Opinion · Indiana Supreme Court
Pittsburgh, Cincinnati, Chicago & St. Louis Railway Co. v. State
Pittsburgh, Cincinnati, Chi. & St. Louis Ry. Co. v. State, 172 Ind. 147 (Ind. 1909)
- Type
- Opinion
- Court
- Indiana Supreme Court
- Jurisdiction
- Indiana
- Date
- 1909-04-09
- Topic
- general
Jordan, C. J. The State of Indiana instituted this prosecution by affidavit against appellant for a violation of the provisions of an act of the General Assembly approved February 13, 1907 (Acts 1907, p. 18, §§5295-5298 Burns 1908), known as the “full crew act.” The title of the act is: “An act entitled an act concerning railroads and to better protect the lives of railway employes and the traveling public, and providing penalties for the violation thereof.” Omitting the enacting clause, the statute in question is as follows:‘ Section 1. ' That it shall be unlawful for any railroad company doing business in the State of Indiana, that operates more than four freight-trains in every twenty-four hours, to operate over its road or any part thereof, or suffer or permit to be run over its road outside of the yard limits, any freight-train consisting of more than fifty freighter other cars, exclusive of caboose and engine, with less than a full train crew, consisting of six persons, to wit: One conductor, one engineer, one fireman, two brakemen and one flagman (such flagman to have had at least one year’s experience in train service), and it shall be unlawful for any such railroad company that operates more than four freight-trains in every twenty-four hours, to run over its road, or any part thereof, outside of the yard limits, any freight-train, consisting of less than fifty freight-cars or other cars, exclusive of caboose and engine, with less than a full crew for such a train, c…
Citator
UpLaw has not yet analyzed Pittsburgh, Cincinnati, Chicago & St. Louis Railway Co. v. State. The absence of a flag is not a finding that it is good law.
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The State of Indiana instituted this prosecution by affidavit against appellant for a violation of the provisions of an act of the General Assembly approved February 13, 1907 (Acts 1907, p. 18, §§5295-5298 Burns 1908), known as the “full crew act.” The title of the act is: “An act entitled an act concerning railroads and to better protect the lives of railway employes and the traveling public, and providing penalties for the violation thereof.” Omitting the enacting clause, the statute in question is as follows:‘ Section 1. ' That it shall be unlawful for any railroad company doing business in the State of Indiana, that operates more than four freight-trains in every twenty-four hours, to operate over its road or any part thereof, or suffer or permit to be run over its road outside of the yard limits, any freight-train consisting of more than fifty freighter other cars, exclusive of caboose and engine, with less than a full train crew, consisting of six persons, to wit: One conductor, one engineer, one fireman, two brakemen and one flagman (such flagman to have had at least one year’s experience in train service), and it shall be unlawful for any such railroad company that operates more than four freight-trains in every twenty-four hours, to run over its road, or any part thereof, outside of the yard limits, any freight-train, consisting of less than fifty freight-cars or other cars, exclusive of caboose and engine, with less than a full crew for such a train, consisting of five persons, to wit: One conductor, one engineer, one fireman, one brakeman and one flagman: Provided, however, that a light engine without cars shall have the following crew, to wit: One conductor, one flagman, one engineer and one fireman.
“Section 2. That it shall be unlawful for any railroad company doing business in the State of Indiana to run over its road or any part of its road, outside of yard limits, any passenger-, mail- or express-train, consisting of five or more cars, with less than a full passenger crew, consisting of one engineer, one fireman, one conductor, one brakeman and one
“Section 3. That any railroad company doing business in the State of Indiana, who shall send out on its road, or cause to be sent out on its road, any train which is not manned in accordance with sections one and two of this act, shall be guilty of a misdemeanor, and upon conviction shall be fined not less than $100 nor more than $500 for each offense, and such company shall be liable for any damages caused by the violation of any of the provisions of this act.
“Section 4. It shall be the duty of the board of railroad commissioners to have this law enforced. ’ ’
The affidavit upon which the prosecution rests is in two counts. The first charges that appellant railway company “is, and was at the times hereinafter stated, a railway company duly incorporated under and pursuant to the laws of the State of Indiana, and was then and there engaged in doing business as such in the State of Indiana, and was then and there operating its road in and from the city of Indianapolis, Marion county, Indiana, eastward through said county, and thence through the counties of Hancock, Henry and Wayne, in said State, to the eastern boundary of said State, and from thence to the city of Columbus, in the state oE Ohio; that it was then and there running over its said road, from said city of Columbus to and in said city of Indianapolis, a mail-train, consisting of five and more cars, known as train No. 11, carrying the mails of the United States of America for hire; that on or about April 24,1907, defendant did then and there operate and run over its said railway its said mail-train No. 11, consisting of five and more mail-cars, to wit, seven mail-cars, carrying thereon for hire the mails of the United States of America, and did then and there carry for hire the mails of the United States on said train from Columbus, Ohio, to the eastern boundary line of Indiana, and thence westward over its said railway through the counties
The second count is virtually the same as the first, except that therein it is alleged that the crew of the train in question was composed of one engineer, one fireman, one conductor and one flagman, there being no brakeman in said crew. Defendant filed a written motion to quash each of the counts, for the following reasons: ‘.‘ That the facts stated in said count of the affidavit do not constitute a public offense: (1) That the act of the General Assembly of the State of Indiana, entitled ‘An act entitled an act concerning rail
The motion to quash the second count of the affidavit is predicated upon the same grounds as is that to quash the first. This motion to quash was overruled, and appellant excepted. It waived arraignment, and pleaded not guilty, and also filed a special plea to each count. This plea, omitting the formal parts, is as follows: The defendant, Pittsburgh, Cincinnati, Chicago and St. Louis Railway Company, for its special plea to the first count of the affidavit herein, says that at all times mentioned in said count of said affidavit said defendant was a corporation legally organized and existing under the laws of the states of Pennsylvania, West Virginia, Ohio, Indiana and Illinois, and owned and operated a line of railway extending from the city of Pittsburg, in the state of Pennsylvania, westwardly through the states of West Virginia and Ohio, and through the city of Columbus, in the state of Ohio, to the city of Indianapolis, in the
That part of the special plea directed against the second count of the affidavit is the same as that pleaded to the first count. The reply of the State to this special plea was a general denial. The cause was submitted to the court for trial, and the defendant was found guilty as charged in the affidavit. It moved for a new trial, alleging as reasons therefor the statutory grounds. This motion was overruled and exceptions reserved. Defendant then moved in arrest of judgment. This motion was denied. The court then rendered judgment that the defendant be fined in the sum of $100, and that the State of Indiana recover of it said sum. From this judgment defendant has appealed, and predicated error upon the ruling of the court in denying its motion to quash each count of the affidavit and in overruling its motions for a new trial and in arrest of judgment.
The contentions of appellant’s learned counsel in respect to the statute in controversy are expressed as follows. They argue: (1) That, “as it affects the operation and control of the train described in the affidavit, the act is void, in that it is a regulation of, and an improper and illegal interference with, interstate commerce, and in violation of article 1, §8, of the Constitution of the United States, and in contravention of the statutes of the United States made thereunder and in pursuance thereof, (a) The power to regulate interstate commerce carried on interstate railway trains is vested in congress exclusively, (b)
Counsel say that “in view of this legislation by congress and the comprehensive authority exercised by it over the operation and control of interstate railways by the provisions of the ‘Hepburn act,’ the statute under consideration contravenes the statutes of congress enacted under the commerce clause of the Constitution.” It is insisted that the mere fact that congress has not seen fit to prescribe any specific rule with respect to the number of men required to man interstate trains does not affect the question that its inaction on this particular feature of the subject is without significance in view of its legislation with respect to safety appliances upon engines and cars of interstate trains, limiting the hours of service of employes, etc.
1. In addition to the constitutional objections urged, the validity of the statute is assailed on the ground that an uncertainty arises out of the penalizing provisions of section three (§5297, supra). It will be noted that this section provides that “any railroad company * * who shall send out on its road, * * *
In this latter case we said: “It is a well-recognized canon of interpretation by which courts are guided in the consideration of statutes, that where the legislative sense is plain, the exact grammatical construction and propriety of language may be disregarded. In obedience to this rule, courts have frequently interpreted ‘and’ as meaning ‘or,’ and vice versa,”—citing authorities. See, also? the fol
2. But counsel for appellant insist that inasmuch as a railroad company, which does not comply with the provisions of the statute, is subjected to a penalty, therefore, the act must be strictly construed, and the word “and” in question cannot be interpreted or construed to mean “or.” While it is true, as a general rule, that penal statutes are to be strictly construed, nevertheless appellant cannot invoke the application of this rule to defeat the intent of the legislature, for the rule is as applicable to penal statutes as it is to others. City of Indianapolis v. Huegele (1888), 115 Ind. 581; Douglass v. State (1897), 18 Ind. App. 289; State v. Smith, supra; State v. Brandt (1875), 41 Iowa 593; Foster v. Commonwealth (1844), 8 Watts & Serg. 77; People v. Lythe (1896), 40 N. Y. Supp. 153, 161; People v. Sweetser (1876), 1 Dak. 308, 46 N. W. 452; United States v. Wight (1889), 38 Fed. 106, 107; Ex parte Chin Yan (1882), 60 Cal. 78, 84; Endlieh, Interp. of Stat., §305.
In State v. Smith, supra, the court, in considering whether the word “and,” in the statute there involved, should be treated as a disjunctive, used in the sense of “or,” said: “Penal statutes are to be construed strictly. By this is meant only that they are not to be so extended by implication, and beyond the legitimate import of the words used, as to embrace eases or acts not clearly described by such words. They are not to be made to involve an absurdity, or frustrate the design of the legislators.” It follows, under the circumstances and authorities herein cited, that the word “and,” as used in section three (§5297, supra),should be interpreted as “or,” and when so interpreted it is apparent that the intent of the legislature, was that any rail
3. The argument is further advanced that the provisions of section three (§5297, supra) condemn only a railroad company which sends out on its road any train, etc. Counsel assert that “there is no provision that the railroad company shall be guilty of a misdemeanor and subject to a penalty for running a train over its road.” It is argued that the evidence shows that the train in question ran from Jersey City to Indianapolis and beyond the latter city. Therefore, it is claimed that the train was not sent out within the State of Indiana. While it may be true that the initial starting or movement of the train on its trip westward was at Jersey City, nevertheless it appears from the evidence that it was operated by appellant company over its railroad in the city of Indianapolis, Marion county, Indiana, outside of yard limits, and through other counties in said State, without being equipped with a crew as required by section two of the act. It will be observed that each of sections one and two (§§5295, 5296, supra) defines an offense, and for a conviction of either offense the penalty as fixed is incurred. It will be noted that section one (§5295, supra) declares that “it shall be unlawful for any railroad company doing business in the State of Indiana, * * * to operate over its road or any part thereof, or suffer or permit to be run over its road outside of the yard limits, any freight-train,” etc. Section two (§5296, supra) declares it to be unlawful “for any railroad company doing business in the State of Indiana to run over its road or any part of its road, outside of yard limits, any passenger- mail- or express-train,” etc., without being equipped with the crew as therein provided. Construing the provisions of these two sections along with those of section three (§5297, supra), and it is evident that the phrase “send out on its road, ’ ’ as used in the latter section, was employed
4.
In Pittsburgh, etc., R. Co. v. City of Hartford, City, supra, we held that, so long as congress does not intervene, railroad corporations are subject to reasonable local regulations, even though incidentally affecting interstate commerce.
6. There are many cases, as the authorities affirm, where the police power of the state can be properly exercised to insure a faithful and prompt performance of duty, within the limits of the state, upon the part of railroad companies, or other common carriers engaged in interstate commerce. This is especially true in respect to laws enacted by the state for the safety of persons and property. Such regulations are rather to be regarded as legislation in aid of commerce, and are generally considered with special favor by the courts. Chicago, etc., R. Co. v. Solan, supra; Missouri, etc., R. Co. v. Haber (1898), 169 U. S. 613, 18 Sup. Ct. 488, 42 L. Ed. 878.
In Chicago, etc., R. Co. v. Solan, supra, the court said: “Railroad corporations, like all other corporations and persons, doing business within the territorial jurisdiction of the state, are subject to its law. It is the law of the state, that provisions are to be found concerning the rights and duties of common carriers of persons or of goods, and the measure by which injuries resulting from their failure to perform their obligations may be prevented or redressed. Persons traveling on interstate trains are as much entitled, while within the state, to the protection of that state, as those who travel on domestic trains.”'
In Smith v. Alabama, supra, the court said: “It is among these laws of the states, therefore, that we find provisions concerning the rights and duties of the common carrier of
The nonaction of congress in respect tQ the legislation upon the precise subject-matter of the statute in this case may be regarded as the ecpiivalent of the declaration by that body that, until it sees proper to legislate tliereon, the matter may be regulated by the authority of the state. County of Mobile v. Kimball (1880), 102 U. S. 691, 698, 26 L. Ed. 238; Chicago, etc., R. Co. v. Solan, supra.
In County of Mobile v. Kimball, supra, the court said: * ‘ The uniformity of commercial regulations, which the grant of congress was designed to secure against conflicting state provisions, was necessarily intended only for cases where such uniformity is practicable. Where from the nature of the subject or the sphere of its operation the ease is local and limited, special regulations adapted to the immediate locality could only have been contemplated. State action upon such subjects can constitute no interference with the commercial power of congress, for when that acts the state authority is superseded. Inaction of congress upon these subjects of a local nature or operation, unlike its inaction upon matters affecting all the states and requiring uniformity of regulation, is not to be taken as a declaration that nothing shall be done with respect to them, but is rather to be deemed a declaration that for the time being, and until it sees fit to act, they may be regulated by state authority.”
In Chicago, etc., R. Co. v. Solan, supra, the court said: “It is equally within the power of the state to prescribe the safeguards and precautions foreseen to be necessary and proper to prevent by anticipation those wrongs and injuries,
8. There having been no actual legislation by congress upon the precise subject-matter covered by the act in question, therefore, until the happening of such an event, it must stand and control within this State unless repealed. But, as previously stated, appellant’s counsel argue that congress has already entered the held of legislation for the safety of employes and passengers on interstate trains, and the fact that congress has not seen fit to prescribe any specific rules in regard to the number of men required to operate interstate trains does not affect the question. In support of this claim we are referred to the acts of congress requiring the ears of interstate trains to be equipped with automatic couplers, and other acts mentioned and set up by counsel, as hereinbefore stated. This argument, however, has been rejected by the Supreme Court of the United States. Gulf, etc., R. Co. v. Hefley, supra; Missouri, etc., R. Co. v. Haber, supra.
In the case last cited the court said: “May not these statutory provisions stand without obstructing or embarrassing the execution of the act of congress? This question must of course be determined with reference to the settled rule that a statute enacted in execution of a reserved power of the state is not to be regarded as inconsistent with an act
In Gulf, etc., R. Co. v. Hefley, supra, the court expressed itself as follows: “Generally it may be said, in respect to laws of this character, that, though resting upon the police power of the state, they must yield whenever congress, in the exercise of the powers granted to it, legislates upon the precise subject-matter.”
It certainly cannot be said that there is any direct conflict between the provisions of the statute in question and any of the acts of congress to which counsel refer and upon which they rely. This is manifestly true, because the provisions of the statute involved and the acts of congress in question do not cover the precise subject-matter. This, as affirmed by some of the decisions of the Supreme Court of the United States to which we have referred, is regarded as essential.
9. The contention of appellant’s counsel, that the statute, so far as it concerns the mail-train here in question, interferes with the exclusive power of congress under article 1, §8, of the Constitution of the United States to regulate post-offices and post-roads, is not tenable. Counsel do not advise us in what respect or to what extent the
In Illinois Cent. R. Co. v. Illinois (1896), 163 U. S. 142, 16 Sup. Ct. 1096, 41 L. Ed. 107, the court held that a statute of the state of Illinois, requiring a railroad company to stop its mail-train at Cairo, was an undue interference with the carriage of United States mail. In passing upon the question, however, the court said: “It may well be, as held by the courts of Illinois, that the arrangements made by the company with the post-office department of the United States cannot have the effect of abrogating a reasonable police regulation of the state. But a statute of the state, which unnecessarily interferes with the speedy and uninterrupted carriage of the mails of the United States, cannot be considered as a reasonable police regulation.”
10. Appellant further contends that this statute imposes upon it an unnecessary burden, by compelling it to employ an extra man in equipping its train. There was ample evidence introduced in the lower court to show the necessity for equipping appellant’s train with the crew required by this statute, and to explain the duties necessary to be performed by each man constituting such crew. It is true that the train in question carried no passengers, but it carried postal clerks, and it was entirely competent for the legislature to require appellant to operate it in such a manner as reasonably to protect the safety of those aboard, and make its operation consistent with the safety of passengers carried on other trains running over appellant’s road at the same time, either in the rear or in front of the train in controversy. Possibly the legislature, at the time it enacted this
The constitutional validity of a statute of the state of Arkansas, requiring railroad companies to equip their freight-trains “with a crew consisting of an engineer, a fireman, a conductor and three brakemen, regardless of any modern equipment of automatic couplers and air-brakes,” was recently sustained by the supreme court of that state, over substantially the same constitutional objections as are urged against the act here involved. Chicago, etc., R. Co. v. State, supra.
The constitutional objections advanced by counsel cannot be sustained, and we uphold the validity of the act in question. The evidence fully supports the judgment of conviction. We find no error in the record. The judgment is affirmed.