Opinion · Supreme Court of Iowa
Raher v. Raher
150 Iowa 511
- Type
- Opinion
- Court
- Supreme Court of Iowa
- Jurisdiction
- Iowa
- Date
- 1911-01-19
- Topic
- general
How later courts describe this case
- “Every one is entitled to his day in court, and to the right of being heard before a [ruling] of any kind is rendered against him.” (citation omitted)
Citator
Raher v. Raher has been questioned or limited by later authorities: relies on overruled authority: 24 L. Ed. 565 (overruled by Shaffer v. Heitner, 433 U.S. 186 (1977)). Read them before relying on it. 26 later decisions cite it.
- Authority status
- caution
- Cited by
- 26 opinions
The special proceeding in which this plaintiff was adjudged to be of unsound mind and Mullin was appointed guardian was instituted in the district court of Iowa County, and personal service was made upon this plaintiff while he was in fact within the limits of the state' of South Dakota. The petition in such proceeding did not allege the place of residence of the defendant therein, but it is now stipulated that his legal residence was in Iowa County. Adopting a different order of discussion from that followed in appellant’s brief, we shall consider the three propositions relied upon for appellant to show that the judgment in the guardianship proceeding was void for want of jurisdiction, and should now be set aside on that ground. These are, first, that John Raher was not an inhabitant of Iowa County where the special proceeding was instituted, and therefore the court had no jurisdiction to adjudicate the question of his mental capacity and appoint a guardian for him; second, that the statutes of the state do not authorize a personal judgment against a defendant personally served with notice and not appearing in the action; and, third, that if such
1. Insane persons: guardianship: pleadings: jurisdiction: judgments. I. The petition in the proceeding for guardianship did not allege that John Baher was an inhabitant of Iowa County, and it is insisted for appellant that such fact was essential to the jurisdiction of the court in j suc^ proceeding under Code, section 3219, which provides that “when a petition verified by affidavit is presented to the district court that any inhabitant of the county is” person of unsound mind and the allegations of the petition are satisfactorily proved, the court may appoint a guardian for the property of such person. We do not understand from the language quoted that an allegation in the petition that the defendant is an inhabitant of the county is made essential, but, on the other hand, we reach the' conclusion that the fact of residence is the essential thing in this respect. ~ When the petition alleges with reference to a person named that he is of unsound mind, etc., then, as we understand the language of the statute, the court (with the assistance of a jury) is authorized to determine whether the defendant is an inhabitant of the county, and a judgment finding mental incapacity and appointing a guardian presumes a finding that defendant was such inhabitant. But even if this were not so, the judgment in the proceeding against John Baher expressly recited a finding that the court had “jurisdiction of the defendant and the premises,” thus indicating a determination of the court • on the evidence not only that such defendant was served with - notice, but also that the circumstances necessary to justify the court in proceeding were shown to exist, one of these necessary circumstances being, of course, that' defendant was an inhabitant of the county. In the face of this express finding, we would not be justified in holding that a failure to al
2. Same: service of notice. II. A proceeding to secure the appointment of a guardian for one who is of unsound mind is in personam, and personal service, as distinct from service by publication, is essential to give the court jurisdiction. Brown v. Lambe, 119 Iowa, 404. This proposition is conceded'by counsel for appellee, and it is further conceded that there was no appearance by or in behalf of John Raher in the guardianship proceeding, and that if the court had any jurisdiction to declare him of unsound mind and appoint a guardian for his property, such jurisdiction was acquired by a notice personally served upon him in the state of South Dakota. It being stipulated that he had a legal residence in Iowa County, we have presented a question which, in so far as we can discover, is absolutely without precedent in this
3. Personal JUDGMENTS l service of notice outside of state: statutes. The statutory provisions as to the commencement of ordinary actions are as follows: An action is commenced in a court of record by serving the defendant with an original notice (Code, section 3514) which, so far as personal service is concerned, is to be made by reading the notice to the defendant or offering to do so, etc., and in either case by delivering him personally a copy, or offering to do so (Code, section 3518). It is then provided that if service is made within the state, the return may be proven by the signature of the sheriff or his deputy, of which the court shall take judicial notice, but if made without the state, or by one not such officer within the state, the return must be proven by the affidavit of the person making the same. Code, section 3524. Service by publication is then provided for in various classes of cases, all of which may be properly described as proceedings in rem, unless it be the case of an action “where the defendant being a resident of the state has departed therefrom or from the county of his residence with intent to delay or defraud his creditors, or to avoid the service of a notice, or kept himself concealed therein with like intent.” Code, section 3534. Following other provisions as to service by publication, it is declared that “actual personal service of notice within or without the state supersedes the necessity of publication.” Code, section 35 37.
The sections above referred to are all found in the chapter of the Code relating to the “manner of commencing actions,” but in the chapter relating to “trial and judgment” is found the following provision: “No personal judgment shall be rendered against a defendant served by publication only who has not made an appearance; but a personal judgment may be rendered against a defendant,
In Bates v. Chicago & N. W. R. Co., 19 Iowa, 260, it is said with reference to the provision of section 3164 of the Eevision of 1860 that “this section does not extend
4. Same: constitutional law: due proceess. III. We are brought, then, face to face with the question (and it is immaterial whether it be discussed for the purpose of throwing light on the interpretation of the sta;tllte or for the purpose of determining its constitutionality) whether a state may authorize service of notice of actions on residents of the state outside of its territorial limits, and may provide for the rendition of personal judgment on such service.. Singularly enough we find no direct authority upon this question. It was evidently the view entertained by the code commissioners in drafting the statutory provisions now undér consideration for personal judgment or service without the state, which was first embodied in the Civil Code ena'cted in 'I860 as Part III of the Revision of that year (section 3164), that a state may as to residents authorize a personal judgment on a merely constructive service, which would confessedly not
It is to be noted in passing that the provision above referred to in the Revision of 1860 was applicable alike to residents and nonresidents, for the concluding clause of the section as it now stands, limiting its application to residents, was added in _the present Code (section 3800) with this explanation by the commissioners: “The added clause makes clear what is already probably the law; personal service on a nonresident ought not to. have any effect on his rights different from that resulting from publication.” See Code Commissioners’ Report, 1896, page 104. It is therefore quite apparent that what the Legislature in adopting the Civil Code of 1860 attempted to do ivas to authorize some kind of a judgment alike against residents and nonresidents on personal service out of the state, without the preliminary seizure of any property which would give the court jurisdiction in rem, and the question we have to determine is whether such a judgment is of any validity within the state.
After examining all the cases which we have been able to find bearing directly or remotely on the question, we reach the conclusion that no court of last resort in any of the states of the Union has upheld such a judgment, as against an attack based on the want of authority of the state to authorize such a judgment or the want of authority of the court to render it. Thus in Henderson v. Staniford, 105 Mass. 504 (7 Am. Rep. 551), in which defendant, sued in Massachusetts, defended on the ground that a judgment had previously been rendered against him for the same cause of action in California, it was said that although defendant was not in California when the action was commenced against him there, or at any time during its pendency, and no notice or service of process was ever made upon him personally, and although he did not appear by counsel or otherwise or assent to the judgment which was rendered on default, yet, as he had been a citizen of California where the contract was made, and that continued to be his legal domicile when the judgment was rendered, “he was, therefore, upon principles of international law, subject to the laws, and jurisdiction of the courts of that state,” (Citing Story, Conflict of Laws, sections 546 and 548, and Massachusetts cases). But the decision is grounded on the view, not that the judgment was valid, but that, as plaintiff had taken a judg
There are cases in which a defendant not served within the jurisdiction of the court is held bound by the decision ; as, for instance, it is said that one ■ who is bail for another is bound by the judgment, although not himself subject to the court’s jurisdiction (McRae v. Mattoon, 13 Pick. 53), and that one of two joint debtors,. although not within the court’s jurisdiction, is bound by a judgment against his codebtor. Harker v. Brink, 24 N. J. Law, 333. But in these cases nothing is said about the power of a court to take jurisdiction of a defendant who is not served with personal notice. in the state. And it is doubtful whether the propositions announced in these cases are sound, if given effect according to the general language used. See, for instance, Holt v. Alloway, 2 Blackf. (Ind.) 108, where a Kentucky judgment against a person resident in that state, who was adjudged liable as bail without personal notice, was held not absolutely void, but only prima facie valid, and not-conclusive. In Bowler v. Houston, 30 Grat. (Va.) 266 (32 Am. Rep. 673), it was said that a judgment rendered in another state against all the former members of a dissolved partnership without personal service on some of them could not be enforced in that state as a personal judgment against those not served, although by the law of the state where rendered it was enforceable against their joint property. And in Phelps v. Brewer, 9 Cush. (Mass.) 390 (57 Am. Dec. 56), it was said that a judgment against a partnership could not be enforced outside of the jurisdiction as a personal judgment against one of the partners not served with'process.
In Bimeler v. Dawson, 4 Scam. (Ill.) 536 (39 Am. Dec. 430), it is said that it is competent for a state to declare what manner of process shall be sufficient to. bring its citizens into court, although its regulations can
Another class of casés may be referred to in which it has been said, in a general way, that a defendant not within the state may be brought within the jurisdiction of its courts. These are cases where the statute authorizes service upon a resident agent of a nonresident corporation' which the corporation, as a condition of doing business within the state, is required to appoint for that purpose. Gillespie v. Commercial Mut. Marine Ins. Co., 12 Gray (Mass.) 201 (71 Am. Dec. 743). And, see, Pennoyer v. Neff, 95 U. S. 714, 735 (24 L. Ed. 565), where the reason for this rule is clearly stated. Likewise, personal service within the state on the president of a foreign corporation has been held good as against the corporation (Mexican Railroad v. Pinkney, 149 U. S. 194, 13 Sup. Ct. 859, 37 L. Ed. 699), and special appearance to object to a service made outside the state may by statute confer jurisdiction. York v. Texas, 137 U. S. 15 (11 Sup. Ct. 9, 31 L. Ed. 604).
Some English cases seem' to recognize the validity of unusual forms of service on absent defendants who are citizens of the state which authorize such service; but they are not in point here, for they involve acts done within and not without the state. Douglass v. Forrest, 4 Bing. 686; Becquet v. McCarthy, 2 Barn. & Adol. 941. The point actually decided in Schibsby v. Westenholz, L. R. 6
It must he conceded, however, that we have found no case in which it has been specifically held under pertinent facts that a personal judgment against a resident, who is actually served with notice outside of the territorial limits of the state is void. But in many cases, and in some of the texts, are to be found unqualified statements that the laws of the state have, no extraterritorial force, and that process served outside of the state will not give the court jurisdiction. See, in general, Weil v. Lowenthal, 10 Iowa, 575; Hakes v. Shupe, 27 Iowa, 465; Lutz v. Kelly, 47 Iowa, 307; Bank of Horton v. Knox, 133 Iowa, 443; Harkness v. Hyde, 98 U. S. 476 (25 L. Ed. 237). Ewer v. Coffin, 1 Cush. (Mass.) 23 (48 Am. Dec. 587); Hunt v. Searcy, 167 Mo. 158 (67 S. W. 206); Cross v. Armstrong, 44 Ohio St. 613 (10 N. E. 160) ; Steel v. Smith, 7 Watts & S. (Pa.) 447; Reber v. Wright, 68 Pa. 471; McEwan v. Zimmer, 38 Mich. 765 (31 Am. Rep. 332) ; Irby v. Wilson, 21 N. C. 568; Bernhardt v. Brown, 118
5. Commencement of actions: notice. So far as the opinions in these cases are predicated upon lack of power on the part of the state to give its laws extraterritorial effect by authorizing service of process outside of the state, they are applicable to service abroad upon a citizen, as well as upon a nonresident; for although the notice contemplated by our statutes for the commencement of an action is not technically process of a court (Nichols v. Burlington, etc., Plank Road Co., 4 G. Greene, 42, and Davenport v. Bird, 34 Iowa, 524), yet it serves the same purpose and derives whatever efficiency it has solely from the statutes. The substitution of notice for process in law actions under our reform procedure is analogous to the substitution in chancery procedure of notice for subpoena and there is no pretense in the chancery practice that notice can be effectual where the service of a subpoena would be ineffectual to confer jurisdiction. On the other hand, it is well settled that notice in a chancery proceeding, if served upon a party out of the jurisdiction of the court, does not authorize the court to render personal judgment against the person thus served. Dunn v. Dunn, 4 Paige (N. Y.) 425; McEwan v. Zimmer, 38 Mich. 765, 774 (31 Am. Rep. 332) ; 1 Daniel, Chancery Practice (4th Ed.) 449, 453.
We are not concerned here as to what is sufficient no
It may be conceded that none of the cases hereinbefore cited expressly hold under pertinent facts that service outside of the state is ineffectual to confer jurisdiction upon a court of the state to render personal judgment, if the statutes provide for such service. And this is not surprising in view of the fact that those cases, as well as others cited in the earlier portion of this opinion, almost without exception relate to the enforcement in another state of judgments rendered without the jurisdiction of the person of the defendant in the court rendering such judgment. The right to enforce such judgments is predicated in general upon the injustice and consequent impropriety of thus giving effect to such a judgment of another state. Judge Cooley pertinently states this view in McEwan v. Zimmer, 38 Mich. 765 (31 Am. Rep. 332), as follows: “The question, then, seems to be narrowed to this, whether the service of process beyond the jurisdiction of the court issuing it, can impose upon the party served the obligation to appear in the suit and make there his defense if he has any. If this question must be answered in the affirmative as regards a judgment rendered in Canada, it must receive a like answer when it contemplates a judgment rendered on a like service in New Zealand, or in one of the colonial courts of the Dutch East Indies. The question therefore is not one to be disposed of on a consideration merely of how this defendant might be affected; but it suggests the possible eases of citizens of this coun
What we conceive to the true rule is stated in Story, Conflict of Laws, section 539 (a passage quoted in many of the cases which we have cited and in our own cases of Weil v. Lowenthal, 10 Iowa, 575, and Lutz v. Kelly, 47 Iowa, 307, as well as in Pennoyer v. Neff, hereinafter fully considered) : “No sovereignty can extend its process beyond its own* territorial limits to subject either persons or property to its judicial - decisions. ' Every exercise of authority of this sort beyond this limit is a mere nullity and incapable of binding' such person or property in any other tribunals.”
The same rule is thus stated in Cooley, Constitutional Limitations (7th Ed.) 582: “No state has authority to invade the jurisdiction of another, and by service of process compel parties there resident or being to submit their controversies to the determination’ of its courts;” and, in the same connection, this statement is made (page 583): “Due^proeéss of law would require appearance or personal service before the defendant could be personally bound by any judgment rendered.” This last form of announcing this rule is quoted also in Pennoyer v. Neff.
In England it has been held, notwithstanding statutory provisions for service of notice on absent defendants, that a personal judgment thus rendered in another country against a person' not there resident will be given no effect by the courts of England. Schibsby v. Westenholz, L. R. 6 Q. B. 154.
Now, conceding for the sajke of argumént, that the courts of England or of' France would under pertinent statutory provision's sustain a personal judgment against a resident on service made abroad (as to which something
Since the adoption of the fourteenth amendment to the federal Constitution in 1868, this question has frequently been presented to the Supreme Court of the United States with reference to the validity of such judgments in different states, and the leading case on the subject is that of Pennoyer v. Neff, 95 U. S. 714 (24 L. Ed. 565), in which the question was whether a personal judgment rendered in Oregon, in pursuance of service under statutory • provisions of that state, on a defendant who was not then within the limits of the state, was valid in such sense as to sustain the sale of his property on execution. The court refers to cases in-which judgments which could not have been enforced outside the state had been held valid in the state, but says that such a view is expressed less frequently than formerly, “it beginning to be considered, as it ought always to have been, that a judgment which can be treated in any state of- the Union -as contrary to the -first principles of justice and an absolute
It is plain therefore that whatever is said in Pennoyer v. Neff, with reference to whether a personal judgment against a defendant not served with process or notice within the state and not entering an appearance or otherwise voluntarily conferring jurisdiction upon the court, is intended to be applicable alike to cases of residents and nonresidents, and these expressions of view leave no possible doubt in our minds as to what the Supreme Court of the United States would hold as to the validity of the judgment now before us. The court says (at page 723 of 95 U. S. (24 L. Ed. 565)): “The authority of every tribunal. is necessarily restricted by the territorial limits of the state in which it is established. Any attempt to ex
After the statement of these propositions, the court proceeds to consider some apparent, exceptions to or necessary qualifications of its general language. But although it had already directed its attention to the possible distinction between the case of a resident and that of a nonresident served outside of the state, it does not make any qualifications whatever as to the case of a resident. And we are therefore satisfied that what is said as to due process of law is intended to be applicable to any personal
The broad view which is expressed in Pennoyer v. Neff is unequivocally reiterated in Harkness v. Hyde, 98 U. S. 476 (25 L. Ed. 237), in which this language is used: “There can be no jurisdiction in a court of a territory to render a personal judgment against any one upon service made outside its limits. Personal service within its limits, or the personal appearance of the defendant, is essential in such cases.”
This opinion has gone much beyond the limits which the arguments of counsel would warrant, for the reason that there is involved the constitutionality of a provision found in our statutes, and some of the members of this court have entertained a reasonable doubt as to the conclusion which ought to be reached. We have now no hesitation, however, in announcing our conclusion that a state can not by providing for personal service outside of its territorial limits authorize its courts to render personal judgment against a defendant thus served. The judgment in the proceedings for the appointment of a guardian of the property of this plaintiff, predicated upon service of notice upon him in South Dakota, was therefore void, and the trial court erred in not so holding.
The action of the lower court in refusing on plain