Opinion · Connecticut Appellate Court
State v. Linares
32 Conn. App. 656
- Type
- Opinion
- Court
- Connecticut Appellate Court
- Jurisdiction
- Connecticut
- Date
- 1993-07-23
- Topic
- litigation
How later courts describe this case
- "Constitutionally protected speech includes many things other than thoughts expressed in words. Protected speech can be parades, music, solicitation and receipt of funds, and the use of an amplifier to increase the volume of music electronically."
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- 12 opinions
The defendant appeals from a judgment of conviction of General Statutes § 2-ld (a) (2) (C) and (E).1 The conviction resulted from a plea of nolo contendere pursuant to General Statutes § 54-94a2
If the defendant is correct in her assertion that both subparagraphs are overbroad or vague under either con
The warrantless arrest of the defendant arose from an incident that occurred on February 7, 1990, in the gallery of the House of Representatives in the state cap-ítol building. The trial court, in a written memorandum of decision, found certain facts on the basis of its review of video and audio tapes of the occurrence. The court determined that the defendant and others were attending the state of the state address of then Governor William A. O’Neill to the legislature. During the governor’s speech, the defendant and others unfurled a banner that read “We Demand Lesbian And Gay Rights, Bill,”5 and shouted, “gay rights, lesbian rights.” The defendant and others were promptly and peacefully removed from the gallery by the capítol police and later arrested. The chanting and the removal of the defendant interrupted the governor’s speech for approximately two minutes.
The court concluded as a matter of law that the gallery of the House is a limited public forum, and that the statute is directed toward behavior, not the content of the expression. The court did not deal specifically with the two independent subparagraphs, but lumped them together in its determination that the defendant’s
The defendant’s plea of nolo contendere was not an express admission of guilt but a consent to be punished as though she was guilty. State v. Godek, 182 Conn. 353, 363-65, 438 A.2d 114 (1980), cert. denied, 450 U.S. 1031, 101 S. Ct. 1741, 68 L. Ed. 2d 226 (1981). No evidentiary hearing was requested or held by the trial court prior to the plea.6 Here, the defendant pleaded nolo contendere to two subparagraphs of the General Statutes, was automatically found guilty of both and fined $90.7 Conjunctive pleading is a legitimate practice of charging a single offense by one or more specified means, which is allowed by Practice Book § 618. There can be two means by which one crime is committed. State v. Cofone, 164 Conn. 162, 166, 319 A.2d 381 (1972).
The defendant claims, on the basis of Brown v. K.N.D. Corporation, 205 Conn. 8, 529 A.2d 1292 (1987), that our standard of review in this case requires that we conduct a de novo review of the record to make an independent determination of the facts. The defendant claims that Brown applies not only to civil but to criminal cases.8 Brown held that an independent appel
Relatively few decisions involving statutes that allegedly regulate protected speech rest directly on the proscriptions of the first amendment or of state constitutional proscriptions, but instead turn on constitutional due process considerations. A statute may be unconstitutionally vague or overbroad even though no activities prohibited by it are specifically protected by either constitution. That is so because a vague or over-broad statute, whether or not it involves protected speech, violates the due process clauses of both constitutions.9 An analysis of a statute that implicates first amendment rights to determine if it is vague or over-broad may, however, indirectly lead to the protection of free speech as guaranteed by the state and federal constitutions.
To determine whether a statute with several subparts can survive a facial challenge because it is claimed to
There is no decisional guidance for reviewing this statute because it has not been interpreted by a Connecticut court nor has anyone, to the knowledge of the parties, been arrested pursuant to it.11 General Statutes § 2-ld (a) (2) prohibits a person who intends to disturb, disrupt or interfere with any session, meeting or proceeding of the General Assembly whether within or outside the presence of the General Assembly from
The only subparagraph of the statute that facially relates to speech is (B), which prohibits obscene language. All of the remaining subparagraphs involve conduct. The question is whether any one of them implicates the communicative aspects of the prohibited conduct. Conduct can be expressive and communicate an idea. Speech and conduct may coalesce in one act. Spence v. Washington, 418 U.S. 405, 409-11, 94 S. Ct. 2727, 41 L. Ed. 2d 842 (1974). A statute that makes it a criminal offense to refuse to comply with a lawful order of the police to disperse is not unconstitutional as violative of the first amendment. Colten v. Kentucky, supra. Chanting words may be noise or speech, and unfurling a banner with words on it may be conduct involving speech. We conclude that one or more of the subparagraphs implicates the first amendment.
When the first amendment is implicated, the defendant may challenge the validity of the statute’s application to marginal situations on the ground of vagueness even though his own conduct may fall within the statute’s proscription. State v. Pickering, 180 Conn. 54, 58 n.3, 428 A.2d 322 (1980). This principle means that although a statute operates constitutionally as applied to the particular defendant, if it operates unconstitutionally as to another set of circumstances or theoretical defendants because of its potential application to protected speech it will be held unconstitutional. State v. Sul, 146 Conn, 78, 81, 147 A.2d 686 (1958). In this case, therefore, we first test subparagraphs (C) and (E) of the statute by their words alone, without regard to the defendant’s particular conduct.
If a statute has been previously construed, in a decision of an appellate court, that judicial construction can be used to clarify the statute so that it is no longer vague. State v. Proto, supra, 698. Legal dictionaries, treatises and dictionary definitions may also be used to save a statute from being constitutionally void for vagueness. Id., 699. General Statutes § 2-1 (d) (a) (2) has never been construed and we, therefore, have no gloss in which to interpret its words. The statute itself
In this case, the defendant claims that the statute is both overbroad and vague on its face. These doctrines are so closely related that sometimes they are impossible to separate. The methodology of the analyses are, however, distinguishable, and it is possible for a statute to be void for vagueness, although not void for over-breadth. A statute is overbroad, in terms of the first amendment, if it sweeps within its ambit conduct that is protected by the first amendment and if there is a realistic danger that it can interfere with the first amendment protection of others not before the court. A statute is unconstitutionally vague if it is drawn without clarity enough to apprise the average person and those who enforce the law with sufficient notice of what conduct is criminal. Smith v. Goguen, 415 U.S. 566, 575, 94 S. Ct. 1242, 39 L. Ed. 2d 605 (1974); Grayned v. Rockford, 408 U.S. 104, 108-109, 92 S. Ct. 2294, 33 L. Ed. 2d 222 (1972).
The trial court found that the words “making unreasonable noise” are content-neutral because they are directed toward disruptive behavior rather than speech. A restriction must be justifiable without regard to the content of the speech involved. Here, the statute is content-neutral because it restricts all of the expressive conduct proscribed by it, without regard to the substance of the expression. Even a statute that involves speech by specific persons, namely people opposed to hunting, thereby implicating the substance of the regulated speech, can be content-neutral. State v. Ball, supra, 275. The statute here is not limited to particular speech in any way and, we, therefore, agree with the trial court and also conclude that it is content-neutral.
The trial court found that the gallery of the House of Representatives is a limited public forum. The status of the gallery is dependent on whether it consists of public property that the state has made available for use by the public for expressive activity. Perry Education Assn. v. Perry Local Educators’ Assn., 460 U.S. 37, 45, 103 S. Ct. 948, 74 L. Ed. 2d 794 (1983); Act-Up v. Walp, supra. The gallery was open to the public on the day of the governor’s speech but communicative activity was restricted to reasonable approval or disapproval by the public and the elected members of the
In Grayned v. Rockford, supra, however, the principles are discussed in the context of a case in which the claim was that a particular statute was vague and over-broad on its face, without any claim that the statute was vague or overbroad as to the particular defendant, and without any claim that the statute violated the first amendment. We have noted these cases in order to set the background for our discussion of the claim that the statute is facially overbroad and vague.
Subparagraph (E) prohibits the performance of any acts that disturb, disrupt or interfere and is a catchall for whatever the other subparagraphs failed to prohibit. In analyzing whether a statute is overbroad, we must decide whether it restricts a significant number of instances of constitutionally protected speech, and whether its application to other persons is substantial. If it can be applied to a number of other persons and situations to inhibit free speech, it is facially invalid even if it can have some legitimate applications. Houston v. Hill, 482 U.S. 451, 458-59, 107 S. Ct. 2502, 96
We next analyze subparagraph (C)to determine whether it is void for vagueness or overbreadth. Sub-paragraph (C) prohibits “making unreasonable noise,” which is specific behavior. Noise can implicate protected speech when it involves communication. Again, because we are dealing with a statute that allegedly implicates the first amendment, we first examine the words of the statute rather than the particular conduct of the defendant. The words are not overbroad because they do not proscribe other conduct that enjoys first amendment protection, nor do they present a realistic danger that the first amendment rights of others not before the court will be affected.
As previously noted, “unreasonable” defines the prohibited noise as noise that exceeds reasonable limits. The words of subparagraph (C) are not vague because the
“Unreasonable noise” is facially concerned with the volume and timing of speech not its content, and it is constitutionally permissible to prohibit it. 2 A.L.I. Model Penal Code and Commentaries (1980) § 250.2, p. 346; State v. Anonymous, supra; State v. Martin, 532 P.2d 316 (Alaska 1975); People v. Fitzgerald, 194 Colo. 415, 573 P.2d 100 (1978); People v. Bakolas, 59 N.Y.2d 51, 449 N.E.2d 738, 462 N.Y.S.2d 844 (1983); Commonwealth v. Mastrangelo, 489 Penn. 254, 414 A.2d 54 (1980). The purpose of the restriction is the elimination of excessive noise, not the suppression of particular speech. Carew-Reid v. Metropolitan Transportation Authority, 903 F.2d 914, 917 (2d Cir. 1990); see also note, “Carew-Reid v. Metropolitan Transportation Authority: Free Expression Sound and Fury,” 11 Pace L. Rev. 643, 655 (1991).
The United States Supreme Court has held that an ordinance prohibiting the wilful “ ‘making of any noise . . . which disturbs or tends to disturb the peace or good order of [a] school session’ ” is neither unconstitutionally void nor overbroad. Grayned v. Rockford, supra, 108. Subparagraph (C) prohibits intentionally “making unreasonable noise.” The ordinance in Grayned and sub-paragraph (C) are very similar. Indeed, the latter establishes a quantum of noise, “unreasonable,” whereas the former does not. We hold that subparagraph (C) survives the defendant’s facial due process constitutionality
The defendant also claims that subparagraph (C) is void for vagueness as applied to her. She does not deny that she and others were chanting words that caused the governor to stop his speech, that the chanting began in the middle of sentences, that the words of the chant were unrelated to the content of the speech, and that the speech was interrupted for a period of up to two minutes. Nor does she deny that she intended to attract the attention of the legislature to the cause of gay and lesbian rights.
The defendant argues that as applied to her “making unreasonable noise” can be criminalized only if the words she used that constituted the “noise” incite imminent lawless action or are “fighting words.” Basically, the defendant contends that it was the unpopularity of the cause of gay and lesbian rights that provoked her arrest, rather than the “noise.”12 Subparagraph (C) focuses on the intent of the defendant as well as the causal connection between that intent and the disruption itself. The defendant has, by pleading nolo contendere, agreed that she had the requisite intent to disrupt. The governor’s speech was in fact interrupted and the noise blanketed the words of the governor so that he could not be heard. It was not the particular words used that caused the governor to stop speaking but the volume of the noise. The subparagraph is not void for vagueness as applied to the defendant. See State v. Cavallo, supra, 667-70; see also State v. Duhan, 194 Conn. 347, 359, 481 A.2d 48 (1984).
We must next consider whether subparagraph (C) involves the regulation of protected speech. The state
Constitutionally protected speech includes many things other than thoughts expressed in words. Protected speech can be parades, music, solicitation and receipt of funds, and the use of an amplifier to increase the volume of music electronically. J. Stevens, “The Freedom of Speech,” 102 Yale L.J. 1293, 1298 (1993); see International Society for Krishna Consciousness, Inc. v. Lee, U.S. , 112 S. Ct. 2701, 120 L. Ed. 2d 541 (1992); Carew-Reid v. Metropolitan Transportation Authority, supra. We know of no case, however, nor have the parties cited one, that holds that a blanket prohibition against “making unreasonable noise” prohibits speech that is protected by the first amendment. Although we recognize that some noises can be communication, we conclude that “unreasonable noise” as used in this statute relates to behavior and is not protected speech. The purpose of the prohibition is to prevent the disruption of the legislative process, and requires an intent to disrupt. The focus of the subparagraph is not the expression of an idea or any form of communication but the prohibition of noise so unreasonable as to disrupt.
The words of the chant in this case implicated free speech for purposes of determining an overbreadth or void for vagueness claim. That does not mean, however, that the statute inhibited or prevented freedom
There is not an endless variety of conduct that can be labelled speech, and thereby gain constitutional protection simply because the person engaging in the conduct claims that she intended to express an idea. Wisconsin v. Mitchell, U.S. , 113 S. Ct. 2194, 124 L. Ed. 2d 436 (1993). Because subparagraph (C) does not involve protected speech, we need not analyze either the federal or state constitutional provisions that guarantee freedom of expression.13
We have found subparagraph (C) to be constitutional and subparagraph (E) to be unconstitutional. We must next decide whether the conjunctive nature of the information charging the plaintiff with a violation of § 2-ld (a) (2) (C) and (E) requires that the entire conviction under § 2-ld (a) be set aside.
All of these involved cases occurred after a trial, where it was impossible to know which of the more than one statutory alternative or subparagraph provided the finding of guilt, or where every one of the alternatives could provide the finding of guilt. In a case where the finding of guilt follows a plea, however, the rationale for setting aside the conviction is no longer present. It is clear that here there was a finding of guilt as to both of the subparagraphs, and it is not a matter of conjecture as to which of them caused the finding of guilty. See State v. Eason, 192 Conn. 37, 42, 470 A.2d 688 (1984).
The judgment of conviction under General Statutes § 2-ld (a) (2) (C) is affirmed, the judgment of conviction under General Statutes § 2-ld (a) (2) (E) is reversed and the case is remanded with direction to render judgment resentencing the defendant accordingly.
In this opinion Heiman, J., concurred.
General Statutes § 2-ld (a) provides in pertinent part: “A person is guilty of interfering with the legislative process when he . . . (2) Alone or in concert with others, with intent to do so, disturbs, disrupts or interferes with, or attempts to disturb, disrupt or interfere with, any session, meeting or proceeding of the general assembly or either house thereof or any committee of the general assembly or either house thereof, whether within or outside the presence of said general assembly, either house thereof or any such committee by (A) engaging in violent, tumultuous or threatening behavior; or (B) using abusive or obscene language or making an obscene gesture; or (C) making unreasonable noise; or (D) refusing to comply with a lawful order of the police or a member of the office of state capítol security to disperse; or (E) performing any other act which disturbs, disrupts or interferes with any such session, meeting or proceeding . . . .”
General Statutes § 54-94a provides in pertinent part: “When a defendant, prior to the commencement of trial, enters a plea of nolo contendere conditional on the right to take an appeal from the court’s denial of the defendant’s motion ... to dismiss, the defendant after the imposition of sentence may file an appeal within the time prescribed by law. The issue
Practice Book § 815 (8) provides that a motion to dismiss may be made when the uneonstitutionality or invalidity of a governing statute is claimed.
The defendant relies on the first and the fourteenth amendments to the federal constitution. The first amendment to the United States constitution provides: “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or of the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.”
The fourteenth amendment to the United States constitution provides: “All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty or property, without due process of law, nor deny to any person within its jurisdiction the equal protection of the laws.”
The provisions of the Connecticut constitution on which the defendant relies are as follows:
Article first, § 4: “Every citizen may freely speak, write and publish his sentiments on all subjects, being responsible for the abuse of that liberty.”
Article first, § 5: “No law shall ever be passed to curtail or restrain the liberty of speech or of the press.”
Article first, § 8: “No person shall . . . be deprived of life , liberty, or property without due process of law . . . .”
Article first, § 14: “The citizens have a right, in a peaceable manner, to assemble for their common good, and to apply to those invested with the powers of government, for redress of grievances, or other proper purposes, by petition, address or remonstrance.”
The use of the comma before the word “Bill” could indicate that the thrust of any intent of the defendant to disrupt or disturb was directed towards “Bill” O’Neill, then governor, rather than the legislature. Neither the defendant nor the state has attached any significance to the placement of the comma.
This case differs from State v. Ball, 226 Conn. 265, 269, 627 A.2d 892 (1993), in that the state in Ball did request a hearing to show its governmental interest in the purposes of the Connecticut Hunter Harassment Act. Furthermore, on the basis of the facts of the present case, a hearing was not necessary to determine the governmental interest in preventing interference in the legislative process.
A violation of General Statutes § 2-ld (a) (2) is a class A misdemeanor, for which the maximum sentence is a fine in an amount not to exceed $2000 and a term of imprisonment not to exceed one year. See General Statutes §§ 53a-28, 53a-42 and 53a-36.
We could find no case in any jurisdiction that decides this issue and the defendant cites none. In Commonwealth v. A Juvenile, 368 Mass. 580, 334
The due process provisions of the state and federal constitutions have a similar meaning. State v. Pickering, 180 Conn. 54, 55-56 n.1, 428 A.2d 322 (1980).
If one or more subsections of a statute are held invalid, the validity of other sections of the same statute are not affected. General Statutes § 1-3; State v. Golino, 201 Conn. 435, 442, 518 A.2d 57 (1986).
The statute was enacted in 1973. The doctrine of desuetude, the concept that a statute may be void because of its lack of use, is founded on the constitutional concept of fairness embodied in federal and state constitutional due process and equal protection clauses. See Poe v. Ullman, 367 U.S. 497, 81 S. Ct. 1752, 6 L. Ed. 2d 989 (1961). “The undeviating policy of nullification by Connecticut of its anti-contraceptive laws throughout all the many years that they have been on the statute books bespeaks more than prosecutorial paralysis.” Id., 502. Each statute must be judged in terms of whether the defendant had fair notice that she might be prosecuted pursuant to it. Commission of Legal Ethics v. Printz, 416 S.E.2d 720 (W.Va. 1992). Determinative factors in the application of the doctrine are whether the statute involves traditional criminal behavior, whether it has been openly, notoriously and pervasively violated without prosecution for a long period of time, and whether there has been a conspicuous policy of nonenforcement. Id., 726-27. Here, the defendant did not raise the doctrine at the trial level, although she mentions the doctrine in her appellate brief. We, therefore, have no basis on which to determine the applicability of the doctrine in this case.
Connecticut passed legislation in 1991 to prohibit discrimination based on sexual orientation. General Statutes §§ 46a-81a through 46a-81r.
It is now well settled that our state constitution may provide greater rights than the federal constitution. State v. DeFusco, 224 Conn. 627, 632, 620 A.2d 746 (1993); State v. Oquendo, 223 Conn. 635, 649, 613 A.2d 1300 (1992); State v. Geisler, 222 Conn. 672, 684, 610 A.2d 1225 (1992); State v. Marsala, 216 Conn. 150, 160, 579 A.2d 58 (1990); Cologne v. Westfarms Associates, 192 Conn. 48, 57, 469 A.2d 1201 (1984); State v. Miller, 29 Conn. App. 207, 221, 614 A.2d 1229, cert. granted, 224 Conn. 914, 915, 617 A.2d 170 (1992). Because we conclude that subparagraph (C) does not involve protected speech and subparagraph (E) is void for overbreadth, we need not determine if the state constitution affords greater free speech protection than the federal constitution.