbsv.United States, 105 F. 59, 60, 61.

There is no danger of a second jeopardy, as it can always be established by parol evidence what letter was the subject of the prior conviction or acquittal.Bowersv.United States, 148 F. 379;Dunbarv.United States,156 U.S. 185,191;Durlandv.United States,161 U.S. 315;Tubbsv.UnitedStates, 105 F. 59.

The defendant failed to demand a bill of particulars, which would have cleared up any uncertainty as to what letter was the subject of the indictment.Durlandv.United States,161 U.S. 306,315;Rosenv.United States,Page 430161 U.S. 29,35,41;Shawv.United States, 180 F. 348, 352.

There was no difficulty in demurring to the indictment.United Statesv.Bennett, 16 Blatchf. 338, 351.

The letter was sufficiently identified, and the suggestion that a defendant might be indicted on one indictment and tried on another is without merit.Pricev.United States,165 U.S. 311,315.
MR. JUSTICE DAY delivered the opinion of the court.
The plaintiff in error was indicted under § 3893 of the Revised Statutes, which declares certain matter unmailable, for depositing a letter alleged to be obscene in a post-office of the United States. Upon trial he was convicted, and was sentenced to a term in the penitentiary. The case is brought here to review alleged errors in failing to sustain objections made to the indictment in the court below.

The indictment charged that Bartell did on the twenty-fourth of November, 1911, at Sioux Falls, in the County of Minnehaha, State of South Dakota, unlawfully, wilfully, knowingly and feloniously deposit in the United States post-office at Sioux Falls aforesaid, for mailing and delivery by the post-office establishment of the United States, certain nonmailable matter, to wit: "A letter enclosed in an envelope, which said letter was then and there filthy, obscene, lewd, lascivious and of an indecent character, and is too filthy, obscene, lewd, offensive and of such indecent character as to be unfit to be set forth in this indictment and to be spread at length upon the records of this Honorable Court. Therefore the Grand Jurors, aforesaid, do not set forth the same in this indictment; and which said envelope containing said letter was then and there directed to and addressed as follows: Miss Zella Delleree, Stevens Point, Wis., he, the said Lester P.Page 431Bartell, then and there well knowing the contents of said letter and the character thereof, and well knowing the same to be filthy, obscene, lewd and lascivious and of an indecent character."

The plaintiff in error appeared and demurred to this indictment for the reasons following:

"I. That the facts stated in said indictment are not sufficient to and do not constitute a crime.

"II. That no facts are stated sufficient to notify this defendant of the nature and cause of the accusation for which he is now placed on trial, as required by Article VI of the Amendments to the Constitution of the United States."

The court overruled the demurrer. The same objection, in substance, was taken by motion in arrest of judgment after conviction, and the question presented here is the alleged insufficiency of the indictment.

It is elementary that an indictment, in order to be good under the Federal Constitution and laws, shall advise the accused of the nature and cause of the accusation against him in order that he may meet the accusation and prepare for his trial and that, after judgment, he may be able to plead the record and judgment in bar of further prosecution for the same offense.

While it is true that ordinarily a document or writing essential to the charge of crime must be sufficiently described to make known its contents or the substance thereof, there is a well recognized exception in the pleading of printed or written matter which is alleged to be too obscene or indecent to be spread upon the records of the court. It is well settled that such matter may be identified by a reference sufficient to advise the accused of the letter or document intended without setting forth its contents.United Statesv.Bennett, 16 Blatchf. 338, Federal Cases, vol. 24, p. 1093, No. 14,571;Rosenv.United States,161 U.S. 29.Page 432

The cases were fully reviewed by Mr. Justice Harlan, speaking for the court, in theRosen Case, and after stating the right of the accused to be advised of the nature and cause of the accusation against him with such reasonable certainty that he can make his defense and protect himself against further prosecution, the doctrine was thus summarized (p. 40):

"This right is not infringed by the omission from the indictment of indecent and obscene matter, alleged as not proper to be spread upon the records of the court, provided the crime charged, however general the language used, is yet so described as reasonably to inform the accused of the nature of the charge sought to be established against him; and . . . in such case, the accused may apply to the court before the trial is entered upon for a bill of particulars, showing what parts of the paper would be relied on by the prosecution as being obscene, lewd, and lascivious, which motion will be granted or refused, as the court, in the exercise of a sound legal discretion, may find necessary to the ends of justice."

We find, upon applying this doctrine to the instant case, that it was specifically charged that the letter was mailed by the accused in violation of the statute upon a day named at the post-office in a town and county named and within the District; that its contents were well known to the accused and were so filthy, obscene, lewd and offensive and of such indecent character as to be unfit to be spread upon the record of the court, and that the letter was enclosed in an envelope which was addressed to the person and place specified in the indictment. There was no attempt on the part of the accused to require a bill of particulars, giving a more specific description of the letter or any further identification of it, if that was necessary to his defense. Under the Federal practice he had a right to apply for such bill of particulars, and it was within the judicial discretion of the court to grant such order, ifPage 433necessary for the protection of the rights of the accused, and to order that the contents of the letter be more fully brought to the attention of the court, with a view to ascertaining whether a verdict upon such matter as obscene would be set aside by the court.United Statesv.Bennett, supra; Rosenv.UnitedStates, supra. InDurlandv.United States,161 U.S. 306,315, it was held that a general description of a letter identified by the time and place of mailing, when it was mailed in pursuance of a scheme to defraud, was sufficient, in the absence of a demand for a bill of particulars.

As to the objection that the charge was so indefinite that the accused could not plead the record and conviction in bar of another prosecution, it is sufficient to say that in such cases it is the right of the accused to resort to parol testimony to show the subject-matter of the former conviction, and such practice is not infrequently necessary.United Statesv.Claflin, 13 Blatchf. 178, 25 Federal Cases, 433, No. 14,798;Dunbarv.United States,156 U.S. 185;Tubbsv.UnitedStates, 105 F. 59. In theDunbar Caseit was stated that other proof beside the record might be required to identify the subject-matter of two indictments, and the rule was laid down as follows (p. 191):

"The rule is that if the description brings the property, in respect to which the offence is charged, clearly within the scope of the statute creating the offence, and at the same time so identifies it as to enable the defendant to fully prepare his defence, it is sufficient."

The present indictment specifically charged that the accused had knowingly violated the laws of the United States by depositing on a day named, in the post-office specifically named, a letter of such indecent character as to render it unfit to be set forth in detail, enclosed in an envelope bearing a definite address. In the absence of a demand for a bill of particulars we think this description sufficiently advised the accused of the nature and cause ofPage 434the accusation against him. This fact is made more evident when it is found that this record shows no surprise to the accused in the production of the letter at the trial and no exception to its introduction in evidence, and there is no indication that the contents of the letter, when it was produced, did not warrant the description of it given in the indictment.Judgment affirmed.